Sentences with phrase «shares of a security without»

The act of buying more shares of a security without causing the price to increase significantly.

Not exact matches

Convertible bonds are securities that pay interest, but give the bondholders the right to convert them to equity shares; they're basically a way to bet on the growth potential of a company without taking the risk of buying common shares.
The law allows companies to directly share information with the Department of Defense, including the National Security Agency (NSA), without fear of being sued.
Without an employer to kick in their share, self - employed Millennials have to pay both halves of their Social Security tax!
The registration of these shares of our common stock under the Securities Act would result in these shares becoming eligible for sale in the public market without restriction under the Securities Act immediately upon the effectiveness of such registration, subject to the Rule 144 limitations applicable to affiliates.
Of these shares, all shares of common stock sold in this offering by us and the selling stockholders, plus any shares sold upon exercise of the underwriters» over-allotment option, will be freely tradable in the public market without restriction or further registration under the Securities Act, unless these shares are held by «affiliates,» as that term is defined in Rule 144 under the Securities AcOf these shares, all shares of common stock sold in this offering by us and the selling stockholders, plus any shares sold upon exercise of the underwriters» over-allotment option, will be freely tradable in the public market without restriction or further registration under the Securities Act, unless these shares are held by «affiliates,» as that term is defined in Rule 144 under the Securities Acof common stock sold in this offering by us and the selling stockholders, plus any shares sold upon exercise of the underwriters» over-allotment option, will be freely tradable in the public market without restriction or further registration under the Securities Act, unless these shares are held by «affiliates,» as that term is defined in Rule 144 under the Securities Acof the underwriters» over-allotment option, will be freely tradable in the public market without restriction or further registration under the Securities Act, unless these shares are held by «affiliates,» as that term is defined in Rule 144 under the Securities Act.
Of these shares, all shares sold in this offering will be freely tradable without restriction or further registration under the Securities Act, except for any shares purchased by our «affiliates,» as that term is defined in Rule 144 under the Securities Act, whose sales would be subject to the Rule 144 resale restrictions described below, other than the holding period requirement.
We expect to file the registration statement covering shares offered pursuant to our stock plans shortly after the date of this prospectus, permitting the resale of such shares by nonaffiliates in the public market without restriction under the Securities Act and the sale by affiliates in the public market, subject to compliance with the resale provisions of Rule 144.
However, if the ordinary shares or ADSs are treated as traded on an «established securities market» and you are either a cash basis taxpayer or an accrual basis taxpayer that has made a special election (which must be applied consistently from year to year and can not be changed without the consent of the IRS), you will determine the U.S. dollar value of the amount realized in a non U.S. dollar currency by translating the amount received at the spot rate of exchange on the settlement date of the sale.
A non-affiliated person who has beneficially owned restricted securities within the meaning of Rule 144 for at least one year would be entitled to sell those shares without regard to the provisions of Rule 144.
We, our executive officers and directors and substantially all of our stockholders and holders of options and warrants have agreed that, for a period of 180 days from the date of this prospectus, subject to customary limited exceptions, we and they will not, without the prior written consent of Barclays Capital Inc. and Deutsche Bank Securities Inc., dispose of or hedge any shares or any securities convertible into or exchangeable for our comSecurities Inc., dispose of or hedge any shares or any securities convertible into or exchangeable for our comsecurities convertible into or exchangeable for our common stock.
«Boards that authorise share - repurchase initiatives at market prices below what the businesses are intrinsically worth per share (without foregoing investment in even more compelling growth opportunities and with due regard for the financial security of the remaining shareholders) are clearly putting the shareholder's interest high on the priority list» Frank Martin
Just as children need a regular bedtime, plenty of sleep, a healthy diet, and other, predictable routines to keep them healthy, and need rules — such as not crossing the street without an adult or never sharing personal information on the internet — to keep them safe, they need boundaries to give them a sense of security.
«The implication of that is that if you are holding a stock of Enterprise at the stock exchange at Ghc2 and it is now being sold at almost three, seven times so, it means that your stock on the stock exchange has been undervalued and therefore putting pressure on people to rush for Enterprise Insurance shares and for which reason Enterprise Insurance will now begin to see an increase in the price of their share, not reflected by the fundamentals of the performance of the economy but by a manipulated process outside of the trading regime without clearance from the Securities and Exchanges Commission.
«If Theresa May thinks Mr Vine's report would imperil national security or provide ammunition for illegal migrants, she should share the full report with the home affairs select committee and ourselves and explain why the full report can not be published without masses of redactions.
