Sentences with phrase «stock trading case»

As the U.S. attorney for the Southern District of New York, Comey prosecuted Stewart in 2003 for making false statements to federal investigators, among other charges, related to a stock trading case.

Not exact matches

Arguments that exchange - traded funds increase market volatility or can even cause a market crash are popular these days, and the Facebook stock tanking provided one more chance for the ETF naysayers to make their case.

Parker: I think the worst - case scenario for stocks is we've have a litany of concerns, whether it's rising rates that gave way to tech and regulatory and trade concerns.

In a large Monday trade, one trader used a strategy called a 1x2 call spread, which is a leveraged way to make a bullish bet on Nike's stock — in this case, for only 27 cents per share.

That figure includes 487 individual cases of alleged insider trading, 365 for stock manipulation, 343 for violations of laws and rules related to financial disclosure, 196 for contempt of the regulatory agency, and another 94 for fraud against customers.

Furthermore, Boris Schlossberg, managing director at BK Asset Management, said Tuesday on «Trading Nation» that while neither stock is a buy right now, «the bullish case for both is if you're truly a big believer in a massive bull move this year in the market, and that the tax cut is going to increase spending on travel.»

In some cases, the stock is trading for less than the $ 23 per share it was valued at during Magic Leap's last round of funding in February 2016.

To make his case, Stewart examines four high - profile cases from the past decade — Martha Stewart and the insider trading of ImClone stock; Lewis (Scooter) Libby's role in outing CIA operative Valerie Plame; Barry Bonds's association with Balco; and the collapse of Bernard Madoff's Ponzi scheme.

The federal government failed to make its case that something about trading stocks and bonds and derivatives has changed so fundamentally in recent times that Ottawa must now step in.

In some cases, these assumptions seem almost accidental — for example, despite the marketplace's ability, and our explicit authority, to differentiate between stocks with different trading characteristics, today's market structure has evolved to be «one - size - fits - all.»

Except in a change in control situation, measurement of the market capitalization milestones will be based on both (i) a six calendar month trailing average of Tesla's stock price as well as (ii) a 30 calendar day trailing average of Tesla's stock price, in each case based on trading days only.

When the International Trade Court ruled in favor of plaintiffs Suniva and SolarWorld in their case against cheap Chinese solar module and cell imports, reactions were polarized: the U.S. solar industry was outraged — as it had been for most of the duration of the court investigation — and investors, apparently, were extremely upbeat for the future of this same outraged industry, sending solar stocks sky - high.

In case you are new to momentum swing trading, it's important to understand that stocks and ETFs breaking out to new 52 - week high usually provide us with our largest gains because these equities have a complete lack of overhead price resistance (which would otherwise be created by sellers who bought a higher price).

He moved his company from India to London in the late 1990s, after it was banned from the Mumbai stock exchange for involvement in a prominent insider trading case.

In those cases, the trading price of our common stock could decline, and you may lose all or part of your investment.

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A look at economic developments and stock market activity around the world Wednesday: ------ WASHINGTON — Financial firms that play a dominant role in the energy futures market brought their case against broad limits on speculative trading to...

To put it simply, an asset or assets, in the case of binary options trading, are the virtual items which you have purchased, may it be in the form of stocks, or through calls and acquiring them later on as you succeed in making profits and increase the amount of stocks or binary options trading items that you have — regardless of the dynamic, might it be an item, food, fuel, or foreign currency «betting».

Since default matters in Northbound trading via Shanghai - Hong Kong Stock Connect do not involve products listed or traded in SEHK or HKFE, so similar to the case of investors trading overseas securities, they will not be covered by the Investor Compensation Fund.

In the case of day trading stocks, the SEC (Securities and Exchange Commission) has set a $ 25,000 minimum margin requirement for a «pattern day trader.»

The institutional imperative in this case is the emphasis and importance that publicly traded companies place on what Wall Street analysts think about the stock price of their company.

