Sentences with phrase «statement by the brokerage»

Not exact matches

«Pass through» ADR fees are collected from Vanguard Brokerage Services by the Depository Trust Company (DTC) and will be automatically deducted from your brokerage account and shown on your account sBrokerage Services by the Depository Trust Company (DTC) and will be automatically deducted from your brokerage account and shown on your account sbrokerage account and shown on your account statement.

The financial - services firm Edward Jones ranked No. 1 in a recent evaluation of brokerage client statements by DALBAR.

His brokerage statement shows that his holdings have gone up in price by 27 %, but he's held the stocks for several years, so that's not an annual return.

Brokerage and mutual fund statements showing your securities holdings — stocks, bonds and other securities held by you (and your spouse if joint filer).

The User agrees that order confirmations, account statements, or any other document Desjardins Online Brokerage chooses to provide him with in connection with the Internet Service and securities trading accounts opened via the Internet Service («the Documents»), will be transmitted to him entirely by electronic means, including, access to these documents on the Internet Service site.

By carefully reviewing your brokerage statements, you can determine which shares you paid the most for.

I've heard that statements of interest income are sent to the IRS by brokerage / financial institutions.

Under the terms of the Advisory Agreement, each Fund is responsible for the payment of the following expenses among others: (a) the fees payable to the Adviser, (b) the fees and expenses of Trustees who are not affiliated persons of the Adviser or Distributor (as defined under the section entitled («The Distributor»)(c) the fees and certain expenses of the Custodian (as defined under the section entitled «Custodian») and Transfer and Dividend Disbursing Agent (as defined under the section entitled «Transfer Agent»), including the cost of maintaining certain required records of the Fund and of pricing the Fund's shares, (d) the charges and expenses of legal counsel and independent accountants for the Fund, (e) brokerage commissions and any issue or transfer taxes chargeable to the Fund in connection with its securities transactions, (f) all taxes and corporate fees payable by the Fund to governmental agencies, (g) the fees of any trade association of which the Fund may be a member, (h) the cost of fidelity and liability insurance, (i) the fees and expenses involved in registering and maintaining registration of the Fund and of shares with the SEC, qualifying its shares under state securities laws, including the preparation and printing of the Fund's registration statements and prospectuses for such purposes, (j) all expenses of shareholders and Trustees» meetings (including travel expenses of trustees and officers of the Trust who are not directors,

«Pass through» ADR fees are collected from Vanguard Brokerage Services by the Depository Trust Company (DTC) and will be automatically deducted from your brokerage account and shown on your account sBrokerage Services by the Depository Trust Company (DTC) and will be automatically deducted from your brokerage account and shown on your account sbrokerage account and shown on your account statement.

Monex, Japan's No. 3 online brokerage by customer accounts, said in a statement it would execute the deal on April 16.

Identify key data on brokerage account statements by carefully analyzing and entering data into firm systems

I presume by your statement you also mean some of your brokerage's representatives are not exempt from this.

No Doctor, No Lawyer, No accountant, No Home Inspector, would could be held liable for making a statement relied upon by a consumer in a decision would ever risk putting them, their business, their brokerage or their family's finances at risk by giving advice that was taken as such, with NO contract being signed!!

(a) financial statement — for the purposes of section 2 - 11 [financial qualification for brokerages] of the rules, a financial statement in a form acceptable to the council and verified by

(c) report on the accounting principles used by the brokerage in preparation of its financial statements for the fiscal year;

As soon as the Council was informed by the Globe and Mail of the existence of a tape recording containing statements of potentially serious violations of the Real Estate Services Act, the Council requested that the Globe and Mail identify the brokerage and provide us with the evidence in their possession so that we could commence an investigation in the public interest.

«The findings are clear: real estate brokerage websites showed by far the most homes for sale, recognized which homes were no longer for sale, and displayed new listings much earlier,» said WAV Group CEO Victor Lund in a statement.

Sotheby's International Realty, Inc. v. Dunemere Assoc. Real Estate (275 A.D. 2d 318)- co-broker entitled to commission from listing broker where written co-exclusive brokerage agreement was orally extended as confirmed by their sworn statements and conduct; listing broker obligated to pay reasonable attorney's fees to owner pursuant to indemnification clause in written listing agreement

(b) any accounting statements prepared by or on behalf of the brokerage that are provided to clients;

(c) the timing, frequency and nature of accounting statements and other records to be provided by the brokerage to the owner;

(d) the timing, frequency and nature of accounting statements and other records to be provided by the brokerage to the strata corporation, in addition to those required to be provided under section 7 - 9 (7) of these rules;

(2.1) The council may authorize a brokerage to file financial statements that have been subject to a notice to reader prepared by an accountant if all of the following conditions are met:

By strategically using and I am sure getting legal instructions to make these statements directly to RE / MAX Agents and it's franchisee brokerages, words like «Our Realtors and their families», «Our primary responsibility, first and foremost, is to our agents» and «act to inform and protect its (meaning RE / MAX corporate) Legacy sales reps», it is clear the Franchise Agreements state the Agents are RE / MAX corporate's and not the brokerage's.

If these are not available, the financial statements prepared by the brokerage should identify the amount invested and clarify that the funds are held outside of the brokerage's trust accounts.

the description of financial records and required accounting statements to be kept by the brokerage, and

The brokerage must then provide that reconciliation along with the monthly bank statement and any other financial documents requested by the client (section 7 - 9 (7)(b) of the Council Rules), no later than 6 weeks after the end of the month for which a statement was issued.

any accounting statement prepared by or on behalf of the brokerage that are provided to the strata corporation;

«Information obtained from industry participants indicates that rules enacted by CREA and proposed interpretations of those rules have restricted, and will further restrict, access to the MLS database, and have prevented and limited, and will further prevent and limit the entry and expansion of potential competitors in the residential real estate brokerage industry in Canada» said a statement from senior competition law officer Jean - Pierre Bornais in Federal Court court records obtained by the Star.