Sentences with phrase «significant shareholdings»

broker - dealers and asset managers (eg, licensing, prudential, organisational and reporting requirements, significant shareholdings, conduct of business rules and conflicts of interests);

Baby Milk Action has protested to FTSE that including representatives of organisations with significant shareholdings in a company the Committee is responsible for assessing is a significant conflict of interests (CFB announced in its 2007 report it had purchased 6,000 Nestlé shares, valuing them at over # 1 million).

Gilles Andrier, CEO of Givaudan, says: «The acquisition of a significant shareholding in Naturex fits fully with our 2020 strategy to expand our offering to deliver natural products to our customers.

Brokered a # 7m package of litigation funding / insurance for a client who was allegedly defrauded into parting with his significant shareholding in a company which rapidly increased in value.

In employment disputes we act for high net worth employees (who will typically have a significant shareholding in the business that employs them).

(iv) in case of market abuse violations, disqualification of the offender from owning a significant shareholding in asset managers, broker - dealers and stock exchanges;

As mentioned in question 38 above, securities law offences may cause, inter alia, disqualifications of the offender from maintaining or taking offices as a member of the management or supervisory boards of companies, from owning a significant shareholding in supervised companies or from undertaking specific activities, professions, businesses or jobs.

If you and your ex-partner (husband, wife or civil partner) own a business outright, or has a significant shareholding in a business, then the business would normally be valued for the purposes of the financial settlement.

Not exact matches

This almost sank the company and required a significant private placing (which diluted the shareholdings of the rest of us).

But a major buyback may again prove the better deal: It potentially offers significant appreciation in the market (and intrinsic) value of their own shareholdings, it increases & consolidates their ownership, but demands none of the financial risk (or cash outlay) a takeover requires!

(2) Research undertaken by Global Witness (www.globalwitness.org) and Profundo (www.profundo.nl) examined all known loans, bonds and shareholdings, for the period 2010 — 2013, connected to 50 of the world's biggest companies with significant logging or pulp & paper divisions affecting tropical forests.

Furthermore, in addition to the governance measures applicable to shareholding companies to enhance the protection of the interests of the shareholders, CCL provides provisions to apply certain corporate governance in all types of companies; this requires significant changes in the duties and liabilities of the managers and partners, such as: the provision to avoid any conflict of interests for the managers; the liability of the company for the actions of its employees; each company shall have an authorised auditor; each company must have annual accounts with commitment to prepare annual financial accounts, including the balance sheet and profits and loss accounts, applying international accounting principles and standards.