Sentences with phrase «single arbitration institution»
Maybe the concept introduced in Brazil for mandatory arbitration clauses in publicly listed companies could be used in Europe to bring shareholder arbitrations in front of a single arbitration institution dealing with shareholder compensation claims.
https://www.lawyer-monthly.com/ Not exact matches
It's one of the single most feared (or even loathed) provisions of the Department of Labor's fiduciary rule for a large financial institution, because it dramatically raises the stakes of a potential systemic failure to fulfill the firm's fiduciary duty to clients, outside the relative safety of one - advisor - at - a-time arbitration (especially industry - friendly FINRA arbitration).
The final rule implements requirements and restrictions imposed by the Dodd - Frank Act concerning loan officer compensation; qualifications of, and registration or licensing of loan originators; compliance procedures for depository institutions; mandatory arbitration; and the financing of single - premium credit insurance.
The Rule implements requirements and restrictions imposed by the Dodd - Frank Act concerning loan originator (MLO) compensation; qualifications, registration, or licensing of loan originators; compliance procedures for depository institutions; mandatory arbitration; and the financing of single premium credit insurance.