Sentences with phrase «sold the bonds without»

Had the group failed to collect signatures from at least 15 percent of the electorate by the end of this week, the park board could have sold the bonds without voter approval.

Tom Chapman, executive vice president and director of municipal securities at Everen Securities of Chicago and manager of bond issues for the district, said the district is able to sell bonds without raising taxes because they are replacing retired bonds.

1) There is an implicit assumption that you can buy and sell bonds without considering whether you will be able to find suitable replacements.

Not exact matches

«Individual bonds, including municipal and corporate bonds, are not as easy to sell on a time - sensitive basis without paying a premium,» Kaplan says.

Big mutual funds have sold out of big bond positions — notably Pimco in the period around Bill Gross's departure — without causing a major crash.

If the jury found that Hogan was entitled to $ 100 million in damages and Gawker was required to post a bond of at least that amount, the company would not be able to do so without selling itself to a larger company or bringing on outside investors.

Even without any selling, the value of the fund's share price would fall (roughly as a function of the fund's average «duration», a measure of interest rate sensitivity that is a related to a bond's maturity).

If you own stocks, bonds or mutual funds, you can borrow up to 80 percent against the value of your portfolio without having to sell.

The district has a right to sell about $ 200,000 in general obligation bonds without seeking voter approval, district officials said.

They allow us to adjust allocations without selling bonds into the secondary market.

I would assume that a dividend investor would keep their equity positions and live of the distributions without needing to sell the stock for bonds.

These accounts also offer access to your savings without having to find a buyer and arrange a price, as you would if you were selling a stock or bond.

This lets you move money from a stock fund to a bond fund or vice-versa without selling shares and realizing capital gains.

Bring your portfolio in line with that risk assessment: Once you have a sense of what size loss you can handle without selling in a panic, you can then start making any adjustments, if necessary, to make sure your mix of stocks and bonds reflects the level of loss you can comfortably absorb.

Wouldn't DCA in combination with re-balancing your portfolio have a similar effect as value averaging, since that also forces you to buy high and sell low to maintain a desired ratio between stocks and bonds, while still putting all your money to work for you, and without predicting future returns?

Prohibited acts.A credit services organization, a salesperson, agent, or representative of a credit services organization, or an independent contractor who sells or attempts to sell the services of a credit services organization shall not: (1) Charge a buyer or receive from a buyer money or other valuable consideration before completing performance of all services, other than those described in subdivision (2) of this section, which the credit services organization has agreed to perform for the buyer unless the credit services organization has obtained a surety bond or established and maintained a surety account as provided in section 45 - 805; (2) Charge a buyer or receive from a buyer money or other valuable consideration for obtaining or attempting to obtain an extension of credit that the credit services organization has agreed to obtain for the buyer before the extension of credit is obtained; (3) Charge a buyer or receive from a buyer money or other valuable consideration solely for referral of the buyer to a retail seller who will or may extend credit to the buyer if the credit that is or will be extended to the buyer is substantially the same as that available to the general public; (4) Make or use a false or misleading representation in the offer or sale of the services of a credit services organization, including (a) guaranteeing to erase bad credit or words to that effect unless the representation clearly discloses that this can be done only if the credit history is inaccurate or obsolete and (b) guaranteeing an extension of credit regardless of the person's previous credit problem or credit history unless the representation clearly discloses the eligibility requirements for obtaining an extension of credit; (5) Engage, directly or indirectly, in a fraudulent or deceptive act, practice, or course of business in connection with the offer or sale of the services of a credit services organization; (6) Make or advise a buyer to make a statement with respect to a buyer's credit worthiness, credit standing, or credit capacity that is false or misleading or that should be known by the exercise of reasonable care to be false or misleading to a consumer reporting agency or to a person who has extended credit to a buyer or to whom a buyer is applying for an extension of credit; or (7) Advertise or cause to be advertised, in any manner whatsoever, the services of a credit services organization without filing a registration statement with the Secretary of State under section 45 - 806 unless otherwise provided by the Credit Services Organization Act.

From here, Rue plans to sell a portion of these bond funds each year — she can sell up to 10 % annually without penalty — and move the proceeds into bond ETFs.

Advisors who sell these funds are quick to point out that you can normally redeem 10 % of the fund's value per year without triggering the sales charge, and that you can switch from one DSC fund to another in the same family (for example, from a Canadian equity fund to a bond fund) at no cost.

Jim asks: Can you transfer stocks, bonds, etc from your RRIFs to your TFSA without selling the stock or bond?

My advice would be try to ensure at the start of retirement that you can generate five to 10 years worth of cash flow for at least basic needs without being forced to sell stocks or long - term bonds at inopportune times.

(1) A credit services organization, its salespersons, agents, and representatives, and independent contractors who sell or attempt to sell the services of a credit services organization may not do any of the following: (a) conduct any business regulated by this chapter without first: (i) securing a certificate of registration from the division; and (ii) unless exempted under Section 13 -21-4, posting a bond, letter of credit, or certificate of deposit with the division in the amount of $ 100,000; (b) make a false statement, or fail to state a material fact, in connection with an application for registration with the division; (c) charge or receive any money or other valuable consideration prior to full and complete performance of the services the credit services organization has agreed to perform for the buyer; (d) dispute or challenge, or assist a person in disputing or challenging an entry in a credit report prepared by a consumer reporting agency without a factual basis for believing and obtaining a written statement for each entry from the person stating that that person believes that the entry contains a material error or omission, outdated information, inaccurate information, or unverifiable information; (e) charge or receive any money or other valuable consideration solely for referral of the buyer to a retail seller who will or may extend credit to the buyer, if the credit that is or will be extended to the buyer is upon substantially the same terms as those available to the general public; (f) make, or counsel or advise any buyer to make, any statement that is untrue or misleading and that is known, or that by the exercise of reasonable care should be known, to be untrue or misleading, to a credit reporting agency or to any person who has extended credit to a buyer or to whom a buyer is applying for an extension of credit, with respect to a buyer's creditworthiness, credit standing, or credit capacity; (g) make or use any untrue or misleading representations in the offer or sale of the services of a credit services organization or engage, directly or indirectly, in any act, practice, or course of business that operates or would operate as fraud or deception upon any person in connection with the offer or sale of the services of a credit services organization; and (h) transact any business as a credit services organization, as defined in Section 13 -21-2, without first having registered with the division by paying an annual fee set pursuant to Section 63J -1-504 and filing proof that it has obtained a bond or letter of credit as required by Subsection (2).

Going forward, the investor will need to contact the remaining mutual fund companies at the beginning of each year to determine what amount they can sell from the funds without incurring any deferred sales charges, and make the necessary trades (the proceeds can then be used to purchase the iShares DEX Universe Bond Index Fund (XBB) as originally planned).

I remember how delicate I had to be when I owned 35 % of an illiquid bond that we liked, and I needed to sell it down without spooking the market.

The primary reason a VUL is not offered by most companies is that the investment portion is in «securities,» and no one can sell securities, i.e. variable products such as stocks, bonds, and mutual funds, without a federal securities license.