Willis of New York, Inc., a 50 -
state licensed broker, is the broker for all coverage under the BeYogi Insurance Plus program.
Not exact matches
As a result, some
brokers were representing insurance policies in certain
states without the proper
licenses, it disclosed.
As of Tuesday, Zenefits employed 250
licensed brokers who hold an estimated 10,000
state licenses.
This sales rep, however, lacked a New York
broker license until June of this year,
state records show.
The website also falsely claimed that its managing affiliate, «Williams Corporation,» which operates out of Hong Kong and Dubai, was both a «
licensed and
brokered» global firm and a «
licensed securities dealer,» when in fact it was neither registered with the
State Securities Board nor the Financial Industry Regulatory Authority.
Financial Sense ® Securities Inc. is a
licensed broker dealer in all 50
states.
(i) persons who are
licensed in the securities industry (such as a registered
broker or investment adviser) with the Securities and Exchange Commission (the «SEC»), the Financial Industry Regulatory Authority («FINRA»), or the securities division of a
state or an equivalent
state division; and
who is a
licensed or registered as a
broker investment adviser with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), or a
state level equivalent division;
You will only be matched with lenders /
brokers / agents that are
licensed in your
state and that, we believe, based on the information that you provided to us, can help you to meet your mortgage goals.
For
brokers to legally operate in the United
States, they need to be fully
licensed by either of the two main regulatory bodies.
Shashank Shekhar is a mortgage
broker / lender with 10 + years experience,
licensed in the
states of CA, WA and TX.
Cheese education materials, promotional seminars and Wisconsin industry tours help food distributors,
brokers, chefs and food writers experience the taste, versatility and marketability of our cheeses and see why our
licensed cheesemakers win more awards than any other
state or nation.
Nick Confessore reports that John Sampson, the
State Senate leader, performed legal work for Edul Ahmad, a Queens real estate broker who was being investigated by state authorities on allegations of fraud and predatory lending, and was disciplined for acting as a notary for the broker after his notary license had expired, according to state docum
State Senate leader, performed legal work for Edul Ahmad, a Queens real estate
broker who was being investigated by
state authorities on allegations of fraud and predatory lending, and was disciplined for acting as a notary for the broker after his notary license had expired, according to state docum
state authorities on allegations of fraud and predatory lending, and was disciplined for acting as a notary for the
broker after his notary
license had expired, according to
state docum
state documents.
Test Preparation —
License preparation software for agents or brokers in all 50 states - online practice tests, nationwide Internet continuing education courses, interactive CD ROM self study programs for real estate license exams in all
License preparation software for agents or
brokers in all 50
states - online practice tests, nationwide Internet continuing education courses, interactive CD ROM self study programs for real estate
license exams in all
license exams in all
states.
(B) «Credit repair services organization» does not include: (i) Any person authorized to make loans or extensions of credit under the laws of this
state or the United
States who is subject to regulation and supervision by this
state or the United
States; (ii) Any bank or savings and loan institution whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Savings Association Insurance Fund of the Federal Deposit Insurance Corporation; (iii) Any nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986; (iv) Any person
licensed as a real estate
broker by this
state if the person is acting within the course and scope of that
license; (v) Any person
licensed to practice law in this
state if the person renders services within the course and scope of his or her practice as an attorney; (vi) Any
broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission if the
broker - dealer is acting within the course and scope of those regulatory agencies; or (vii) Any consumer reporting agency as defined in the federal Fair Credit Reporting Act (15 U.S.C. 1681 - 1681t).
AimLoan is a
licensed mortgage
broker in all 50
states and originates all of its mortgages online, so anyone with access to a basic phone and internet connection should be able to apply for a mortgage.
Regulating the market helps control how life insurance coverage availability is offered to high - risk individuals.Other key functions of
state regulations include agent and
broker licensing to maintain a high caliber of insurance professionals and consumer services that give people options for resolving insurance issues and comparing their options.
Even if the real estate
broker represents the seller,
state real estate
licensing laws usually require that the
broker treat you fairly.
If you have any questions concerning the behavior of an agent or
broker, you should contact your
States Real Estate Commission or
licensing department.
