Establish
a standard of conduct for broker - dealers when making a recommendation of any securities transaction or investment strategy involving securities to a retail customer
Provides the following punitive damage reforms a) raises
the standard of conduct for punitive damages from the current «willful indifference» to a standard of «deliberate disregard»; b) establishes the party's right to insist on a bifurcated trial when a claim includes punitive damages; a separate proceeding is held to consider financial condition of the defendant and other evidence relevant only to punitive damages; c) provides trial and appellate judges the power to review all punitive damage awards.
«The legislation would create a sensible, uniform
standard of conduct for all federal agencies and strike the proper balance between the legitimate needs of prosecutors and regulators, and the constitutional and fundamental legal rights of individuals and organizations,» Lamm said.
Whether to propose a Commission interpretation of
the standard of conduct for investment advisors.
«The new memo also defends applying statutory protections for «hiring persons of a particular religion'to include protection for religiously based
standards of conduct for employees, including in the funding context — and potentially (although this is not said explicitly) when the category of prohibited discrimination that's asserted is sexual orientation, not just when it's religion.
• Sets
standards of conduct for the profession.
A case involving a member of the Woodstock Town Board has drawn attention to the local ethics law, which seeks to establish
standards of conduct for town officers, employees, and consultants, and to procedures followed by the volunteer board that administers and enforces the statute.
SBEC Operating Policies and Procedures SBEC Operating Procedures outline the board's powers and duties, establish procedural rules, set
standards of conduct for board members, and define the responsibilities of the board and TEA staff.
For example, in Ontario The Stronger Protection for Ontario Consumers Act creates new
standards of conduct for debt settlement companies by:
There are a few objective measures you can reference: The American Bar Association lays out what it believes are the professional
standards of conduct for its members.
(a) to review and approve
standards of conduct for deputy judges as established by the Chief Justice;
(5) Section 51.9, which deals with
standards of conduct for provincial judges, section 51.10, which deals with their continuing education, and section 51.11, which deals with evaluation of their performance, apply to provincial judges to whom this section applies only if the Chief Justice of the Superior Court of Justice consents.
(7) Section 51.9, which deals with
standards of conduct for provincial judges, section 51.10, which deals with their continuing education, and section 51.11, which deals with evaluation of their performance, apply to masters only if the Chief Justice of the Superior Court of Justice consents.
sets out
standards of conduct for physicians who choose not to assess patients or perform physician - assisted dying based on their values and beliefs;
As with the Carter case, health care regulators will want to pay attention to this decision in order to understand how
the standards of conduct for their members may need to be adapted in its wake.
The Bahamas Real Estate Association (BREA) strives to foster, promote and maintain high ethical and professional
standards of conduct for its members.
Not exact matches
When university - based researchers
conduct any kind
of research on human beings, they are required to adhere to pretty strict
standards for research ethics.
A ballooning sexual harassment scandal in Westminster claimed its first victim late Monday as Secretary
of State
for Defense Michael Fallon, saying his
conduct had fallen below the high
standards demanded
of his position.
For example, in a 2012 study conducted by two researchers at the University of California at Santa Barbara, 145 undergraduates were asked to come up with as many uses for daily objects (clothes hangers, bricks, toothbrushes, etc.) as they could in two minutes — a standard exercise to measure creativi
For example, in a 2012 study
conducted by two researchers at the University
of California at Santa Barbara, 145 undergraduates were asked to come up with as many uses
for daily objects (clothes hangers, bricks, toothbrushes, etc.) as they could in two minutes — a standard exercise to measure creativi
for daily objects (clothes hangers, bricks, toothbrushes, etc.) as they could in two minutes — a
standard exercise to measure creativity.
The U.S. Senate has a responsibility to be an example
for the rest
of the country by setting the highest
standards of conduct.
Indeed, the CNBC Millionaire Survey, which was
conducted by market research firm Spectrem Group, found 19 percent
of high - net - worth respondents wish to leave enough
for their kids to be comfortable and maintain their
standard of living, but not all they have, while 17 percent indicated they will be «very cautious» in how much they leave, because they want their children to learn self - reliance.
As opposed to a full delay
of all conditions until January 1, 2018, this final rule's application
of the Impartial
Conduct Standards beginning on June 9, 2017, helps ensure that retirement investors will experience gains from a higher
conduct standard and minimizes the potential
for an undue reduction in those gains as compared to the full protections
of all the PTEs» conditions.
The organization said the men did not meet its
standards of conduct, and added that it requires its members to «uphold the Academy's values
of respect
for human dignity.»
However, the SEC's proposal contains an even more fundamental flaw: Even if brokers were held to a fiduciary
standard of conduct, the ambiguous interpretation
of the fiduciary «Duty
of Care» makes any regulation difficult to enforce and confusing
for all parties.
With the rescue attempt's failure, all eyes now turn to the SEC which is considering its own proposal
for raising financial advisor
standards of conduct.
This is also a critical moment
for those who desire a true profession
for investment and financial advisors, bound together under a bona fide fiduciary
standard of conduct.
Welcome to CryptoUK, the first self - regulatory trade association
for the UK cryptocurrency industry, established to promote higher
standards of conduct.
