Sentences with phrase «stock exchange transactions»

It now includes fraudulent manipulation of stock exchange transactions, insider trading, falsification of books, extortion, forgery and other offenses resembling forgery, criminal breach of contract, bribery of judicial officers, and secret commissions, as well as new offences under the Corruption of Foreign Public Officials Act.

In urgent stock exchange transactions margin means the difference between the rate of a buyer and the price of a seller.

Not exact matches

Right now, your bank, brokerage, the stock exchange, and the company you're buying all have separate, private records of transactions.

Actual results, including with respect to our targets and prospects, could differ materially due to a number of factors, including the risk that we may not obtain sufficient orders to achieve our targeted revenues; price competition in key markets; the risk that we or our channel partners are not able to develop and expand customer bases and accurately anticipate demand from end customers, which can result in increased inventory and reduced orders as we experience wide fluctuations in supply and demand; the risk that our commercial Lighting Products results will continue to suffer if new issues arise regarding issues related to product quality for this business; the risk that we may experience production difficulties that preclude us from shipping sufficient quantities to meet customer orders or that result in higher production costs and lower margins; our ability to lower costs; the risk that our results will suffer if we are unable to balance fluctuations in customer demand and capacity, including bringing on additional capacity on a timely basis to meet customer demand; the risk that longer manufacturing lead times may cause customers to fulfill their orders with a competitor's products instead; the risk that the economic and political uncertainty caused by the proposed tariffs by the United States on Chinese goods, and any corresponding Chinese tariffs in response, may negatively impact demand for our products; product mix; risks associated with the ramp - up of production of our new products, and our entry into new business channels different from those in which we have historically operated; the risk that customers do not maintain their favorable perception of our brand and products, resulting in lower demand for our products; the risk that our products fail to perform or fail to meet customer requirements or expectations, resulting in significant additional costs, including costs associated with warranty returns or the potential recall of our products; ongoing uncertainty in global economic conditions, infrastructure development or customer demand that could negatively affect product demand, collectability of receivables and other related matters as consumers and businesses may defer purchases or payments, or default on payments; risks resulting from the concentration of our business among few customers, including the risk that customers may reduce or cancel orders or fail to honor purchase commitments; the risk that we are not able to enter into acceptable contractual arrangements with the significant customers of the acquired Infineon RF Power business or otherwise not fully realize anticipated benefits of the transaction; the risk that retail customers may alter promotional pricing, increase promotion of a competitor's products over our products or reduce their inventory levels, all of which could negatively affect product demand; the risk that our investments may experience periods of significant stock price volatility causing us to recognize fair value losses on our investment; the risk posed by managing an increasingly complex supply chain that has the ability to supply a sufficient quantity of raw materials, subsystems and finished products with the required specifications and quality; the risk we may be required to record a significant charge to earnings if our goodwill or amortizable assets become impaired; risks relating to confidential information theft or misuse, including through cyber-attacks or cyber intrusion; our ability to complete development and commercialization of products under development, such as our pipeline of Wolfspeed products, improved LED chips, LED components, and LED lighting products risks related to our multi-year warranty periods for LED lighting products; risks associated with acquisitions, divestitures, joint ventures or investments generally; the rapid development of new technology and competing products that may impair demand or render our products obsolete; the potential lack of customer acceptance for our products; risks associated with ongoing litigation; and other factors discussed in our filings with the Securities and Exchange Commission (SEC), including our report on Form 10 - K for the fiscal year ended June 25, 2017, and subsequent reports filed with the SEC.

Basically, under the Securities Exchange Act of 1934, any person who negotiates the sale of stock and receives a percentage of the transaction as payment must be a registered broker - dealer.

Following the completion of the transaction, Nimble shares will be delisted from the New York Stock Exchange.

«Commercial banks, central banks, stock exchanges and major technology providers, such as IBM and Samsung, are all exploring the potential uses of distributed ledgers -LSB-...] It is only a matter of time before distributed ledgers become a trusted alternative for managing large volumes of transactions.»

