Sentences with phrase «statements filed with»

These reserves must be reported in statements filed with insurance regulatory bodies.
They will also be responsible for conducting the meeting of the creditors, monitoring compensation and disbursements to professionals, and reviewing the disclosure statements filed with the court.
According to sworn statements filed with the State Ethics Commission, The Connecticut School Finance Project claimed it had no communication with anyone in the administrative branch of government during this entire time period.
For instance, financial disclosure statements filed with a joint executive - legislative ethics commission will be posted online.
Among other things, this review will include an examination of contracts and billing, as well as any financial disclosure statements filed with the Town of North Hempstead Board of Ethics in Terry's capacity as a party officer.»
That wasn't the case last year, when Conway accepted $ 2,513.79 in travel, meals and lodging from the Independent Voter Project, according to her most recent financial disclosure statements filed with the state.
The review is to cover Terry's contracts and billing, and any financial disclosure statements filed with the Town of North Hempstead Board of Ethics.
According to disclosure statements filed with the Federal Election Commission Demos didn't raise any money this year on Long Island.
The e-commerce giant beat out six other interested parties to buy the natural grocer, according to new details revealed in a proxy statement filed with the Securities and Exchange Commission.
The electric carmaker plans to raise money through either an equity or debt offering, it said in a registration statement filed with the U.S. Securities and Exchange Commission.
You can find more detailed information about Tesla's executive officers and directors in its definitive proxy statement filed with the SEC on April 15, 2016.
As long as PS Fund (along with any of its Related Persons) does not otherwise engage in (or has not otherwise engaged in) conduct that would otherwise result in its becoming an Acquiring Person by becoming the Beneficial Owner of 10 % or more of the shares of Common Stock then outstanding, PS Fund's solicitation and receipt of one or more revocable proxies from the Company's stockholders to be counted toward the number of shares of the outstanding Common Stock needed to cause a special meeting of stockholders to be called pursuant to and in accordance with the Bylaws, which proxies are given to PS Fund in response to a public solicitation of proxies made pursuant to, and in accordance with, Section 14 (a) of the Exchnage Act by means of a solicitation statement filed with the Commission on Schedule 15A, should not, of itself, cause PS Fund to become an Acquiring Person.
The spin - off is subject to customary conditions, including effectiveness of the registration statement filed with the Securities and Exchange Commission, execution of inter-company agreements and final approval by NHF's board of trustees.
In his first year as LPL Financial's CEO, Dan Arnold earned $ 7.4 million, substantially more than the $ 5.4 million his predecessor earned in his last year in that position, according to the firm's proxy statement filed with the Securities and...
Langworthy says the new revelations contained within Gaughan's 2012 - 2013 Financial Disclosure statement filed with the Erie County Department of Personnel raises troubling questions.
According to a statement filed with the Securities and Exchange Commission on February 13, B&N stands to save $ 40 million annually from the labor reduction, even after paying $ 11 million in severance costs.
The offerings include Social Stock Plans, as well as IPOs and follow - on offerings we have underwritten, each of which was subject to a prospectus and registration statement filed with the SEC.»
Recently, a 13 - D (statement filed with SEC once a person or company acquired 5 % or more of outstanding commons stock) was filed by an individual investor (Greggory Schneider).
It started in early May, when Prairie Bark Kennels decided to sell many of its 250 dogs in advance of relocating, according to the seller statement filed with the auction company.
«consolidated disclosure statement» means a statement filed with the superintendent under section 15.2 [consolidated disclosure statements];

Not exact matches

Actual results or outcomes may differ materially from those implied by the forward - looking statements as a result of the impact of a number of factors, many of which are discussed in more detail in our Annual Report on Form 10 - K and our other reports filed with the Securities and Exchange Commission.
This selected financial information should be read in conjunction with the consolidated financial statements and notes thereto included in Alkermes plc's Annual Report on Form 10 - Q for the three months ended March 31, 2018, which the company intends to file in April 2018.
