Sentences with phrase «state as a broker»

Managing broker: A person licensed by the state as a broker who is also the broker of record for a real estate sales office.

Not exact matches

Many states, including Utah, do not allow insurance brokers to offer rebates to consumers to encourage insurance purchases; according to the Utah Insurance Department, free software counts as a rebate.

As a result, some brokers were representing insurance policies in certain states without the proper licenses, it disclosed.

As of Tuesday, Zenefits employed 250 licensed brokers who hold an estimated 10,000 state licenses.

In the United States, which opened up its MLS to marketing - only services in 2008 as part of a settlement of an antitrust suit brought on by the Department of Justice, flat - fee brokers today represent about 10 % of the marketplace, and the FSBOs, according to a 2009 National Association of Realtors survey, 11 % (though, it's important to note, the U.S. market has been severely affected by the sub-prime mortgage crisis and had lower commissions in the first place).

BLUE SKY FEES AND EXPENSES: $ 35,000 A disadvantage of going public on the Nasdaq SmallCap Market, as Multicom discovered, is that state regulators do not automatically accept the new security for sale by brokers in their own states as they do with companies listed on the Nasdaq National Market, the New York Stock Exchange, and the American Stock Exchange.

In a recent post, we reported that Zenefits, a software company and online brokerage firm that claims to have automated much of what brokers do, seems to have alarmed enough insurance agents that last month, the insurance commissioner in Utah banned Zenefits from serving as a broker in the state.

This discussion also does not consider any specific facts or circumstances that may be relevant to holders subject to special rules under the U.S. federal income tax laws, including, without limitation, certain former citizens or long - term residents of the United States, partnerships or other pass - through entities, real estate investment trusts, regulated investment companies, «controlled foreign corporations,» «passive foreign investment companies,» corporations that accumulate earnings to avoid U.S. federal income tax, banks, financial institutions, investment funds, insurance companies, brokers, dealers or traders in securities, commodities or currencies, tax - exempt organizations, tax - qualified retirement plans, persons subject to the alternative minimum tax, persons that own, or have owned, actually or constructively, more than 5 % of our common stock and persons holding our common stock as part of a hedging or conversion transaction or straddle, or a constructive sale, or other risk reduction strategy.

Guggenheim Securities, LLC is a broker dealer registered with the United States Securities and Exchange Commission and is acting as financial advisor to Pfizer and no one else in connection with the proposed transaction.

(i) persons who are licensed in the securities industry (such as a registered broker or investment adviser) with the Securities and Exchange Commission (the «SEC»), the Financial Industry Regulatory Authority («FINRA»), or the securities division of a state or an equivalent state division; and

who is a licensed or registered as a broker investment adviser with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), or a state level equivalent division;

It shall be unlawful for any broker, dealer, or exchange, directly or indirectly, to make use of the mails or any means or instrumentality of interstate commerce for the purpose of using any facility of an exchange within or subject to the jurisdiction of the United States to effect any transaction in a security, or to report any such transaction, unless such exchange (1) is registered as a national securities exchange under section 6 of this title, or (2) is exempted from such registration upon application by the exchange because, in the opinion of the Commission, by reason of the limited volume of transactions effected on such exchange, it is not practicable and not necessary or appropriate in the public interest or for the protection of investors to require such registration

As you will see, just because you have choices when it comes to your broker — even when you live in the United States — you should still be very careful about which broker you decide to use.

FXCM, also known as Forex Capital Markets, is a retail foreign exchange broker, now run from London after being banned from United States markets for defrauding its customers.

In December 2012, the United States District Court for the Southern District of New York, granted final approval of a $ 43 million settlement of individual actions against JPMorgan Chase and Bear Stearns, as well as numerous other providers and brokers, alleging antitrust violations in the market for financial instruments related to municipal bond offerings.»

As previously stated in our Binary.com review intro, the best feature of this outstanding broker is its versatile and unique proprietary binary options trading platform.

