Not exact matches
In a series of tweets, he likened Coinbase's decision to a
broker withholding
shares from its customers.
The company, which counts global auto supplier Aptiv among its investors, is a digital
broker of sorts: It scrubs and organizes bits of data for carmakers, sifts out the regulatory hopscotch for different countries and lets drivers select via mobile app which information they want to
share with which companies
in exchange for discounts or rewards.
Chinese investors, meanwhile, are be able to use mainland
brokers to invest
in Hong Kong's H -
share market.
A formulation expert at the table
shared his secrets on natural preservatives while
brokers described upcoming trends
in ingredients like nootropics.
Cramer thinks that investors should call their
broker and try to get
in on the deal at any price at or below $ 18 a
share.
In order to minimize the number of broker non-votes, Apple encourages you to provide voting instructions on each proposal to the organization that holds your shares by carefully following the instructions provided in the Notice and the voting instruction for
In order to minimize the number of
broker non-votes, Apple encourages you to provide voting instructions on each proposal to the organization that holds your
shares by carefully following the instructions provided
in the Notice and the voting instruction for
in the Notice and the voting instruction form.
If your
shares are held
in an account at a brokerage firm, bank,
broker - dealer, or other similar organization, then you are the «beneficial owner» of
shares held
in «street name,» and a Notice was forwarded to you by that organization.
Brokers and 3rd - tier investment banks promoting the sale of secondary
shares in Unicorn companies — If you ask any large family office, they will tell you they are being bombarded with calls and emails offering secondary positions
in Unicorn companies.
Please note that since
brokers may not vote your
shares on «non-routine» matters, including the election of directors (Proposal Number 1), the proposal to amend Alphabet's 2012 Stock Plan (Proposal Number 3), and each of the stockholder proposals (Proposals Number 4 through Number 10),
in the absence of your specific instructions, we encourage you to provide instructions to your
broker regarding the voting of your
shares.
Please note that since
brokers may not vote your
shares on «non-routine» matters, including the election of directors (Proposal Number 1), the proposal to amend Google's 2012 Stock Plan (Proposal Number 3), and each of the stockholder proposals (Proposals Number 4 through Number 8),
in the absence of your specific instructions, we encourage you to provide instructions to your
broker regarding the voting of your
shares.
Spooked by a sudden 19 % plunge
in the Shanghai Composite Index, regulators halted initial public offerings, suspended trading
in shares accounting for 40 % of market capitalization, forced state - owned
brokers to promise to buy stocks until the index reached a higher level, mobilized state - controlled funds to purchase equities, and promised unlimited support from the central bank.
If you hold
shares beneficially
in street name and do not provide your
broker with voting instructions, your
shares may constitute «
broker non-votes.»
Other characteristics that are
shared due to the common methodology include: (1) The estimates encompass both transfers and changes
in society's real resources (the latter being benefits
in the context of the 2016 RIA but costs
in this RIA because gains are forgone); (2) the estimates have a tendency toward overestimation
in that they reflect an assumption that the April 2016 Fiduciary Rule will eliminate (rather than just reduce) underperformance associated with the practice of incentivizing
broker recommendations through variable front - end - load
sharing; and (3) the estimates have a tendency toward underestimation
in that they represented only one negative effect (poor mutual fund selection) of one source of conflict (load
sharing),
in one market segment (IRA investments
in front - load mutual funds).
if you have obtained a legal proxy from your
broker, bank, trustee, or nominee giving you the right to vote your
shares, by attending the Annual Meeting and voting
in person using a valid legal proxy.
In tabulating the voting result for any particular proposal,
shares that constitute
broker non-votes are not considered voting power present with respect to that proposal.
Instead, you hold your stock
in «street name,» and the «record owner» of your
shares is usually your bank,
broker or other intermediary.
TD Ameritrade earned the highest score
in the categories of «Research Amenities» and «Portfolio Analysis and Reports», and
shared the highest score with one other
broker in «Trade Experience» and «Range of Offerings».
You may vote
shares for which you are the beneficial owner
in person at the 2018 Annual Meeting only if you obtain a «legal proxy» from the
broker, bank or other intermediary that holds your
shares, giving you the right to vote the
shares.
Your
broker, therefore, may vote your
shares in its discretion on these routine matters if you do not instruct your
broker how to vote on these matters.
If you are a beneficial owner of
shares held
in street name, please check the voting instructions
in the notice provided by your
broker, bank or other intermediary for telephone voting availability.
Those stockholders whose
shares are held
in street name may attend and vote at the Annual Meeting by obtaining a legal proxy provided by their
broker, bank or other organization and bringing that legal proxy to the Annual Meeting.
TD Ameritrade was evaluated against 23 others
in the 2011 Barron's Online -
Broker review, March 14, 2011, and was named «Best for Options Traders», and one of the «Best for Long - Term Investing» (
sharing the highest score with one other
broker).
Because of a change
in New York Stock Exchange rules, unlike previous annual meetings, your
broker will NOT be able to vote your
shares with respect to the election of directors if you have not given your
broker specific instructions to do so.