(1) The following shall be exempt from the Credit Services Organization Act: (a) A person authorized to make loans or extensions of credit under the laws of this
state or the United
States who is subject to regulation and supervision by this
state or the United
States or a lender approved by the United
States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act, 12 U.S.C. 1701 et seq.; (b) A bank or savings and loan association whose deposit or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or a subsidiary of such a bank or savings and loan association; (c) A credit union doing business in this
state; (d) A nonprofit organization exempt from taxation under section 501 (c)(3) of the Internal Revenue Code; (e) A person
licensed as a real estate
broker or salesperson under the Nebraska Real Estate
License Act acting within the course and scope of that license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69
License Act acting within the course and scope of that
license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69
license; (f) A person
licensed to practice law in this
state acting within the course and scope of the person's practice as an attorney; (g) A
broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association
licensed as a collection agency in this
state or a person holding a solicitor's certificate in this
state acting within the course and scope of that
license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69
license or certificate; and (k) A person
licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 - 1217.
Don't forget to check your
state's professional
licensing authority to ensure they have current mortgage
broker's
licenses in good standing.
You will only be matched with lenders /
brokers / agents that are
licensed in your
state and that, we believe, based on the information that you provided to us, can help you to meet your mortgage goals.
You want to know that your potential
broker has experience investing for clients in the type of bonds you are most interested in, and is registered with the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) and is
licensed to do business in your
state.
A person desiring to engage or continue in business in this
State as a loan
broker shall apply to the administrator for a
license under this article on or before January 31st of each even - numbered year.
In the
state of California we are a
licensed financial
broker,
license # 60DBO44857 and we directly
broker loans only to
licensed lenders.
He holds
state licenses in Kentucky and Ohio as a real estate
broker and is a Kentucky
state certified residential appraiser.
Due to the SAFE Mortgage
Licensing Act of 2008, brokers must pass state licensing exams, proving they know the rules of f
Licensing Act of 2008,
brokers must pass
state licensing exams, proving they know the rules of f
licensing exams, proving they know the rules of financing.
«Credit Services Organization» does not include any of the following: (i) a person authorized to make loans or extensions of credit under the laws of this
State or the United States who is subject to regulation and supervision by this State or the United States, or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act (12 U.S.C. Section 1701 et seq.); (ii) a bank or savings and loan association whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Federal Savings and Loan Insurance Corporation, or a subsidiary of such a bank or savings and loan association; (iii) a credit union doing business in this State; (iv) a nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986, [FN1] provided that such organization does not charge or receive any money or other valuable consideration prior to or upon the execution of a contract or other agreement between the buyer and the nonprofit organization; (v) a person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (vi) a person licensed to practice law in this State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act of
State or the United
States who is subject to regulation and supervision by this
State or the United States, or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act (12 U.S.C. Section 1701 et seq.); (ii) a bank or savings and loan association whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Federal Savings and Loan Insurance Corporation, or a subsidiary of such a bank or savings and loan association; (iii) a credit union doing business in this State; (iv) a nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986, [FN1] provided that such organization does not charge or receive any money or other valuable consideration prior to or upon the execution of a contract or other agreement between the buyer and the nonprofit organization; (v) a person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (vi) a person licensed to practice law in this State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act of
State or the United
States, or a lender approved by the United
States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act (12 U.S.C. Section 1701 et seq.); (ii) a bank or savings and loan association whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Federal Savings and Loan Insurance Corporation, or a subsidiary of such a bank or savings and loan association; (iii) a credit union doing business in this
State; (iv) a nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986, [FN1] provided that such organization does not charge or receive any money or other valuable consideration prior to or upon the execution of a contract or other agreement between the buyer and the nonprofit organization; (v) a person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (vi) a person licensed to practice law in this State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act of
State; (iv) a nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986, [FN1] provided that such organization does not charge or receive any money or other valuable consideration prior to or upon the execution of a contract or other agreement between the buyer and the nonprofit organization; (v) a person
licensed as a real estate
broker by this
state if the person is acting within the course and scope of that license; (vi) a person licensed to practice law in this State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act of
state if the person is acting within the course and scope of that
license; (vi) a person licensed to practice law in this State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act o
license; (vi) a person
licensed to practice law in this
State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act of
State acting within the course and scope of the person's practice as an attorney; (vii) a
broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan
broker or banker who is duly
licensed under the Illinois Residential Mortgage
License Act o
License Act of 1987.
You can work with any mortgage
broker or mortgage lender that is
licensed to do VA loans in your
state.
