Sentences with phrase «supervisory authority of»

Its application with the Federal Financial Supervisory Authority of Germany (Bafin) is pending.

Finnish crowdfunding and peer - to - peer lending platform Fellow Finance announced on Tuesday it received payment institution authorization from the Financial Supervisory Authority of Finland.

If executive agencies can make up such reasons to block the supervisory authority of Congress, it would be a large tweak to the Constitution.

In addition to this regulatory body, it is also regulated by the Financial Supervisory Authority of Norway.

If a credit union doesn't contain the word «federal» and is not headquartered in one of the enumerated states, it is probably a state - chartered credit union under the supervisory authority of the state in which the credit union's main office is located.

Arguments centered on collective bargaining, local accountability, funding, and supervisory authority of charter schools in Washington state... Read More

This increased popularity has led to the tapping of ASIC [Australian Securities and Investments Commission] as the supervisory authority of this sector.

«Bitwala accounts will be fully regulated by the Federal Financial Supervisory Authority of Germany (Bafin),» the company stated, adding that its application is currently pending.

Part of the risk management assessment is performed under the supervisory authority of the Company's primary regulator, the Federal Reserve.

The Court states, first of all, that no provision of the directive prevents oversight by the national supervisory authorities of transfers of personal data to third countries which have been the subject of a Commission decision.

Not exact matches

The CVA joins a growing list of both independent and government - backed organizations who aim to help fintech companies flourish within the country, like the Swiss Financial Market Supervisory Authority (FINMA) and the non-profit organization Swiss Finance Startups (SFS).

The Financial Market Supervisory Authority (FINMA) of Switzerland is mandated to oversee financial legality within Swiss markets.

Referring to the decision, a spokesman for Sweden's Financial Supervisory Authority said that «every institution must decide on the details of their internal regulations specifying the rules for their employees» investments and trading,» suggesting that the regulatory agency does not intend to interfere in Nordea's decision, nor act against similar moves that may be taken by other companies.

One of the most essential supporters of fintech startups in Zug is the Swiss Financial Market Supervisory Authority (FINMA).

The Japanese Financial Supervisory authority (FSA) has issued a warning about the unregistered status of the exchange, which led the company to the transfer.

The Saxo Bank Group is under the supervision of the Danish Financial Supervisory Authority (In Danish: «Finanstilsynet») and is subject to the Danish Executive Order on Good Business Practice for Financial Undertakings.

«The systemic vulnerability of ICOs to fraud, money laundering and terrorist financing increases the risk of investors losing the sums invested» — Germany's Federal Financial Supervisory Authority, Nov. 9, 2017

The customer acquires the virtual currency «bitcoin» which in the opinion of the Bundesanstalt für Finanzaufsicht (BaFin)(Federal Financial Supervisory Authority) are units of account and therefore regarded as financial instruments pursuant to § 1 para. 11 KWG.

Such poor risk management was aggravated by the deficiencies of the supervisory authorities which were in most cases incompetent and corrupt.

The government stepped down and took the board of the financial supervisory authority with it.

And my conclusion was that they wanted the government to resign, they wanted the board of the national bank to resign and they wanted the board of the money supervisory authority to resign.

Meanwhile, there are a number of new proposals reshaping conduct regulation at the EU level and the European Supervisory Authorities are becoming more active in the conduct space.

The charge of official misconduct alleges that Taggard was aware that sexual crimes were being committed, in an adjoining jurisdiction, and failed to take any steps to prevent same, or to notify the appropriate authorities, responsibilities clearly part of his obligation as a police officer, particularly one in a supervisory capacity.

It states primary responsibility «must remain» with financial institutions and investors; calls for the reinforcement of regulatory and supervisory frameworks; and states the case for authorities in different counties to improve their cooperation.

The supervisory authority, the Senate Department for Health, Environment and Consumer Protection, regularly tests the safety of the research reactor with the assistance of independent experts.

