Sentences with phrase «shares in your broker»

Not exact matches

In a series of tweets, he likened Coinbase's decision to a broker withholding shares from its customers.
The company, which counts global auto supplier Aptiv among its investors, is a digital broker of sorts: It scrubs and organizes bits of data for carmakers, sifts out the regulatory hopscotch for different countries and lets drivers select via mobile app which information they want to share with which companies in exchange for discounts or rewards.
Chinese investors, meanwhile, are be able to use mainland brokers to invest in Hong Kong's H - share market.
A formulation expert at the table shared his secrets on natural preservatives while brokers described upcoming trends in ingredients like nootropics.
Cramer thinks that investors should call their broker and try to get in on the deal at any price at or below $ 18 a share.
In order to minimize the number of broker non-votes, Apple encourages you to provide voting instructions on each proposal to the organization that holds your shares by carefully following the instructions provided in the Notice and the voting instruction forIn order to minimize the number of broker non-votes, Apple encourages you to provide voting instructions on each proposal to the organization that holds your shares by carefully following the instructions provided in the Notice and the voting instruction forin the Notice and the voting instruction form.
If your shares are held in an account at a brokerage firm, bank, broker - dealer, or other similar organization, then you are the «beneficial owner» of shares held in «street name,» and a Notice was forwarded to you by that organization.
Brokers and 3rd - tier investment banks promoting the sale of secondary shares in Unicorn companies — If you ask any large family office, they will tell you they are being bombarded with calls and emails offering secondary positions in Unicorn companies.
Please note that since brokers may not vote your shares on «non-routine» matters, including the election of directors (Proposal Number 1), the proposal to amend Alphabet's 2012 Stock Plan (Proposal Number 3), and each of the stockholder proposals (Proposals Number 4 through Number 10), in the absence of your specific instructions, we encourage you to provide instructions to your broker regarding the voting of your shares.
Please note that since brokers may not vote your shares on «non-routine» matters, including the election of directors (Proposal Number 1), the proposal to amend Google's 2012 Stock Plan (Proposal Number 3), and each of the stockholder proposals (Proposals Number 4 through Number 8), in the absence of your specific instructions, we encourage you to provide instructions to your broker regarding the voting of your shares.
Spooked by a sudden 19 % plunge in the Shanghai Composite Index, regulators halted initial public offerings, suspended trading in shares accounting for 40 % of market capitalization, forced state - owned brokers to promise to buy stocks until the index reached a higher level, mobilized state - controlled funds to purchase equities, and promised unlimited support from the central bank.
If you hold shares beneficially in street name and do not provide your broker with voting instructions, your shares may constitute «broker non-votes.»
Other characteristics that are shared due to the common methodology include: (1) The estimates encompass both transfers and changes in society's real resources (the latter being benefits in the context of the 2016 RIA but costs in this RIA because gains are forgone); (2) the estimates have a tendency toward overestimation in that they reflect an assumption that the April 2016 Fiduciary Rule will eliminate (rather than just reduce) underperformance associated with the practice of incentivizing broker recommendations through variable front - end - load sharing; and (3) the estimates have a tendency toward underestimation in that they represented only one negative effect (poor mutual fund selection) of one source of conflict (load sharing), in one market segment (IRA investments in front - load mutual funds).
if you have obtained a legal proxy from your broker, bank, trustee, or nominee giving you the right to vote your shares, by attending the Annual Meeting and voting in person using a valid legal proxy.
In tabulating the voting result for any particular proposal, shares that constitute broker non-votes are not considered voting power present with respect to that proposal.
Instead, you hold your stock in «street name,» and the «record owner» of your shares is usually your bank, broker or other intermediary.
TD Ameritrade earned the highest score in the categories of «Research Amenities» and «Portfolio Analysis and Reports», and shared the highest score with one other broker in «Trade Experience» and «Range of Offerings».
You may vote shares for which you are the beneficial owner in person at the 2018 Annual Meeting only if you obtain a «legal proxy» from the broker, bank or other intermediary that holds your shares, giving you the right to vote the shares.
Your broker, therefore, may vote your shares in its discretion on these routine matters if you do not instruct your broker how to vote on these matters.
If you are a beneficial owner of shares held in street name, please check the voting instructions in the notice provided by your broker, bank or other intermediary for telephone voting availability.
Those stockholders whose shares are held in street name may attend and vote at the Annual Meeting by obtaining a legal proxy provided by their broker, bank or other organization and bringing that legal proxy to the Annual Meeting.
TD Ameritrade was evaluated against 23 others in the 2011 Barron's Online - Broker review, March 14, 2011, and was named «Best for Options Traders», and one of the «Best for Long - Term Investing» (sharing the highest score with one other broker).
Because of a change in New York Stock Exchange rules, unlike previous annual meetings, your broker will NOT be able to vote your shares with respect to the election of directors if you have not given your broker specific instructions to do so.
