Sentences with phrase «than a securities regulation»

As that might suggest, this is more of a partisan issue than a securities regulation matter, even though the Democrat's academic enablers (you know who you are) insist it's just about good policy.

But as Western Europe begins to catch up to the US, many countries in Central and eastern Europe have yet to join the race, launching few investigations and focusing their limited efforts in areas other than securities regulation, such as money laundering.

Not exact matches

When advising clients, designing products and engaging in transactions, market participants and their advisers should thoughtfully consider our laws, regulations and guidance, as well as our principles - based securities law framework, which has served us well in the face of new developments for more than 80 years.

All securities - related activities other than Regulation Crowdfunding offerings are conducted through MicroVenture Marketplace, Inc., a registered broker - dealer and member FINRA / SIPC.

Such risks and uncertainties include, but are not limited to: our ability to achieve our financial, strategic and operational plans or initiatives; our ability to predict and manage medical costs and price effectively and develop and maintain good relationships with physicians, hospitals and other health care providers; the impact of modifications to our operations and processes; our ability to identify potential strategic acquisitions or transactions and realize the expected benefits of such transactions, including with respect to the Merger; the substantial level of government regulation over our business and the potential effects of new laws or regulations or changes in existing laws or regulations; the outcome of litigation, regulatory audits, investigations, actions and / or guaranty fund assessments; uncertainties surrounding participation in government - sponsored programs such as Medicare; the effectiveness and security of our information technology and other business systems; unfavorable industry, economic or political conditions, including foreign currency movements; acts of war, terrorism, natural disasters or pandemics; our ability to obtain shareholder or regulatory approvals required for the Merger or the requirement to accept conditions that could reduce the anticipated benefits of the Merger as a condition to obtaining regulatory approvals; a longer time than anticipated to consummate the proposed Merger; problems regarding the successful integration of the businesses of Express Scripts and Cigna; unexpected costs regarding the proposed Merger; diversion of management's attention from ongoing business operations and opportunities during the pendency of the Merger; potential litigation associated with the proposed Merger; the ability to retain key personnel; the availability of financing, including relating to the proposed Merger; effects on the businesses as a result of uncertainty surrounding the proposed Merger; as well as more specific risks and uncertainties discussed in our most recent report on Form 10 - K and subsequent reports on Forms 10 - Q and 8 - K available on the Investor Relations section of www.cigna.com as well as on Express Scripts» most recent report on Form 10 - K and subsequent reports on Forms 10 - Q and 8 - K available on the Investor Relations section of www.express-scripts.com.

In Colombia, the offer of each Fund is addressed to less than one hundred specifically identified investors, and such Fund may not be promoted or marketed in Colombia or to Colombian residents unless such promotion and marketing is made in compliance with Decree 2555 of 2010 and other applicable rules and regulations related to the promotion of foreign financial and / or securities related products or services in Colombia.

Technology will be vastly different in a few years» time, and there is a danger that precipitating events could spur regulation to create a tech - specific law, rather than gradually applying established legal concepts like privacy, or security, to new technologies in a progressive manner.

These risks and uncertainties include food safety and food - borne illness concerns; litigation; unfavorable publicity; federal, state and local regulation of our business including health care reform, labor and insurance costs; technology failures; failure to execute a business continuity plan following a disaster; health concerns including virus outbreaks; the intensely competitive nature of the restaurant industry; factors impacting our ability to drive sales growth; the impact of indebtedness we incurred in the RARE acquisition; our plans to expand our newer brands like Bahama Breeze and Seasons 52; our ability to successfully integrate Eddie V's restaurant operations; a lack of suitable new restaurant locations; higher - than - anticipated costs to open, close or remodel restaurants; increased advertising and marketing costs; a failure to develop and recruit effective leaders; the price and availability of key food products and utilities; shortages or interruptions in the delivery of food and other products; volatility in the market value of derivatives; general macroeconomic factors, including unemployment and interest rates; disruptions in the financial markets; risk of doing business with franchisees and vendors in foreign markets; failure to protect our service marks or other intellectual property; a possible impairment in the carrying value of our goodwill or other intangible assets; a failure of our internal controls over financial reporting or changes in accounting standards; and other factors and uncertainties discussed from time to time in reports filed by Darden with the Securities and Exchange Commission.