If you hold your Salesforce common stock through a
broker, the
broker may be prevented from voting
shares held
in your brokerage account if you have not given the
broker voting instructions with respect to your
shares (resulting
in what is referred to as a «
broker non-vote»).
If you are a beneficial owner of
shares held
in street name, you may vote by mail by completing, signing and dating the voting instructions
in the notice provided by your
broker, bank or other intermediary and mailing it
in the accompanying pre-addressed envelope.
Contact your bank,
broker or other intermediary for specific information on how to obtain a legal proxy
in order to attend and vote your
shares at the meeting.
If you are a stockholder who holds
shares through a brokerage firm, bank, trust or other similar organization (that is,
in «street name»), please refer to the instructions from the
broker or organization holding your
shares.
Your bank or
broker will have discretion to vote any uninstructed
shares on the ratification of the appointment of the Company's independent registered public accounting firm (Proposal 4
in this Proxy Statement).
If you are a beneficial owner and you follow the voting instructions provided
in the notice you receive from your
broker, bank or other intermediary, you direct such organization to vote your
shares in accordance with your instructions.
The adjustment of
shares and voting rights
in the IMF was
brokered by Britain at a Group of 20 summit
in 2010, and European countries ratified it long ago.
If your
shares are held
in an account at a bank, brokerage firm,
broker - dealer or other similar organization, then you are a beneficial owner of
shares held
in street name.
You may request or discontinue householding
in the future by contacting the
broker, bank or similar institution through which you hold your
shares.
Those stockholders whose
shares are held beneficially through a brokerage firm, bank, trust or other similar organization (that is,
in «street name») also may attend and vote at the Annual Meeting by obtaining a legal proxy provided by their
broker, bank or other organization and bringing that legal proxy to the Annual Meeting.
The value is reduced by 15 percent to account for typical discounts that
shares in startups attract on the secondary market, according to two
brokers who asked not to be identified because the information is private.
If you are a beneficial owner holding your
shares in street name and you do not give voting instructions to your
broker, bank or other intermediary, that organization will leave your
shares unvoted on this matter.
Brokers offer one avenue for getting that first
share, although the fees to purchase one
share of stock will be quite high
in percentage terms of the total investment.
For
shares you hold beneficially
in the name of a
broker, trustee or other nominee, you may change your vote by submitting new voting instructions to your
broker, trustee or nominee, or, if
you have obtained a legal proxy from your
broker or nominee giving you the right to vote your
shares, by attending the meeting and voting
in person.
Depositors can purchase and sell
shares through a
broker, who often charge commissions,
in the secondary markets.
Brokers will be able to sells such
shares and get 12b - 1s, however,
in commission - based accounts if they use the BICE.
If your
Shares are held
in the name of a
broker, nominee, or other intermediary, you must also bring a proxy from the record holder of your
Shares as of the record date
in order to vote your
Shares at the meeting.
Generally, you may hold
Shares as a «record holder» (that is,
in your own name) or
in «street name» (that is, through a nominee, such as a
broker or bank).
If you have
Shares held
in one or more «street names,» you must complete, sign, date, and return to each bank,
broker, or other nominee through which you hold
Shares each voting instruction form received from that bank,
broker, or other nominee (or obtain a proxy from each such nominee holder if you wish to vote
in person at the 2015 Annual Shareholders» Meeting).
If your
Shares are held
in the name of a
broker, bank, or other nominee and you want to vote
in person, you will need to obtain (and bring with you to the 2015 Annual Shareholders» Meeting) a legal proxy from the record holder of your
Shares (who must have been the record holder of your
Shares as of the close of business on April 10, 2015) indicating that you were a beneficial owner of
Shares as of the close of business on April 10, 2015, as well as the number of
Shares of which you were the beneficial owner on the record date, and appointing you as the record holder's proxy to vote the
Shares covered by that proxy at the 2015 Annual Shareholders» Meeting.
If your
Shares are held of record by a bank,
broker, or other nominee, we urge you to give instructions to your bank,
broker, or other nominee as to how you wish your
Shares to be voted so you may participate
in the shareholder voting on these important matters.
If your
Shares are held
in the name of a
broker, bank, or other nominee (that is, you hold your
Shares in «street name»), you should receive separate instructions from the holder of your
Shares describing how to vote.
If you are a beneficial owner of
Shares and your
Shares are held
in street name as described above, you will be admitted to the 2015 Annual Shareholders» Meeting only if you present either a valid legal proxy from your bank,
broker, or other nominee as to your
Shares, the notice of internet availability of the proxy materials (if you received one), a voting instruction form that you received from your bank,
broker, or other nominee (if you have not already completed and returned the voting instruction form), or a recent bank, brokerage, or other statement showing that you owned
Shares as of the close of business on April 10, 2015.
Some shareholders hold
Shares through a bank, broker, or other nominee, and are often said to hold such shares in «street name.&
Shares through a bank,
broker, or other nominee, and are often said to hold such
shares in «street name.&
shares in «street name.»
In 2011, he bet that
shares of Orexigen Therapeutics Inc. would fall and wound up owing $ 7 million to his
broker, Merrill Lynch, authorities said.
If you hold your
shares in «street name,» please contact your bank,
broker or other holder of record to request information about householding.