01/24/2018 Stocks showed more volatility today than has been the case lately in choppy trading at midweek.

But in rare cases, you can still find these wonderful businesses trading on the stock exchange for a reasonable price.

Einstein had a sense of humor; a sly diffidence was one of his stocks - in - trade when dealing with the press, and this was a sweetly funny thing to say — except that in this case I think he was quite serious.

In the case of stocks, a good example is a total U.S. stock market index fund or ETF, which gives you virtually all domestic publicly traded stocks, while a total U.S. bond market index fund or ETF would essentially give you the entire taxable investment - grade bond market.

Margin and margin accounts are typically used for trading stocks or options, however there are cases when they can be used for more.

They may give you a way to invest in a particular foreign stock market — coupled, in many cases, with an arrangement that hedges against movements in the currency that foreign market trades in.

Most brokers require a buffer in your account in case the stock goes up, because in a short trade if the stock goes up you're losing money.

In this case, the primary market would be the «closed» world of VCs, business angels, etc to which stock market investors do not have access, e.g. the securities are not trading on a public stock market.

Open - end mutual fund shares don't trade on an exchange like a stock, but are bought from or sold to the mutual fund company sponsoring the fund, which in the case of VTSMX is Vanguard.

A single unit of ownership in a mutual fund or an ETF (exchange - traded fund) or, in the case of stocks, a corporation.

So, is it the case that it's easier to successfully trade stocks than it is to trade commodities?

In each case, your prompted to enter the stock's ticker symbol, then input other data to set up the trade.

In case of close - ended schemes, the investors would get either a demat account statement or unit certificates as these are traded in the stock exchanges.

They may give you a way to invest in a particular foreign stock market — coupled, in many cases, with an arrangement that hedges against movements in the foreign currency in which that foreign market carries on its trading.

In most cases you can't get your money out until the partnerships convert into mutual funds, or limited partnership trading on a stock exchange, after 18 months to 24 months.

Viewers of this newsletter should understand that trading activity and stock prices in many if not all cases tend to increase during the advertisement campaigns of the profiled companies and in many if not all cases, tend to decrease sharply thereafter.

In this case, we can buy the stock for 5 % less (includes our premium sold of 1.7 %) than where it is currently trading.

That, at least, is the business case of online brokerage Robinhood, which now boasts commission - free trading of stocks and options.

A buyer could pop in a few seconds, or it could take minutes or even days or weeks in the case of a very thinly traded stocks.

Unlike in the case of physical shares, you can trade (buy or sell) stocks even in a single unit which is not possible if you use physical shares.

Keep in mind that transactions involving publicly traded securities take place on the settlement date, which is generally three business days after the trading date in the case of Canadian stock exchanges.

P.S. I only made this trade because: 1) I want to own the underlying stock anyways 2) I believe it was trading at a reasonable price when I made the trade 3) I am comfortable owning it for the long - haul in case the price drops significantly below my cost basis by expiration and 4) I am comfortable letting it go if shares get called away.

While anecdotal, it seems likely that U.S. corporations whose common stocks are publicly traded are more credit - worthy today than has been the case since the 1950s and the 1960s.

As for the ineffective methods, many parents assume that teaching their children to trade in the stock market will turn them into smart investors, but that's not the case.

Most brokers, and in my case thinkorswim, allow defined risk trading, meaning you can trade almost any option and spread except naked short Calls and short stock.

Interactive Brokers Asset Management's (IB Asset Management) Asset Allocation portfolios are made up of whole and / or fractional holdings of Exchange Traded Funds (ETF) and in certain cases individual stocks.

A debt - equity swap involves the exchange of debt for equity; in the case of a publicly traded company, this would mean bonds for stocks.

A regular trading unit which has uniformly been decided upon by the stock exchanges, in most cases it is 100 shares, but this can vary depending on the price of the stock.

You can trade single stocks and ETFs at Motif for $ 4.95, but in most cases users opt for the larger Motif bundles.