Sentences with phrase «soft dollar commission»

They might also earn money from securities lending and soft dollar commission arrangements as well.

Not exact matches

Cowen offers fully compliant soft - dollar and commissions sharing management and access to independent research and brokerage services.

Prior to joining iShares, he was Director of Global Sales for Capital Institutional Services (CAPIS) in Dallas and spent seven years at UBS Investment Bank in NY, where he was Head of Alternative Research Provider Marketing Sales and Global Head of Soft Dollar and Directed Commissions Sales.

Investors pay higher ongoing expenses and commissions, a portion of this amount is routed by the fund to the advisor in 12b - 1 fees, commissions, soft dollars, shelf space and marketing support, and the fund family keeps its share as a cost of managing and marketing the fund.

Then they allowed «soft dollar» contributions to count as part of the 3 % down payment, like seller concessions or realtor commission concessions.

We do not receive any commissions, revenue sharing, kick - backs, or soft dollars.

Advisers that use soft dollars agree to pay higher commissions to broker - dealers to execute its trades in exchange for things like Bloomberg terminals and research databases, things that the adviser could choose to pay out of its own pocket, but rarely does.

However, we do believe that annual reports should include a breakout of total commissions paid, average commissions per share, and disclosure about soft - dollar arrangements, trailing fees and other costs borne by shareholders (at present, this is considered «non-standard information»).

The Fund has no sales load (a charge for purchasing the fund), no soft - dollar arrangements (where fund managers receive research, data terminals and other benefits in return for paying higher commissions to brokers), no trailing fees (where funds pay brokerages an ongoing percentage of assets in order to bring business to the fund), and no 12b - 1 marketing fees (where shareholders pay an amount over and above management and operating expenses, so that funds can advertise and attract new shareholders).

Lawrence Russell and Company has no relationships with any broker that involves any kind of direct or indirect compensation, commission, benefit, or soft - dollar arrangement for suggesting that a client use any particular broker.

Handled commissions paid towards Research and Soft Dollar commitments.