Sentences with phrase «standard disclosure only»

Adrian Palmer, managing partner at Proven Legal Technologies, said: «We have been struck by the number of times where we have put significant effort into an estimate for standard disclosure only to be met by a pure guess by our opponents in the form of a figure to the nearest # 10,000.

Not exact matches

Simultaneously, it was also able to avail itself of the broad benefits of the Rule 506 exemption, including the ability to raise an unlimited amount of money from an unlimited number of accredited investors, blue sky preemption and «relaxed» disclosure standards, as sales were only made to accredited investors (that said, the company did provide fulsome disclosure materials to prospective investors).

According to a DOL fact sheet, in April 2017, the «broader definition of fiduciary will take effect, but to take advantage of the [best interest contract] exemption, firms will only be required to comply with more limited conditions, including acknowledging their fiduciary status, adhering to the best interest standard, and making basic disclosures of conflicts of interest.»

One year after the rule's publication, in April 2017, the «broader definition of fiduciary will take effect, but to take advantage of the BIC exemption, firms will only be required to comply with more limited conditions, including acknowledging their fiduciary status, adhering to the best interest standard, and making basic disclosures of conflicts of interest,» DOL states in a fact sheet released Tuesday detailing some of the final rule's changes.

I fear that if the commissioned salesperson must [only] disclose that they're getting a commission, it will be a form of «fiduciary standard lite» and buried in some other disclosure.

Disclosures stating only that the charity will receive «proceeds,» «profits,» «net proceeds,» or some other general financial benefit as a result of sales will not meet this standard.

Operational covenants often require borrowers to maintain their physical assets to certain standards, meet minimum disclosure requirements, engage only in permissible business lines, or maintain a certain level of insurance.

Statements and documents in Tribunal claims also now often include extracts from an employee's social media use and increasingly, standard disclosure includes not only emails and texts but also snapchat messages.

Other parts of the rule, such as the Scope of Search set out in 31.7, referred only to standard disclosure.

The menu of options has barely been used in the four years since its introduction, with few solicitors suggesting more limited (and cheaper) options and only the most reformist judges pointing parties away from standard disclosure.

Given investors» surging interests in ESG, coupled with regulatory initiatives to collect and review information on international ESG standards, it may be only a matter of time before further ESG disclosures are required — especially in light of the regulators» heralded openness to further disclosure obligations.

The only proposed exception to this standard allowed for uses and disclosures of a decedent's protected health information for research purposes without the authorization of a legal representative and without the Institutional Review Board (IRB) or privacy board approval required (in proposed § 164.510 (j)-RRB- for most other uses and disclosures for research.

In this final rule, we minimize the burden on covered entities in the following ways: in circumstances where disclosures are made on a routine, recurring basis, such as in on - going relationships between covered entities and their business associates, individual review of each routine disclosure has been eliminated; covered entities are required only to develop standard protocols to apply to such routine disclosures made to business associates (or types of business associates).

They urged that the standard address disclosures only, and not uses, which would make implementation far more practicable and less burdensome.

For any type of disclosure that is made on a routine, recurring basis, a covered entity must implement policies and procedures (which may be standard protocols) that permit only the disclosure of the minimum protected health information reasonably necessary to achieve the purpose of the disclosure.

Another commented that the standard «* * * based on a reasonable belief that the disclosures are necessary to prevent or lessen a serious and imminent threat to the health or safety of an individual» would apply in only narrow treatment circumstances.

The language of the basic «standard» itself is largely unchanged; covered entities must make reasonable efforts to use or disclose or to request from another covered entity, only the minimum amount of protected health information required to achieve the purpose of a particular use or disclosure.

Response: We do not agree with the general assertion that disclosure to the individual is the only appropriate exception to the minimum necessary standard.

Other customer protections, such as proper risk disclosures regarding cryptocurrency investments, or capital standards for exchanges, will only serve to provide the cryptocurrency market with additional legitimacy.

Standard of Practice 12 - 5 was amended to take these limitations into account, and now provides that these displays are exempt from the requirement to disclose the firm's name, but only if they are linked to all required disclosures.