The securities described above were offered by Bellicum pursuant to a shelf registration statement filed by Bellicum with the Securities and Exchange Commission (SEC), which was declared effective on July 12, 2017.
The Hay Group survey examined 50 companies with over $ 8.7 billion in revenue that filed annual proxy statements by March.
«If Apple thinks the lawsuit is a waste of resources it could simply end the matter by complying with existing law and filing a new proxy that unbundles the proposed changes to the charter so that shareholders can express their views on each matter separately,» a Greenlight spokesperson said in a statement Tuesday.
This material is not a substitute for the joint proxy statement / prospectus, the Schedule TO, the Schedule 14D - 9 or the Registration Statement or for any other document that McDermott or CB&I may file with the SEC and send to McDermott's and / or CB&I's shareholders in connection with the proposed transactions.
In connection with the proposed transactions, McDermott International, Inc. («McDermott») has filed a Registration Statement on Form S - 4 (the «Registration Statement») with the SEC that includes (1) a joint proxy statement of McDermott and Chicago Bridge & Iron Company N.V. («CB&I»), which also constitutes a prospectus of McDermott and (2) an offering prospectus of McDermott Technology, B.V. in connection with McDermott Technology, B.V.'s offer to acquire CB&I shares.
Additional information regarding the persons who may be deemed participants and their interests is set forth in the Registration Statement and joint proxy statement / prospectus and other materials filed with the SEC in connection with the proposed transactions.
Further, PDC urges you to carefully review and consider the cautionary statements and disclosures, specifically those under the heading «Risk Factors,» made in its Quarterly Report on Form 10 - Q, its Annual Report on Form 10 - K for the year ended December 31, 2016 (the «2016 Form 10 - K»), filed with the U.S. Securities and Exchange Commission («SEC») on February 28, 2017 and amended on May 1, 2018, and other filings with the SEC for further information on risks and uncertainties that could affect the Company's business, financial condition, results of operations, and prospects, which are incorporated by this reference as though fully set forth herein.
This includes private companies and cooperatives that file a 10 - K or a comparable financial statement with a government agency, and mutual insurance companies that file with state regulators.
Actual results and the timing of events could differ materially from those anticipated in the forward - looking statements due to these risks and uncertainties as well as other factors, which include, without limitation: the uncertain timing of, and risks relating to, the executive search process; risks related to the potential failure of eptinezumab to demonstrate safety and efficacy in clinical testing; Alder's ability to conduct clinical trials and studies of eptinezumab sufficient to achieve a positive completion; the availability of data at the expected times; the clinical, therapeutic and commercial value of eptinezumab; risks and uncertainties related to regulatory application, review and approval processes and Alder's compliance with applicable legal and regulatory requirements; risks and uncertainties relating to the manufacture of eptinezumab; Alder's ability to obtain and protect intellectual property rights, and operate without infringing on the intellectual property rights of others; the uncertain timing and level of expenses associated with Alder's development and commercialization activities; the sufficiency of Alder's capital and other resources; market competition; changes in economic and business conditions; and other factors discussed under the caption «Risk Factors» in Alder's Annual Report on Form 10 - K for the fiscal year ended December 31, 2017, which was filed with the Securities and Exchange Commission (SEC) on February 26, 2018, and is available on the SEC's website at www.sec.gov.
It also includes companies that file with a government agency but are owned by private companies, domestic or foreign, that do not file such financial statements.
Included in the survey are companies that are incorporated in the U.S. and operate in the U.S. and file financial statements with a government agency.
In addition, in connection with the pending Rockwell Collins acquisition, UTC has filed a registration statement, that includes a prospectus from UTC and a proxy statement from Rockwell Collins, which is effective and contains important information about UTC, Rockwell Collins, the transaction and related matters.
The National Retail Federation (NRF) formally filed an appeal with the Second U.S. Circuit Court of Appeals in the hopes to overturn a $ 5.7 billion settlement with Visa and MasterCard that was approved by a lower court in December, according to a statement released by the Washington D.C. - based trade group late Thursday.