Most of the world's major financial centers, including London, Switzerland, Hong Kong and Singapore, still have financial transactions taxes on their stock exchanges.

Australia's stock exchange plans to start using blockchain to process equity transactions.

Notwithstanding the authority of the committee under the Plan, except in connection with any corporate transaction involving Walmart, the terms of outstanding plan awards may not be amended to reduce the exercise price of outstanding stock options or stock appreciation rights or cancel outstanding stock options or stock appreciation rights in exchange for cash, other plan awards or stock options or stock appreciation rights with an exercise price that is less than the exercise price of the original stock options or stock appreciation rights without the prior approval of Walmart stockholders.

Cash Transaction - A cash transaction is a transaction that is directly involved in the immediate exchange of cash for an asset such as shares, stocks, bonds, preferred stocks, common stocks or other financial Transaction - A cash transaction is a transaction that is directly involved in the immediate exchange of cash for an asset such as shares, stocks, bonds, preferred stocks, common stocks or other financial transaction is a transaction that is directly involved in the immediate exchange of cash for an asset such as shares, stocks, bonds, preferred stocks, common stocks or other financial transaction that is directly involved in the immediate exchange of cash for an asset such as shares, stocks, bonds, preferred stocks, common stocks or other financial securities.

(5) Except in connection with a corporate transaction involving the Company (including, without limitation, any stock dividend, stock split, extraordinary cash dividend, recapitalization, reorganization, merger, consolidation, split - up, spin - off, combination, or exchange of shares), the terms of outstanding awards may not be amended to reduce the exercise price of outstanding Options or stock appreciation rights or cancel outstanding Options or stock appreciation rights in exchange for cash, other awards or Options or stock appreciation rights with an exercise price that is less than the exercise price of the original Options or stock appreciation rights without stockholder approval.

Generally speaking, brokers and exchanges are not yet required to report cryptocurrency transactions to the I.R.S., as they do when you sell a stock at a profit or loss (and you receive a 1099 - B or a 1099 - DIV for a mutual fund).

The table above does not include (i) 5,952,917 shares of Class A common stock reserved for issuance under our 2015 Incentive Award Plan (as described in «Executive Compensation — New Employment Agreements and Incentive Plans»), consisting of (x) 2,689,486 shares of Class A common stock issuable upon exercise of options to purchase shares of Class A common stock granted on the date of this prospectus to our directors and certain employees, including the named executive officers, in connection with this offering as described in «Executive Compensation — Director Compensation» and «Executive Compensation — New Equity Awards,» and (y) 3,263,431 additional shares of Class A common stock reserved for future issuance and (ii) 24,269,792 shares of Class A common stock issuable to the Continuing SSE Equity Owners upon redemption or exchange of their LLC Interests as described in «Certain Relationships and Related Party Transactions — SSE Holdings LLC Agreement.»

the disposition of shares of common stock to us, or the withholding of shares of common stock by us, in a transaction exempt from Section 16 (b) of the Exchange Act solely in connection with the payment of taxes due with respect to the vesting or settlement of RSUs granted under our equity incentive plans or pursuant to a contractual employment arrangement described elsewhere in this prospectus, insofar as such RSU is outstanding as of the date of this prospectus; provided, that, if required, any public report or filing under Section 16 of the Exchange Act will clearly indicate in the footnotes thereto that such disposition to us or withholding by us of shares or securities was solely to us pursuant to the circumstances described in this clause;

The closing of the transaction is subject to customary conditions, including approval from the Toronto Stock Exchange.

Blockchain, the bitcoin - linked software ledger that's touted as a way to speed up and simplify how transactions are recorded, just won the backing of finance and technology titans including IBM, Wells Fargo & Co. and London Stock Exchange Group Plc..