If you hold your Salesforce common stock through a broker, the broker may be prevented from voting shares held in your brokerage account if you have not given the broker voting instructions with respect to your shares (resulting in what is referred to as a «broker non-vote»).
If you are a beneficial owner of shares held in street name, you may vote by mail by completing, signing and dating the voting instructions in the notice provided by your broker, bank or other intermediary and mailing it in the accompanying pre-addressed envelope.
Contact your bank, broker or other intermediary for specific information on how to obtain a legal proxy in order to attend and vote your shares at the meeting.
If you are a stockholder who holds shares through a brokerage firm, bank, trust or other similar organization (that is, in «street name»), please refer to the instructions from the broker or organization holding your shares.
Your bank or broker will have discretion to vote any uninstructed shares on the ratification of the appointment of the Company's independent registered public accounting firm (Proposal 4 in this Proxy Statement).
If you are a beneficial owner and you follow the voting instructions provided in the notice you receive from your broker, bank or other intermediary, you direct such organization to vote your shares in accordance with your instructions.
The adjustment of shares and voting rights in the IMF was brokered by Britain at a Group of 20 summit in 2010, and European countries ratified it long ago.
If your shares are held in an account at a bank, brokerage firm, broker - dealer or other similar organization, then you are a beneficial owner of shares held in street name.
You may request or discontinue householding in the future by contacting the broker, bank or similar institution through which you hold your shares.
Those stockholders whose shares are held beneficially through a brokerage firm, bank, trust or other similar organization (that is, in «street name») also may attend and vote at the Annual Meeting by obtaining a legal proxy provided by their broker, bank or other organization and bringing that legal proxy to the Annual Meeting.
The value is reduced by 15 percent to account for typical discounts that shares in startups attract on the secondary market, according to two brokers who asked not to be identified because the information is private.
If you are a beneficial owner holding your shares in street name and you do not give voting instructions to your broker, bank or other intermediary, that organization will leave your shares unvoted on this matter.
Brokers offer one avenue for getting that first share, although the fees to purchase one share of stock will be quite high in percentage terms of the total investment.
For shares you hold beneficially in the name of a broker, trustee or other nominee, you may change your vote by submitting new voting instructions to your broker, trustee or nominee, or, if
you have obtained a legal proxy from your broker or nominee giving you the right to vote your shares, by attending the meeting and voting in person.
Depositors can purchase and sell shares through a broker, who often charge commissions, in the secondary markets.
Brokers will be able to sells such shares and get 12b - 1s, however, in commission - based accounts if they use the BICE.
If your Shares are held in the name of a broker, nominee, or other intermediary, you must also bring a proxy from the record holder of your Shares as of the record date in order to vote your Shares at the meeting.
Generally, you may hold Shares as a «record holder» (that is, in your own name) or in «street name» (that is, through a nominee, such as a broker or bank).
If you have Shares held in one or more «street names,» you must complete, sign, date, and return to each bank, broker, or other nominee through which you hold Shares each voting instruction form received from that bank, broker, or other nominee (or obtain a proxy from each such nominee holder if you wish to vote in person at the 2015 Annual Shareholders» Meeting).
If your Shares are held in the name of a broker, bank, or other nominee and you want to vote in person, you will need to obtain (and bring with you to the 2015 Annual Shareholders» Meeting) a legal proxy from the record holder of your Shares (who must have been the record holder of your Shares as of the close of business on April 10, 2015) indicating that you were a beneficial owner of Shares as of the close of business on April 10, 2015, as well as the number of Shares of which you were the beneficial owner on the record date, and appointing you as the record holder's proxy to vote the Shares covered by that proxy at the 2015 Annual Shareholders» Meeting.
If your Shares are held of record by a bank, broker, or other nominee, we urge you to give instructions to your bank, broker, or other nominee as to how you wish your Shares to be voted so you may participate in the shareholder voting on these important matters.
If your Shares are held in the name of a broker, bank, or other nominee (that is, you hold your Shares in «street name»), you should receive separate instructions from the holder of your Shares describing how to vote.
If you are a beneficial owner of Shares and your Shares are held in street name as described above, you will be admitted to the 2015 Annual Shareholders» Meeting only if you present either a valid legal proxy from your bank, broker, or other nominee as to your Shares, the notice of internet availability of the proxy materials (if you received one), a voting instruction form that you received from your bank, broker, or other nominee (if you have not already completed and returned the voting instruction form), or a recent bank, brokerage, or other statement showing that you owned Shares as of the close of business on April 10, 2015.
Some shareholders hold Shares through a bank, broker, or other nominee, and are often said to hold such shares in «street name.&Shares through a bank, broker, or other nominee, and are often said to hold such shares in «street name.&shares in «street name.»
In 2011, he bet that shares of Orexigen Therapeutics Inc. would fall and wound up owing $ 7 million to his broker, Merrill Lynch, authorities said.
If you hold your shares in «street name,» please contact your bank, broker or other holder of record to request information about householding.
a b c d e f g h i j k l m n o p q r s t u v w x y z