Sentences with phrase «soft dollar»

They might also earn money from securities lending and soft dollar commission arrangements as well.
A «soft dollar deal» is when money managers opt to receive research, subscriptions, or data terminals in return for paying higher brokerage fees.
Now that unlimited soft dollars can be used when communicating with the public to influence voter opinions, competing in today's new political landscape is more challenging — and expensive — than ever.
Advisers that use soft dollars agree to pay higher commissions to broker - dealers to execute its trades in exchange for things like Bloomberg terminals and research databases, things that the adviser could choose to pay out of its own pocket, but rarely does.
«With the restriction on soft dollars but not hard dollars, RPAC's influence as the country's largest PAC contributor will only increase,» says Crosby.
In 1992 he was asked by the Financial VP and head of Wachovia Bank's Trust Department to provide soft dollar research to Wachovia.
Many investors believe they're only paying the expense ratio (used to pay marketing costs, distribution costs and management fees) when owning a mutual fund, but there are several other costs involved: transaction costs, tax costs, cash drag, soft dollar cost, and advisory fees.
There are so many levels of fees, soft dollar agreements, revenue sharing, and administrator rebates that all come out of the participantsâ $ ™ returns.
In addition, the PAG recommended new ways to attract soft dollars — from corporate entities and Multiple Listing Services.
The REALTOR ® Party's Super-Pac is called the Corporate ALLY Program; they are advocacy fundraising programs to raise soft dollars.
The soft - money game is a different matter — one that will likely be played out with much color and spice as the national political party committees make their last push using soft dollars.
Prior to joining iShares, he was Director of Global Sales for Capital Institutional Services (CAPIS) in Dallas and spent seven years at UBS Investment Bank in NY, where he was Head of Alternative Research Provider Marketing Sales and Global Head of Soft Dollar and Directed Commissions Sales.
In the original article Mr. Bernstein focused on four areas where he expects to see substantial change: indexing, benchmarking, long only equity management, and soft dollar research.
Treasury Secretary Steven Mnuchin said a softer dollar was good for the United States.
U.S. Treasury Secretary Steven Mnuchin said a softer dollar was good for the United States.
The silver lining of this month's weak payroll number is a greater likelihood that the Federal Reserve will hold off on raising interest rates, which could lead to a softer dollar.
Investors pay higher ongoing expenses and commissions, a portion of this amount is routed by the fund to the advisor in 12b - 1 fees, commissions, soft dollars, shelf space and marketing support, and the fund family keeps its share as a cost of managing and marketing the fund.
Much leaner positioning is one of the key factors supporting gold this year and suggests that there is ample room for positions to be rebuilt against a backdrop of benign rates, soft dollar and lingering uncertainties.
The USDMYR landscape is a bit muddled, and this air of uncertainty could extend, more so if opinion on the soft dollar narrative become less reliable.
Then they allowed «soft dollar» contributions to count as part of the 3 % down payment, like seller concessions or realtor commission concessions.
We do not receive any commissions, revenue sharing, kick - backs, or soft dollars.
Interactive Brokers» Soft Dollar Commission Program gives hedge and mutual funds and Professional Advisors the flexibility to offset the costs of purchasing approved research products and services using soft dollars.
In an industry already complicated by fees - sales loads, soft dollars, trailing fees, 12b - 1 marketing fees - asking mutual funds to prominently disclose trading costs is unpopular among fund companies.
The SEC defines soft dollars in its 1998 document «Inspection Report on the Soft Dollar Practices of Broker - Dealers, Investment Advisers and Mutual Funds.»
To assess whether your fund's adviser imposes a «soft dollar» fee, look in its SAI under the section typically entitled «Brokerage Selection» or «Portfolio Transactions and Brokerage.»
One day, CEOs will probably tell their grandchildren about the bygone days of fat margins, soft dollars and dubious intermediary arrangements.
Tip: An adviser may get «soft dollar» benefits such as gifts or freebies for selling you a product.
Representation of broker - dealer operations professionals in connection with an SEC «soft dollar» investigation
A soft dollar and stable — if not improving — commercial property fundamentals continue to lure foreign investors to the U.S real estate market.
It's through this program that the REALTORS ® Political Action Committee (RPAC) channels contributions from real estate brokerages and industry organizations — soft dollars — into mobilizing REALTORS ® on behalf of a campaign.
The Campaign Reform and Election Integrity Act would have limited use of «soft dollars» by associations for activities such as issue advocacy campaigns and would have added administrative responsibilities for local, state, and national associations.
Other political and advocacy organizations, such as RPAC, can still collect and use soft dollars, but there are new restrictions.
Soft dollars are corporate dollars and can be used in independent expenditure campaigns to support candidates.
Soft dollars can not be contributed directly to federal candidates, or to state or local candidates in some states.
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