For decades, American diplomats saw themselves as brokers between the two sides, and secretaries of state typically met Palestinian representatives on regional tours like this one.

Initially started by the United States and Britain during World War II to assist postwar international financial and economic co-operation, these have been joined by others such as the World Trade Organization, and act as brokers for the free market.

As other state chambers follow suit (and they will), they will speak much more loudly than ambiguous election results to the power brokers who determine the direction of the party.

Virginia ranks as the 6th largest wine producing state in the U.S. Job opportunities in the American wine industry can include assistant winemaker, bottling line operator, cellar worker / cellar hand, facility maintenance coordinator, wine sales, wine specialist, internal auditor, grounds supervisor, lab technician, managing chemist, production assistant, cellar workers, sommelier, sustainable wine growing director, vineyard manager, viticulture instructor, wine broker, wine club administrator, wine consultant, winemaker, wine sales manager, wine sales representative, wine tracking analyst, wine educator, wine tour guide and tasting room sales.

The statute goes further, becoming all - encompassing as it states, «nor shall such manufacturer distributor, importer, primary American source of supply, brand owner or brand registrant or any broker, sales agent or sales person thereof, (a / k / a industry members) assist any vendor by any gifts or loans of money or property of any description or by the giving of any rebates of any kind whatsoever.»

By Russ Gager alinas, Calif. — the salad bowl of the United States made famous by novelist John Steinbeck in «East of Eden» — used to be as overflowing with food brokers as a well - tossed Caesar salad.

Broker Members include companies that serve as brokers for suppliers to sell their products in the Control States.

As the essential power broker in Egyptian politics, the military cast its weight behind first the Islamists and then secularists, thereby determining the constitutional and political configuration of the state.

David Stringer, a 56 - year - old real - estate broker and brother of NYC Comptroller Scott Stringer, is a serial tax deadbeat who owes the IRS and state Tax Department as much as $ 447,370 while his brother preaches financial prudence as the city's budget watchdog.

member states have the possibility to show their negotiating skills, as «honest brokers», thus gaining influence and prestige;

«State agents uncovered hundreds of fraudulent examples: people who didn't live in the city voting in the election; phony signatures on absentee ballots; and campaign vote brokers acting as witnesses for most of these ballots.

This is compounded by the emotional deep mistrust felt by people in the region of Western states as impartial honest brokers.

He later served as prime minister in a unity government brokered by neighbouring states, but his reputation suffered and his party has split several times.

LILCO's ambition to rise to the lucrative status of a national broker of nuclear power fell apart due in great measure to a popular uprising among the regular folks of the Town of Riverhead, wherein the Northville — which the state and LILCO referred to as Jamesport — plant was to be built.

Jimmy Meng, 68, a former state Assemblyman, touted his prowess as a deal broker and promised that he could bribe Manhattan assistant district attorneys pursuing a tax fraud case against an associate, officials said today.

Practitioners in several fields of non-legal work, such as «residential real estate brokering services,» «insurance brokering services,» and medicine would not need to disclose their clients, though federal privacy requirements limit how much the state can require to be made public.

«I can't imagine that given how incredibly profitable foreign investment has been in elevating the Manhattan market to a new historical high that this would be regarded as a wise idea,» said John Burger, a top luxury broker at Brown Harris Stevens, said in September 2014 when Democratic State Senator Brad Hoylman proposed a pied - à - terre tax.

We can not give in to the down state RINO power brokers who evidently can dictate to us who we choose as a candidate.

Earlier this year, the state Democratic Committee brokered a deal that called for Senate Democrats and the IDC to share power should Democrats have a majority after the special elections with Klein and Stewart - Cousins serving as co-leaders.

Cuomo has been criticized for preferring an arrangement in Albany that allows Republicans to retain power in the state Senate at the expense of his own party, allowing him to play the chamber off the vast Democratic majority in the Assembly, giving him the veneer as a third party who can broker compromises during high - level negotiations.