Stay tuned to the grant winners: Academy 21 at Franklin Central Supervisory Union in Vermont, which is focused on a high - need, predominantly rural community; Cornerstone Charter Schools in Michigan, which seeks to prepare Detroit students for college and health - focused careers; Da Vinci Schools in California, which will integrate blended learning, early college, and real - world experiences with its existing project - based learning approach; Education Achievement Authority in Michigan, which, as part of the statewide turnaround authority is trying to create a student - centric system for students in Detroit; Match Education in Massachusetts, which already operates high - performing schools in Boston and will now focus on using technology to increase the effectiveness of its one - on - one tutoring; Schools for the Future in Michigan, which will serve students significantly below grade level; Summit Public Schools in California, which aims to build off its experiments in blended - learning models to launch a competency - based school; and Venture Academies in Minnesota, which is a new charter organization that will focus on accelerated college credit attainment and cultivation of entrepreneurial leAuthority in Michigan, which, as part of the statewide turnaround authority is trying to create a student - centric system for students in Detroit; Match Education in Massachusetts, which already operates high - performing schools in Boston and will now focus on using technology to increase the effectiveness of its one - on - one tutoring; Schools for the Future in Michigan, which will serve students significantly below grade level; Summit Public Schools in California, which aims to build off its experiments in blended - learning models to launch a competency - based school; and Venture Academies in Minnesota, which is a new charter organization that will focus on accelerated college credit attainment and cultivation of entrepreneurial leauthority is trying to create a student - centric system for students in Detroit; Match Education in Massachusetts, which already operates high - performing schools in Boston and will now focus on using technology to increase the effectiveness of its one - on - one tutoring; Schools for the Future in Michigan, which will serve students significantly below grade level; Summit Public Schools in California, which aims to build off its experiments in blended - learning models to launch a competency - based school; and Venture Academies in Minnesota, which is a new charter organization that will focus on accelerated college credit attainment and cultivation of entrepreneurial leadership.

In every school district and supervisory district, the trustee, trustees, board of education or board of cooperative educational services, shall submit a written semiannual report to the Commissioner of Education, by January 15th and July 15th of each year, commencing July 1, 1985, setting forth the substance of each complaint about the use of corporal punishment received by the local school authorities during the reporting period, the results of each investigation, and the action, if any, taken by the school authorities in each case.

The new Conti's electronically operated anti-roll bars ensure a stable upright posture, the triple air chamber suspension fuses comfort and stability, and the electronic supervisory authorities work much closer to the brink of adhesion.

Annie has a variety of other roles and responsibilities outside of SMU, including being a board member and an audit committee member for the Central Provident Fund Singapore, chairing the Asian Bond Fund 2 Supervisory Committee of the Monetary Authority of Singapore, chairing the World Economic Forum Global Agenda Council for Southeast Asia, and being an independent director in a few funds and family businesses.

Germany's Federal Financial Supervisory Authority (BaFin) intends to limit the marketing, distribution of and trading in financial contracts for difference (CFDs) as a measure to protect retail investors.

When you sign up for a paypal account and give a UK address, you're redirected to paypal.co.uk, a web site that quotes these company details: «PayPal (Europe) S.à r.l. et Cie, S.C.A. is duly licenced as a Luxembourg credit institution in the sense of Article 2 of the law of 5 April 1993 on the financial sector as amended and is under the prudential supervision of the Luxembourg supervisory authority, the Commission de Surveillance du Secteur Financier, with registered office in L - 1150 Luxembourg.»

All SDO's will know from this occurrence that they can proceed as they wish, inter alia, accepting funding from, and granting supervisory authority and drafting choices to whomever they wish, without fear of discipline by the Council.

In this respect, the AG rightly recalls that, if this were true, the imputability to the State would not inevitably follow as Stardust Marine teaches us that, in case of decisions taken by public undertakings, the imputability to the State must be demonstrated by establishing «the actual exercise by the State of the supervisory powers which its status as majority shareholder confers upon it» or «the actual involvement of the public authorities» (para 99) in the adoption of the decision.

