Sentences with phrase «taken by the regulatory authorities»

«Necessary steps are being taken by the regulatory authorities to sanction the airline in a bid to prevent future occurrence.

The introduction of wide reaching legislation in the UK (including, the Enterprise Act 2002, Proceeds of Crime Act 2002, Serious Organised Crime Act 2005, Fraud Act 2006, Corporate Manslaughter and Corporate Homicide Act 2007, Bribery Act 2010 and the Criminal Finances Act 2017) as well as the increasingly global and aggressive approach taken by the regulatory authorities both in the UK and abroad, highlight the need for businesses, their officers and employees to be able to navigate their way effectively through the regulatory minefield facing them in their day - to - day operations.

Not exact matches

Referring to the decision, a spokesman for Sweden's Financial Supervisory Authority said that «every institution must decide on the details of their internal regulations specifying the rules for their employees» investments and trading,» suggesting that the regulatory agency does not intend to interfere in Nordea's decision, nor act against similar moves that may be taken by other companies.

This has led to criminal and regulatory investigations by US and UK authorities as well as a litany of civil actions for, amongst other things, negligence claiming that Equifax ought to known that its systems were fragile after previous breaches and that it failed to take adequate or reasonable care in its data security arrangements.

The government has now accommodated those concerns to an extent by providing, in LSA 2007, s 83 (5)(b) that a licensing authority must, in its licensing rules — which are subject both to consultation and to LSB approval — provide for the ways in which it should, when considering an application for an ABS licence, take account of the regulatory objective of improving access to justice.

• Establishment of a new Legal Services Regulatory Authority (LSRA) to take over existing regulatory functions performed by the Law Society of Singapore for Singapore law practices; and the Attorney - General for foreign law practices and the registration of foreign - qualified lawyers (FLs).

He then moved to Mercedes Benz USA as the NAFTA legal coordinator, overseeing advice to the American subsidiaries of the group before returning to take charge of the legal regulatory compliance department in 2012, with responsibility for aligning with the compliance monitor appointed by the US authorities.

Neo's very first ICO, Red Pulse, that was scheduled for mid September had to be cancelled because of similar regulatory steps taken by the Chinese authorities.