Cuomo said Faso and his firm acted as unlicensed financial brokers trying to help companies win business with the state and city pension funds.

Private real estate company CBRE was picked by the state to serve as broker for the sale.

Silver helped broker a deal in which women who alleged sexual assault by Lopez were paid state money as a settlement.

But Sampson's lawyers, in a letter to Brooklyn U.S. District Judge Dora Irizarry, said the favors — contacting state agencies and private parties on the broker's behalf — would no longer qualify as «official acts» that could establish a bribery scheme under the new Supreme Court definition.

Mr. Schneiderman's call comes after the state's former Assembly Speaker Sheldon Silver was arrested on charges of fraud and extortion by U.S. Attorney Preet Bharara, who alleged that the longtime power broker had used his influence to inappropriately earn attorney referral fees for work he had not done, disguising what amounted as «kickbacks» and «bribes» as legitimate income.

A lawyer for former state Senate power broker Dean Skelos argued in a sentencing memorandum filed Wednesday that he should get no prison time because infertility contracted as a teen left scars that made him too devoted to his adopted son Adam to resist helping him years later.

David Stringer, a 56 - year - old real estate broker, is a serial tax deadbeat who owes the IRS and state Tax Department as...

As part of the last - minute scramble to ensure the 216 votes needed to pass the measure in a vote planned for Thursday, New York Reps. Chris Collins and John Faso brokered a change to transfer more of the burden of caring for Medicaid beneficiaries from counties to the state of New York — a move that could ensure that the majority of Republicans in New York's nine - member GOP House delegation ultimately back the bill.

Halloran is on trial in White Plains federal court for allegedly acting as a power broker in state Sen. Malcolm Smith's (D - Hollis) ploy to allegedly bribe New York City county Republican parties into authorizing him to run for mayor on the GOP line.

Halloran is on trial for allegedly acting as a power broker in what prosecutors described as an elaborate ploy by state Sen. Malcolm Smith (D - Hollis) to bribe his way onto the GOP ticket in the 2013 mayoral elections.

Nick Confessore reports that John Sampson, the State Senate leader, performed legal work for Edul Ahmad, a Queens real estate broker who was being investigated by state authorities on allegations of fraud and predatory lending, and was disciplined for acting as a notary for the broker after his notary license had expired, according to state documState Senate leader, performed legal work for Edul Ahmad, a Queens real estate broker who was being investigated by state authorities on allegations of fraud and predatory lending, and was disciplined for acting as a notary for the broker after his notary license had expired, according to state documstate authorities on allegations of fraud and predatory lending, and was disciplined for acting as a notary for the broker after his notary license had expired, according to state documstate documents.

The counsel for the state, Adetokunbo Ladega, told the Lagos State High Court in Igbosere on Thursday that the state was ready to proceed into trial as efforts to broker an amicable settlement between the PSP operators, the government and other stakeholders had ended in a stalestate, Adetokunbo Ladega, told the Lagos State High Court in Igbosere on Thursday that the state was ready to proceed into trial as efforts to broker an amicable settlement between the PSP operators, the government and other stakeholders had ended in a staleState High Court in Igbosere on Thursday that the state was ready to proceed into trial as efforts to broker an amicable settlement between the PSP operators, the government and other stakeholders had ended in a stalestate was ready to proceed into trial as efforts to broker an amicable settlement between the PSP operators, the government and other stakeholders had ended in a stalemate.

But as the Syria case unfolds, there have been some conflicts between the language of the Chemical Weapons Convention and the U.N. resolution — brokered by Russia and the United States — that gives the OPCW authority to destroy Assad's arsenal.

As a first step, Gov. Chris Gregoire has brokered bills, now before lawmakers, that would revamp teacher and principal evaluations, give the state power to intervene in failing schools and strengthen other policies aimed at helping Washington compete.