In the last few days, South Korea's Finance Supervisory Service (FSS) has signalled the government's co-operation in plans for self - regulation; the Swiss Financial Market Supervisory Authority (FINMA) has announced it is to treat some cryptocurrency offerings as securities; the Securities and Exchange Commission of Zambia has issued a public notice on cryptocurrencies; and Spain is reportedly drafting legislation that will help attract cryptocurrency and blockchain companies to the country.

The CJEU highlighted that Article 4 of the Directive governs the question of the relevant law applicable to legal proceedings, while Article 28 determines the role and powers of the relevant supervisory authority.

The Court had previously ascertained that the supervisory authorities are the guardians of fundamental rights and freedoms put at stake by data processing operations (Commission v. Hungary, C - 288 / 12).

This case involved a question of whether the Hungarian supervisory authority was entitled to impose a fine on a service provider that was domiciled in Austria.

The UDG and other supervisory authorities across the EU may use any equivalent Court of Justice ruling as authority for taking action against such companies on the basis that they are data controllers who are infringing data protection laws.

takeoverpractice.ch analyses all published decisions of the Takeover Board and of the appellate bodies, i.e. the Financial Market Supervisory Authority and the Federal Administrative Court, rendered since 1 January 2009.

Under one - stop - shop, where there is cross-border processing involved, the controller will be subject to the jurisdiction of a single lead supervisory authority whose identity will be determined by the country in which the «main establishment» of the controller is based.

On the third main issue, the Advocate General argued that on the facts of this case, including because in this case the applicable law is that of the Member State of the supervisory authority that wishes to exercise its powers of intervention, that Article 28 (6) of the Data Protection Directive should be interpreted such that the ULD is entitled to exercise its powers of intervention against Facebook Ireland with complete independence and without being required first to call on the Irish supervisory authority.

Only recently did the German legislator enact a EU - driven rule that protects whistleblowers informing the German financial supervisory authority about actual or suspected breaches of financial supervisory provisions.

(b) a lawyer having direct supervisory authority over the nonlawyer shall make reasonable efforts to ensure that the person's conduct is compatible with the professional obligations of the lawyer; and

An employee with only supervisory authority may also be considered a part of the «directing mind» if they function, or are seen to function, as a representative of the organization.

The opinion concludes that requiring a student to misuse Lexis or Westlaw as described above — or knowing of such a violation and failing to take reasonable remedial actions — is a violation of Rule 5.3 of the Rules of Professional Conduct, pursuant to which a lawyer with supervisory authority over a non-lawyer shall make reasonable efforts to ensure that the person's conduct is compatible with the professional obligations of the lawyer.

(2) the lawyer is a partner or has comparable managerial authority in the law firm in which the person is employed, or has direct supervisory authority over the person, and knows of the conduct at a time when its consequences can be avoided or mitigated but fails to take reasonable remedial action.

Under Model Rules 5.1 (c) and 5.3 (c), a lawyer is responsible for the conduct of another person — lawyer or nonlawyer — in the firm if either (i) the lawyer ordered the conduct or knowingly ratified the conduct, or (ii) the lawyer, in a partnership or managerial role, or with «a direct supervisory authority,» knew of the conduct at a time when its consequences could have been avoided or mitigated but failed to take reasonable remedial action.

The Court of Protection Rules have been amended to accommodate applications to that court under s 21A of MCA 2005 arising from the operation of the scheme, for example an application which disputes a finding by a «supervisory authority», such as a local authority, that a care home resident is in fact deprived of his or her liberty within the meaning of Art 5 of the Convention.

December 18, 2017 Funds as Real Estate Companies - Draft of a New Circular by the German Federal Financial Supervisory Authority (BaFin) Confirms Attractive Structuring Options

[5] Paragraph (c)(2) defines the duty of a partner or other lawyer having comparable managerial authority in a law firm, as well as a lawyer who has direct supervisory authority over performance of specific legal work by another lawyer.