Clearing FCMs are required to hold
substantial deposits with the clearing house of any exchange of which it is a member.
Not exact matches
If you're interested in a long - term investment
with FDIC insurance protecting your money, EverBank's certificates of
deposit outperform both online and traditional banks by a
substantial margin.
Essentially, bonuses are setup (initial
deposits) and match what you've initially invested, or for when you've accrued
substantial amounts of ROI from making good «calls», the broker will reward you
with monetary «bonuses».
The concept is that you follow a 20 - or 40 - day cycle of using HCG, and along
with a very low - calorie diet composed of very specific foods, allowing you to lose a
substantial amount of fat, primarily from areas of the body that have excess fat
deposits.
If you're interested in a long - term investment
with FDIC insurance protecting your money, EverBank's certificates of
deposit outperform both online and traditional banks by a
substantial margin.
If you have the resources to provide a
substantial deposit, you should look for cards
with higher spending limits.
They could issue guarantees; purchase or assume the insured institution's assets or liabilities (but to preclude nationalization, not its common stock); make loans, contributions and
deposits in a troubled institution or its acquirer; organize charter conversions; arrange extraordinary mergers or acquisitions; and / or issue net worth certificates to banks and thrifts
with substantial residential real estate loans.
Essentially, bonuses are setup (initial
deposits) and match what you've initially invested, or for when you've accrued
substantial amounts of ROI from making good «calls», the broker will reward you
with monetary «bonuses».
Due to the large amount of money that is initially
deposited, this type of whole life insurance policy will typically start out
with a
substantial amount of cash value.
79 DOS 99 Matter of DOS v. Pagano - disclosure of agency relationships; failure to appear at hearing; proper business practices; unauthorized practice of law; unearned commissions; vicarious liability; fraudulent practice; jurisdiction; ex parte hearing may proceed upon proof of proper service; DOS has jurisdiction after expiration of respondents» licenses as acts of misconduct occurred and the proceedings were commenced while the respondents were licensed; licensee fails to timely provide seller client
with agency disclosure form prior to entering into listing agreement and fails to timely provide agency disclosure form to buyer upon first substantive contact; broker fails to make it clear for which party he is acting; broker violates 19 NYCRR 175.24 by using exclusive right to sell listing agreement without mandatory definitions of «exclusive right to sell» and «exclusive agency»; broker breaches fiduciary duties to seller clients by misleading them as to buyer's ability to financially consummate the transaction; broker breaches his fiduciary duty to seller by referring seller to the attorney who represented the buyers when he knew or should have known such attorney could not properly protect seller's interests; improper for broker to use listing agreements providing for broker to retain one half of any
deposit if forfeited by buyer as such forfeiture clause could, by its terms, allow broker to retain part of the
deposit when broker did not earn a commission; broker must conduct business under name as it appears on license; broker engaged in the unauthorized practice of law in preparing contracts for purchase and sale of real estate which did not contain a clause making it subject to the approval of the parties» attorneys and were not a form recommended by a joint bar / real estate board committee; broker demonstrated untrustworthiness and incompetency in using sales contract which purported to change the terms of the listing agreement to include a higher commission; broker demonstrated untrustworthiness and incompetency in using contracts of sale which were unclear, ambiguous, vague and incomplete; broker failed to amend purchase agreement to reflect amendment to increase
deposit amount; broker demonstrated untrustworthiness in back - dating purchase agreements; broker demonstrated untrustworthiness in participating in scheme to have seller hold undisclosed second mortgage and to mislead first mortgagee about the purchaser's financial ability to purchase; broker demonstrated untrustworthiness by claiming unearned commission and filing affidavit of entitlement for unearned commission; DOS fails to establish by
substantial evidence that respondent acted as undisclosed dual agent; corporate broker bound by the knowledge acquired by and is responsible for acts committed by its licensees within the actual or apparent scope of their authority; corporate and individual brokers» licenses revoked, no action taken on application for renewal until proof of payment of sum of $ 2,000.00 plus interests for
deposits unlawfully retained
Your
deposit should be more
substantial with a least, 1 %, and I mean at least but more is better!