How to assure at least the citizens of the free world that (without losing national security sovereignty) their different national governments have a shared and coherent approach to assessing the proportionality of departures from norms protecting personal privacy?
After the data connection ends, all of the information is automatically removed from the BlackBerry Playbook, with a view that many corporations could share a single device without the need to re-flash each time for security purposes.
It is also important to note that many of the ebook stores online do not have the same security standards as Apple and Amazon, so its possible your book could be stolen and uploaded to free sharing sites online without your permission.
Although my problem with RBC Direct invoved specifically their ignorance of capital gain tax excemption for securities donated to registered charities, it was their arrogance and unwillingness to accept any responsibility for not keeping me, their, client informed by continuing to forward the company's bullletins, etc. and for surrendering my shares for cash without my authority or even my foreknowledge of their actions, that leads me to say «Don't trust RBC Direct».
This is an alarming oversight considering the majority of other similar companies offer security freezes, which prevent the company from sharing the information without consent.
In particular, though without limitation, Desjardins Online Brokerage, Desjardins Securities Inc. and their information suppliers offer no guarantees as to the timely, truthful, sequential, complete, accurate, or continuous nature of the information, facts and data transmitter or shared, nor are any implied warranties given arising from trade usage, course of dealing, course of performance, nor are there any implied warranties of merchantability or compliance for a particular practice or use regarding these information or data.
Purchasing shares in a mutual fund can give you access to a diversified portfolio, often without having to spend a large chunk of money and time deciding which types of individual securities to purchase on your own.
Mutual fund outflows add to the pain of capital gains distributions Even without selling shares of a mutual fund, investors can incur capital gains taxes triggered by security sales within the fund.
Unless you limit the broker's or agent's discretion, this may be done without consulting you about the type of security and number of shares involved, or about the time and price at which to buy or sell.
The date when a company deducts the distribution of dividends and / or capital gains from the share price of a mutual fund or stock, and the security begins trading without the distribution.
Based upon publicly available information, Icahn Enterprises (which currently has, on a consolidated basis, $ 22.4 billion of assets, including in excess of $ 13 billion in liquid assets, which are cash and marketable securities) hereby proposes to purchase the Company in a merger transaction at $ 15 per share without any financing or due diligence conditions.
Icahn Enterprises (which currently has, on a consolidated basis, $ 22.4 billion of assets, including in excess of $ 13 billion in liquid assets, which are cash and marketable securities) hereby proposes to purchase the Company in a merger transaction at $ 15 per share without any financing or due diligence conditions.
Once implemented we will not share your name, address, social security number or any other information (your Personal Details) from which there is a reasonable basis to believe your Personal Details could be obtained, to the policyholder or other insured covered under the same policy against whom you have a valid order of protection, without your express consent.
Many lawyers use file - sharing applications such as Dropbox and Box without a good sense of their security.
In 2013, Snowden revealed how the UK's GCHQ intelligence agency was secretly intercepting and processing millions of private communications of ordinary people on a daily basis (the «Tempora» programme), and — without a clear legal foundation or proper safeguards — sharing data with the USA's National Security Agency, as well as other countries» intelligence agencies.
Once implemented we will not share your name, address, social security number or any other information (your Personal Details) from which there is a reasonable basis to believe your Personal Details could be obtained, to the policyholder or other insured covered under the same policy against whom you have a valid order of protection, without your express consent.
Shady advertisements push nasty software that is practically malware, file - sharing sites are full of infected programs, and malicious individuals target security vulnerabilities to install Windows malware without your permission.
LLC, as our financial advisor («Morgan Stanley»), in order for the DMM to effect a fair and orderly opening of our ordinary shares on the NYSE, without coordination with us, consistent with the federal securities laws in connection with our direct listing.
The proposed class action would represent people who bought Facebook shares from Feb. 3, 2017, when Facebook filed its annual report and cited security breaches and improper access to user data, through March 19 of this year, two days after a New York Times report revealed how data from Cambridge Analytica obtained through Facebook were used without «proper disclosures or permission.»
The proposed class action would represent people who bought shares of Facebook from Feb. 3, 2017, when Facebook filed its annual report and cited security breaches and improper access to user data, through March 19, two days after a New York Times report revealed how data from Cambridge Analytica obtained through Facebook was used without «proper disclosures or permission.»
On Saturday, French security researcher Elliot Alderson took to Twitter to claim that the app shares private information of users to a third - party US company Clever Tap without their consent.
a b c d e f g h i j k l m n o p q r s t u v w x y z