On June 14, 2017, the Company transferred an aggregate of 129,238 shares of common stock of its parent company Croe, held in treasury by the Company, to certain officers and consultants of the Company in exchange for their services in connection with the Transaction, valued at $ 258,476 based on the fair value of the shares on the measurement date.

terminate either (a) each outstanding option or (b) each outstanding option that is fully exercisable as of the date of such transaction, in exchange for a cash payment equal in amount to the excess, if any, of the fair market value, as determined by our board of directors, of a share of our common stock over the per - share exercise price of each such option, multiplied by the number of shares subject to each such option.

Using the complete transaction history and account information of all traders on the Shenzhen Stock Exchange (68.4 million individual and institutional accounts) to construct portfolios that mimic the buys and sells of each investor group over the period 2002 - 2007, they conclude that: Keep Reading

In May, US stock exchange Nasdaq announced that it would start using the blockchain for transactions on its market.

Mr. Handa has had involvement in several international jurisdictions and his professional experience has included: work on primary and secondary IPO listings on the Toronto and Hong Kong Stock Exchanges; experience in various debt and equity financing transactions including convertible debentures, off - take agreements, metal streaming agreements, and, brokered and non-brokered financings; implementation of ERP systems to manage full - scale mining operations; implementation of domestic and international tax planning strategies; and implementation of corporate governance and internal control policies to comply with various stock exchange jurisdictStock Exchanges; experience in various debt and equity financing transactions including convertible debentures, off - take agreements, metal streaming agreements, and, brokered and non-brokered financings; implementation of ERP systems to manage full - scale mining operations; implementation of domestic and international tax planning strategies; and implementation of corporate governance and internal control policies to comply with various stock exchange jurisdictstock exchange jurisdictions.

Using a sample of 124 million transactions on the National Stock Exchange of India within 1.2 million accounts over the period April 2006 through June 2006, they conclude that: Keep Reading

While this is a transaction between a private startup company and an investor, you CAN think of it just as you would if an individual bought a share of stock in a publicly - traded company: dollars exchanged for a percentage of ownership.

If the pending transactions have not been completed by the ex date, the stock exchange will reduce the price of the stock...

If the pending transactions have not been completed by the ex date, the stock exchange will reduce the price of the stock by the...

If the pending transactions have not been completed by the ex date, the stock exchange will reduce the price of the stock by the amount that would have been...

CFDs offered by the Company are off - exchange transactions (i.e. over-the-counter) while the online trading platform (s) the Company offers is not linked to a regulated market or a multilateral trading facility, such as authorised stock exchanges.

And in May 2015, the Nasdaq stock exchange tapped Bitcoin's powerful transaction technology to create a more secure, efficient system to trade stocks.

The all - stock transaction is at a fixed exchange ratio of 0.10256 T - Mobile shares for each Sprint share, or the equivalent of 9.75 Sprint shares for each T - Mobile US share.

Saxo Bank passes on to clients the SEC Section 31 fee of USD 23.10 per million effective July 4, 2017 on US exchange CFD DMA and stock SELL transactions where client orders are entered directly into the underlying market.

T - Mobile US (NASDAQ - NMS: TMUS) and Sprint Corporation (NYSE: S) today announced they have entered into a definitive agreement to merge in an all - stock transaction at a fixed exchange ratio of 0.10256 T - Mobile shares for each Sprint share or the equivalent of 9.75 Sprint shares for each T - Mobile US share.

Stock exchanges could more easily settle transactions, and it would also be possible for credit card companies and other financial institutions to streamline their payments systems.

This governing and marketing observing body looks into the performances of brokers and brokerage firms like 10Trade and oversees the operations of regulation of financial markets, the stock exchange and monitoring of financial transactions very carefully.

Mr. Giuffre has advised on securities and stock exchange and regulatory matters, public offerings, joint venture transactions, debt and equity financing, mergers and corporate reorganizations, purchase and sale arrangements, corporate governance matters and various other complex commercial matters.