Most
states require real estate
brokers to also be
licensed dealers when selling manufactured homes in parks or communities where the land is leased.
But in certain
States, lending your own money on residential real estate is prohibited unless you have a mortgage
license yourself, or unless your loans are originated by a
licensed mortgage
broker.
Talk to an insurance adviser /
broker licensed in your
state for a proper insurance advice, and a lawyer for legal advice on liability issues.
You can always report
broker ethics violations to your
state's mortgage
licensing governing body, but it would be after the fact.
MELA or FAME Student Loan Revenue Bonds described in a Preliminary Official Statement may be offered, if at all, and may be sold, only by means of a final Official Statement provided by
broker - dealers authorized and properly registered and
licensed to make such offers and sales, and will be made only in accordance with applicable federal and
state securities laws.
If the
broker is not
licensed in the appropriate
state, then that life settlement company may have to contract out to another life settlement
broker who is
licensed.
The Loan Officers at non-depository lenders (
brokers) must be individually
licensed, pass
state and federal tests, and complete continuing education each year.
Cook County's ordinance requires pet stores to source dogs, cats, and rabbits from municipal - run (federal,
state, or local) animal shelters, rescue organizations, or breeders that meet certain restrictions, specifically, those that hold a Class A USDA
license (i.e., no
brokers) or possess five or fewer breeding females.
Any dog breeder /
broker that holds an Animal Welfare Act
license must be inspected by the United
States Department of Agriculture (USDA).
Missouri, known as a «puppy mill
state,» has more
licensed USDA kennels and
brokers than any other
state.
The organization aims to promote the humane treatment of animals through education and legislative efforts, and ensure
licensed breeders and
brokers stay in compliance with
state and federal laws.
We recommend anyone who is
licensed to do research have their
broker contact Customs and Border Patrol and advise them you intend to import seed under a
license from your
state per Section 7606 of the Farm Bill and have them confirm what they need to process the import.
We have also represented real estate agents accused of unethical conduct in the listing and sale of real estate before the Department of Consumer Protection — Real Estate Division, insurance
brokers accused of improper handling of escrow funds before the Insurance Commission, and various other professionals before the
State Architectural
Licensing Board, the
State Board of Examiners for Professional Engineers, the Banking commissioner, and the
State Board of Examiners for Nursing.
Practice Highlights His practice includes representing physicians and medical clinics in negotiating employment contracts, partnership contracts, joint venture contracts and establishment of medical corporations; representation of physicians and medical clinics in the purchase and sale of medical practices; representation of physicians, dentists, pharmacists, medical clinics, surgical centers, hospitals, clinical laboratories and nursing homes before the Illinois Department of Professional Regulation, Illinois Department of Public Aid, Illinois Department of Public Health and Federal Department of Health and Human Services in administrative
license and recoupment hearings; representation of
brokers and salesman before the Office of Banks and Real Estate; representation of physicians and other health care providers at internal hospital hearings involving termination or discipline of hospital privileges; representation of physicians in hearings before managed care providers to terminate the physician as a provider; representation of health care providers in criminal proceedings in federal or
state court on charges related to Medicare and Medicaid vendor fraud and false claims; general and civil litigation related to medical care providers; and domestic relations.
A man hired to negotiate oil and gas leases in northeastern Ohio for a petroleum company is contesting the company's position now that oil and gas professionals need a real estate
broker's
license to perform this type of work in the
state.
In addition to the courts, Dennis has built a successful practice in representing individuals and companies before administrative tribunals such as the
State of Illinois Liquor Control Commission, the Sheriff's Merit Board and the Illinois Department of Financial and Professional Regulation, where he recently succeeded in overturning a mortgage
broker's
license suspension.
Whereas
states previously would issue separate
licenses for agents and
brokers, most
states now issue a single producer
license regardless if the person is acting on behalf of the insured or insurer.
All
states require insurance companies, insurance agents, insurance
brokers, and IMO's (Independent Marketing Organizations) to have
licenses and be registered with the Department of Insurance.
All
states have the power to approve insurance rates; to periodically conduct financial examinations of insurers; to
license companies, agents, and
brokers; and to monitor and regulate claims handling.
In the last few years, many
states have implemented various
licensing requirements for advisors, agents,
brokers and providers who work with life settlements, while others have little or no
licensing regulation.
A
broker must be
licensed in the
state in which the entity is seeking health coverage.