«' The
standard of conduct the agency has articulated appears ambiguous at best,» Marcus Stanley, policy director at Americans
for Financial Reform, said in a statement.
There are many more applications
of blockchain currently being adopted by banks — Bank
of America has filed numerous patents relating to using the technology
for conducting and settling transactions; Deutsche Bank is trialling a corporate - bond platform that uses smart contracts to issue and redeem bonds; and DBS and
Standard Chartered Banks are working on a trade - finance collaboration with Ripple to better track invoices and avoid invoice duplication.
When the company announced Potdevin's departure, it said it «expects all employees to exemplify the highest levels
of integrity and respect
for one another, and Mr. Potdevin fell short
of these
standards of conduct.»
The sales uptick comes on the heels
of the February departure
of Laurent Potdevin, who was CEO
for four years and left
for a failure to meet «
standards of conduct,» according to the company.
The National Association
for Business Resources has over 20 years
of experience
conducting Best and Brightest Company competitions and has identified numerous best Human Resources practices that provide benchmarking
for companies that continue to be leaders in employment
standards.
For example, in February seven UK cryptocurrency companies — BlockEx; CEX.IO; Coinbase; CoinShares; CommerceBlock; CryptoCompare; and eToro — launched CryptoUK, a self - regulatory trade body, to improve industry
standards by publishing a code
of conduct and to engage policy makers.
There were no clear explanations
for why they could not sign a fiduciary contract and agree to
standards of impartial
conduct or agree to charge reasonable fees.
For Lasch, true populism is rooted in mutual respect, which demands that we hold ourselves and our fellow citizens to shared standards of conduct and discourse — a necessary precondition for both civil disagreement and a healthy body polit
For Lasch, true populism is rooted in mutual respect, which demands that we hold ourselves and our fellow citizens to shared
standards of conduct and discourse — a necessary precondition
for both civil disagreement and a healthy body polit
for both civil disagreement and a healthy body politic.
For another thing it calls for ethical convictions, interior standards of conduct strong enough to resist popular pressu
For another thing it calls
for ethical convictions, interior standards of conduct strong enough to resist popular pressu
for ethical convictions, interior
standards of conduct strong enough to resist popular pressure.
The accounts
of expulsions or discipline, the colleges say, are few in number; in at least one instance, the basis
for the dismissal is in dispute; and the colleges have policies
for giving students notice
of their
standards of conduct and
for ensuring fair treatment.
In its current form, the bill could bar a college from setting
standards of belief or
conduct not just
for students, but
for faculty — persons who are crucial to carrying out the college's mission.
CT explained the bill and its consequences, which included potentially barring
standards of belief and
conduct for faculty also.
The bipartisan ethics report contained this damaging statement:» (O) ver a number
of years and in a number
of situations, Mr. Gingrich showed a disregard and lack
of respect
for the
standards of conduct that applied to his activities.»
Legalists regard laws as unchanging, unchallengeable rules
of conduct, as final, authoritative
standards for human life.
Of the many terms used for sin in the Old Testament some suggest a failure to «hit the mark» or to conform to some objective standard of conduct, and others suggest an attitude of disloyalty to a perso
Of the many terms used
for sin in the Old Testament some suggest a failure to «hit the mark» or to conform to some objective
standard of conduct, and others suggest an attitude of disloyalty to a perso
of conduct, and others suggest an attitude
of disloyalty to a perso
of disloyalty to a person.
In our own time,
for instance, this question is the intellectual shrug that lies behind the institution
of multicultural education, the social shrug that lies behind a race - based double
standard of conduct, and the moral shrug that lies behind the permission to teach techniques
of anal and oral sex to schoolchildren.
Give them clear
standards of conduct that reflect the ideals they risk their lives
for.»
Some roles in the business world can be
conducted better by those who understand themselves as professionals and accept a broad cultural and social responsibility
for leadership along with that
for the
standards of their profession.
Bloom points out,
for example, that Oliver Wendell Holmes gave up searching
for a principle «to determine which speech or
conduct is not tolerable in a democratic society and invoked instead an imprecise and practically meaningless
standard — clear and present danger — which to all intents and purposes makes the preservation
of public order the only common good» (p. 28).
A double - blind, placebo - controlled food challenge was
conducted for other participants (with a total
of 9.4 g
of peanut protein administered in increments) in accordance with
standard dose - escalation procedures25 (see the study protocol).
In Germany, food advertising adheres to the rules
of conduct of the German Advertising
Standard Council, a self - regulatory framework
for responsible marketing.
The gold
standard test (meaning the best way
of diagnosing something)
for food allergies is a double - blind, placebo - controlled food challenge (DBPCFC),
conducted under the supervision
of a board certified allergist.
To help ensure that Rainforest Alliance, Inc. (the «Rainforest Alliance») complies with the highest
standards of financial reporting and lawful and ethical behavior, the Board
of Directors
of the Rainforest Alliance (the «Board») has established the following procedures
for the reporting
of illegal or unethical
conduct in connection with the Rainforest Alliance's finances, corporate policies, or other aspects
of its operations, and the retention and treatment
of such complaints, including confidential, anonymous submissions received from directors, officers, employees, and volunteers who provide substantial services to the Rainforest Alliance (who are referred to in this policy as «volunteers»).