The project reportedly also involves a total of eight banks alongside with the city's stock exchange, and its main purpose is to simplify the payment process with bitcoin, while also reducing transaction costs.

Thus, during the «80s, one has assisted to a real explosion of operations on the international exchange of stock markets, monetary transactions have taken such a dimension that they have become a multiple of the trade on real goods.

After T - Mobile and Sprint said they have ceased discussions to merge into a single entity back in November, both the company today announced a they have entered into a definitive agreement to merge in an all - stock transaction at a fixed exchange ratio of 0.10256 T - Mobile shares for each Sprint share or the equivalent of 9.75 Sprint shares for each T - Mobile US share.

Thanks to high - quality customer service, competitive trading platforms and a large selection of commission - free exchange traded funds and no - transaction - fee mutual funds, Schwab is among our best online brokers for stock trading.

They are securities just like stock and as such regulated in their transactions by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).

In basic terms, what you are doing with a precious metals IRA, is exchanging dollar - based assets such as stocks, bonds and mutual fund investments, for precious metals like gold and silver, in a cashless transaction.

Exchange traded funds (ETFs) trade like stocks and most brokers charge a fee, either per share or per transaction, to buy and to sell a stock or -LSB-...]

Accelerated Cost Recovery System (ACRS) Acceptance, Waiver, and Consent Procedure Account Guarantee Acknowledgment Accredited investor Accretion Accumulation period Accumulation units Acid test ratio ACRS Actively traded securities Additional bond test Additional takedown Adjustment bonds ADR Ad valorem taxes Advance / decline ratio Advertising Adviser's client account Affiliated Persons Affirmative defense Affirmative determination Agency sales ticket Agency transaction Agent Aggregate indebtedness Agreement among underwriters Agreement of limited partnership Aggregate exercise price Alpha All - or - none All - or - none underwriting Alternative minimum tax Alternative orders Alternative trading system American Depository Receipt American Stock Exchange (AMEX) American - style options AMTI Amortization Annual report Annuity Annuity units Anti-dilution clause AON Arbitrage Arbitration Asked price Asset Asset allocation Asset class Assignment Assistant Representative - Order Processing Associated persons ATS At - the - close order At - the - money At - the - opening order At - risk rule Auction market Auditor's report Automated Confirmation Transatransaction Agent Aggregate indebtedness Agreement among underwriters Agreement of limited partnership Aggregate exercise price Alpha All - or - none All - or - none underwriting Alternative minimum tax Alternative orders Alternative trading system American Depository Receipt American Stock Exchange (AMEX) American - style options AMTI Amortization Annual report Annuity Annuity units Anti-dilution clause AON Arbitrage Arbitration Asked price Asset Asset allocation Asset class Assignment Assistant Representative - Order Processing Associated persons ATS At - the - close order At - the - money At - the - opening order At - risk rule Auction market Auditor's report Automated Confirmation TransactionTransaction (ACT)

Form 1099 - B, Proceeds from Broker and Barter Exchange Transactions, long used to report sales prices, will be expanded in 2011 to include the cost or other basis of stock and mutual fund shares sold or exchanged during the year.

For a one - year payment of $ 290 (or $ 29 monthly), you can trade any stock, exchange - traded fund or mutual fund, with no transaction fee.

The Templeton closed - end Funds referenced above, which trade on the New York Stock Exchange, announced today that each Fund's Board has approved a modification to the Funds» existing open - market share repurchase programs to authorize each Fund to repurchase up to 10 % of a Fund's outstanding shares in open - market transactions, at the discretion of management.

While all transactions in a stock or futures markets are carried out under the supervision of an exchange, Forex is an over-the-counter market where the transacting parties can be from different corners of the globe.

Since ETFs are sold and bought on exchanges, the transactions, as you can imagine, involve fees, or commissions as we all know, just like when we buy and sell individual stocks.

This is the day the transaction took place on the stock exchange.

The only problem is that exchange - traded funds trade like stocks, which means there are transaction expenses.