Sentences with phrase «such as a financial adviser»

Investigators have been looking at whether coaches at these schools have been paid by outside entities — such as financial advisers, agents, and apparel companies — in exchange for pressuring players to associate with those entities, people familiar with the investigation said.

Others who have gone through similar circumstances as yourself will be able to give you a lot of feedback on what they did to reach their goals were they might be able to recommend other people who helped them along the way such as financial advisers, bank managers or accountants.

The account can in some cases be managed by a third party such as a financial adviser who has knowledge and experience in investments.

Our High Wycombe mediation service receives referrals from a number of sources and works closely with other organisations including family solicitors, contact centres and financial experts such as financial advisers and accountants.

Our High Wycombe mediation service receives referrals from a number of sources and works closely with other organisations including family solicitors, Children Contact Centres and financial experts such as financial advisers and accountants.

Cooperation means bringing your financial paperwork, consulting with professionals such as financial advisers, mortgage professionals, and tax professionals if and when needed.

Not exact matches

Among the wave of financial technology companies attempting to challenge the hegemony of Canada's Big Five banks are «robo - advisers,» such as Wealthsimple and WealthBar, whose platforms help clients create and maintain portfolios of mostly passive investments, such as exchange - traded funds, for fees in the neighbourhood of 1 % of assets per year.

But many investors, advisers, and financial writers don't seem to be aware that the benefits of this widely accepted practise are often miniscule or even negative — as highlighted in analyses such as «Costly Harvest.»

Graduates from the first - ever City University of New York Startup Incubator Program, the Advyzr team has on - boarded advisers from firms such as IBM Worldwide, Credit Suisse Financial, and Google.

For more investment advice, consult your financial adviser or go online to sites such as Vanguard, Fidelity, or Schwab for more guidance.

Morgan Stanley is hoping that a drastic cut in this kind of compensation will spur brokers to sell more products, such as mutual funds, loans and financial planning services, to those clients, according to several Morgan Stanley advisers.

(i) persons who are licensed in the securities industry (such as a registered broker or investment adviser) with the Securities and Exchange Commission (the «SEC»), the Financial Industry Regulatory Authority («FINRA»), or the securities division of a state or an equivalent state division; and

However, I want to sound a note of warning; please be mindful of who you choose as an adviser, because such a person will either facilitate your financial growth or downfall.

This is because mutual fund companies have many high expenses such as the high salaries of many research analysts, many overhead expenses and the commissions paid to financial advisers.

As such, it should not be used as a substitute for consultation with professional accounting, tax, legal, financial, health, mental health or other competent adviserAs such, it should not be used as a substitute for consultation with professional accounting, tax, legal, financial, health, mental health or other competent adviseras a substitute for consultation with professional accounting, tax, legal, financial, health, mental health or other competent advisers.

There are just too many other pressing problems, such as the financial crisis and the wars in Iraq and Afghanistan, to occupy the president - elect's time and that of his advisers.

In the case of a reverse mortgage, that could be someone coercing you to use the proceeds for a costly home renovation that you may not need or a putative financial adviser whose goal is to get you to invest the proceeds in some sort of commission - generating investment, such as annuity.

Instead, they are sales commissions paid to investment intermediaries such as financial planners, brokers and investment advisers.

Among the wave of financial technology companies attempting to challenge the hegemony of Canada's Big Five banks are «robo - advisers,» such as Wealthsimple and WealthBar, whose platforms help clients create and maintain portfolios of mostly passive investments, such as exchange - traded funds, for fees in the neighbourhood of 1 % of assets per year.

Services can include an update of your financial advice and a Statement of Advice (SOA) or Record of Advice (ROA) each year, or other services such as reports on your investment portfolio, newsletters, invitations to seminars and access to a financial adviser.

But here's where the debate starts to heat up: Though your financial adviser would have kittens at the thought of it, Bernstein and others, such as Stephen Jarislowsky, the billionaire Canadian money manager, say that if you plan to hold a large sum of money outside of an RRSP for a long period of time, you may indeed want to ditch the bonds altogether and go 100 % stocks.

They feel they are hired as debt collectors, not financial advisers, and had no duty to provide such advice.

Have you purchased new investment products such as index - linked GICs solely on the advice of a broker or financial adviser?

In - house products are products that are provided by a related party, such as the bank or other financial institution the adviser is employed by.

You will need to get more details from your financial adviser, such as their representative number or Australian Business Number and use these to find them on the register.