Cameron and Tyler Winklevoss filed a registration statement with the Securities and Exchange Commission to establish the Winklevoss Bitcoin Trust, which will work like an exchange - traded fund.
He and Manafort had also been charged in October with 12 counts including conspiracy against the US, conspiracy to launder money, being an unregistered agent of a foreign principal, making false and misleading statements, and failing to file reports of foreign bank and financial accounts.
«Generally, Americans with more complex tax situations file later in the tax season, especially if they expect that they'll owe money,» Credit Karma Tax General Manager Jagjit Chawla said in a statement.
Actual results may differ materially from those indicated by these forward - looking statements as a result of various important factors including, but not limited to, the effects of any unexpected difficulty in closing our financial books for the quarter and other factors that are discussed in the Company's Annual Report on Form 10 - K, quarterly reports on Form 10 - Q, and other documents periodically filed with the SEC.
Before you invest, you should read the prospectus and the related preliminary prospectus supplement, the registration statement and other documents that Centene has filed with the SEC for more complete information about Centene and this offering.
Under the new system, statements which UK companies file when they are set up and on each anniversary of that date showing changes in shareholders or directors are supposed to include details of «Persons with significant control (PSC).»
George Turner, a campaigner with the Tax Justice Network, said that while the practice of companies filing their annual ownership statement early was legal, it was unusual and that those companies should be investigated.
Important factors that could cause our actual results and financial condition to differ materially from those indicated in the forward - looking statements include, among others, the following: our ability to successfully and profitably market our products and services; the acceptance of our products and services by patients and healthcare providers; our ability to meet demand for our products and services; the willingness of health insurance companies and other payers to cover Cologuard and adequately reimburse us for our performance of the Cologuard test; the amount and nature of competition from other cancer screening and diagnostic products and services; the effects of the adoption, modification or repeal of any healthcare reform law, rule, order, interpretation or policy; the effects of changes in pricing, coverage and reimbursement for our products and services, including without limitation as a result of the Protecting Access to Medicare Act of 2014; recommendations, guidelines and quality metrics issued by various organizations such as the U.S. Preventive Services Task Force, the American Cancer Society, and the National Committee for Quality Assurance regarding cancer screening or our products and services; our ability to successfully develop new products and services; our success establishing and maintaining collaborative, licensing and supplier arrangements; our ability to maintain regulatory approvals and comply with applicable regulations; and the other risks and uncertainties described in the Risk Factors and in Management's Discussion and Analysis of Financial Condition and Results of Operations sections of our most recently filed Annual Report on Form 10 - K and our subsequently filed Quarterly Reports on Form 10 - Q.
This rushed response resulted in an extremely short solicitation period, with an annual meeting date only 28 days after the filing of the Company's proxy statement — a significantly shorter period of time than in past years (42 days in 2017 and 41 days in each of 2016 and 2015).
In a tweet, Twitter confirmed that it has filed a registration statement with the Securities and Exchange Commission.
Bologna handles all negotiations, monitors quarterly financial statements filed by each corporate partner, and consults daily with a top Columbia executive stationed in Europe to closely monitor all international deals.
A statement of claim filed by law firm McGuigan Nelson LLP alleges, in essence, that Platinum CEO Shariff Chandran and his sister Chitra Chandran, a director, colluded with Calgary businessman Riaz Mamdani to drive Platinum properties into bankruptcy.
Other information regarding the participants in the consent solicitation and a description of their direct and indirect interests, by security holdings or otherwise, will be contained in the joint consent solicitation statement / prospectus and other relevant materials to be filed with the SEC regarding the acquisition when they become available.
The foregoing review of important factors should not be construed as exhaustive and should be read in conjunction with the other cautionary statements that are included herein and elsewhere, including the Risk Factors included in Tesla's and SolarCity's most recent reports on Form 10 - K and Form 10 - Q and other documents of Tesla and SolarCity on file with the Securities and Exchange Commission.
In connection with the proposed merger, Tesla has filed with the SEC a Registration Statement on Form S - 4 (Registration Statement No. 333-213390) containing a joint proxy statement / prospectus of SolarCity and Tesla.
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