To increase your chances of getting advice that is right for you, look for an adviser who also has a diploma, an advanced diploma or degree qualification in a relevant discipline such as finance, economics, accounting or financial planning.

Financial advisers estimate the risk tolerance of investors by asking them a set of questions, such as «What would you prefer $ 50,000 right now or a 50 % chance at $ 200,000?»

If you can afford to do so, many financial advisers will encourage you to consider other options first, such as a regular home equity loan.

For those who don't have time to research individual companies, services such as Betterment provide investment advice and diversified, fully automated investment management to customers for less than the typical cost of a traditional financial adviser.

When anyone asks about investing a windfall — or any large sum, such as a 401 (k) or IRA rollover — advisers and the financial press often recommend dollar - cost averaging, or investing the new money a little at a time.

«We look forward to providing our clients with key product enhancements that are important to them, such as direct access for a participant's financial adviser, paperless account opening, online fixed income trading, and the ability to trade through multiple channels.

Business lawyers, on the other hand, are more likely to receive referrals from their clients» other professional advisers, such as insurers, lenders, financial planners, accountants, investment bankers, venture capitalists, real estate professionals, health care professionals, or HR professionals.

Those markets in question, financial, tax, accountancy, regulatory, though each is different from the other, have underlying elements such as the fact that they are driven by changing laws of one kind or another and are professional adviser markets in which qualified people trade on the basis of expertise, professionalism, ethics and trust to gain and retain business.

Mergermarket gives full deal credit to firms that represent financial advisers, whereas others (such as Dealogic) produce a separate chart ranking only firms that advised buyers and targets.

Senior officers, directors, auditors, and legal advisers are generally excluded from the program but they can take advantage of it in specific circumstances, such as situations in which they believe the organization is on the verge of engaging in misconduct that «is likely to cause substantial injury to the financial interest or property of the entity or investors.»

A policyholder should keep copies of a policy at an off - site location — such as in a safe deposit box, or with a lawyer or financial adviser — and make sure the beneficiaries know where the documents are kept and how to get access to them.»

Of course, as many financial advisers point out, the growth rate of a cash value life insurance policy is often paltry compared to other financial instruments, such as mutual funds and exchange - traded funds (ETFs); substantial fees often hinder the rate of return.

Most reliable financial advisers recommend term insurance for basic survivor income protection needs (again, for maximum efficient use of one's limited capital), and cash value insurance for specific non-income needs such as estate taxes and other aspects of wealth preservation.

The best way to fully understand all the ways you can use your life insurance proceeds is to talk to a financial adviser along with your knowledgeable life insurance agents such as you would find here at Huntley Wealth & Insurance Services.

Some experts, financial planners and advisers argue that permanent coverage, such as whole or universal life insurance, offers an investment feature to help grow your cash value.

The WandX team is supported by a broad range of influential advisers and partners, such as financial services expert Raghuttama Rao, blockchain pioneer Bryan Feinberg, management advisor Ramesh Srinivas, data scientist and ICO adviser Nagu Thogiti and fintech entrepreneur Yogesh Gaikwad.

Client Associates work alongside financial advisers and are involved in a variety of tasks, such as giving quotes, assisting customers, updating records, developing portfolios, researching investment trades, handling financial securities and preparing various financial forms.

Many financial occupations, such as financial analysts and advisers, must have a state license to practice.

A financial adviser can advise on issues such as how to divide assets in the most tax - efficient way and how to invest the proceeds of a divorce or dissolution settlement.

As well as online resources, our mediation service and Chesham has close connections with other local family organisations such as contact centres, local financial advisers and therapistAs well as online resources, our mediation service and Chesham has close connections with other local family organisations such as contact centres, local financial advisers and therapistas online resources, our mediation service and Chesham has close connections with other local family organisations such as contact centres, local financial advisers and therapistas contact centres, local financial advisers and therapists.

Other fees may include court filing fees, party response fees, experts such as appraisers or financial advisers, consulting attorneys for mediation, and document preparation fees for paralegals or legal document assistants.

If they have trusted advisers, such as an attorney, accountant, financial planner or insurance broker, they may ask these personas for a referral to a real estate agent.

In March 2009, in a bid to become one of President Barack Obama's unofficial policy advisers such as BlackRock's (BLK) Larry Fink or Pimco's Bill Gross, he drew up a plan to rescue the country's banks after the financial crisis and offered it to Obama.