Officers, directors and greater than ten - percent shareholders are required by the regulations of the Securities Exchange Commission to furnish the Corporation with copies of all Section 16 (a) forms they file.

Even in the U.S., the Securities and Exchange Commission (SEC) generally enforces regulation that assures that only accredited investors (i.e. people who own over $ 1M in total assets or have made more than $ 200K annually and will continue to do so) invest in private companies.

Under the securities laws in Canada, an «insider» of Caledonia (which would include a shareholder who beneficially owns, controls or has direction over more than 10 % of Caledonia's common shares) is required to report their holdings in accordance with the applicable regulations.

Generally speaking, I find the FCA's approach more flexible than what I have observed among securities regulators in Canada and the US (in that England does not have a Howey test — more on that below) with the consequence that the kinds of securities regulations we would normally expect to apply to a token sale elsewhere do not appear to apply directly to token sales in the UK.

For example, if Bitcoin is not a currency, then Bitcoin forwards and Bitcoin swaps that involve the exchange of Bitcoin for another currency will not fall under the statutory definitions of the more lightly regulated foreign exchange forwards or foreign exchange swaps.10 Likewise, retail trading of Bitcoin derivatives will be limited to designated contract markets, rather than subject to the retail foreign exchange dealer regulations.11 Treating Bitcoin as a commodity that is not a currency dovetails with the stances taken by other U.S. regulators such as the Financial Crimes Enforcement Network (FinCEN)(virtual currency does not have all of the attributes of real currency) 12, the Securities and Exchange Commission (Bitcoin investments are investment contracts because Bitcoin is a form of money) 13 and the Internal Revenue Service (treating Bitcoin as property for tax purposes).14

Regulation A + will more than likely produce an increased number of securities subject to Rule 15c2 - 11, and without changes to the piggyback exception, could lead to a substantial increase in the number of microcap securities manipulated by nefarious issuers and market makers.

By the same token, any regulation which seeks, on any grounds other than national security, to reserve any sector of the economy for local investors will be a violation of the treaty.

But the veteran legislator also spent more time airing a list of grievances against the administration — notably involving environmental regulations and the security of the administration's website to sign up for Obamacare — than engaging in a substantive discussion of where the U.S. research enterprise is headed.

--(1) For purposes of carrying out this part, the Secretary shall publish proposed regulations not later than 1 year after the date of enactment of the American Clean Energy and Security Act of 2009, and after receiving public comment, final regulations not later than 18 months from such date of enactment under this part or other provision of law administered by the Secretary, which shall require each manufacturer of a covered product to submit information or reports to the Secretary on an annual basis in a form adopted by the Secretary.

For organisations that don't collect personal online data, the collection of such information in the form of attendance and medical records may already be compliant with Data Protection regulations — but appropriate security and encryption of this data is now mandatory rather than recommended.

Canadian mutual fund regulations require that no more than 50 % of a fund's securities may be on loan at any time.

Investing in foreign securities involves greater risks than investing in securities of U.S. issuers, including currency fluctuations, potential political instability, restrictions on foreign investors, less regulation and less market liquidity.

Investing in foreign securities involves additional risks relating to political, social, and economic developments abroad; differences between the regulations that apply to U.S. and foreign issuers and markets; the potential for foreign markets to be less liquid and more volatile than U.S. markets; and currency risk associated with securities that trade or are denominated in currencies other than the U.S. dollar.

«(B) Without regard to section 553 of title 5 of such Code, the Administrator may by rule promulgate as final, to be effective until no later than 2 years after the date of the enactment of the American Clean Energy and Security Act of 2009, any procedures that are substantially the same as the procedures governing the Supplemental Nutrition Assistance Program in section 273.2, 273.12, or 273.15 of title 7, Code of Federal Regulations.

Transactions involving financial investment in an enterprise with the expectation of earning profit through the efforts of someone other than the investor are considered securities and are subject to specific regulations.

Just five companies (Monsanto, Dow, Bayer, DuPont, and Syngenta) own more than 60 % of the global commercial seed supply, and with many of the modern seed varieties being hybrids that won't breed true for home gardeners and small - scale farmers, or that have regulations outlawing the collection and replanting of seeds, today's growers are being locked into a cycle of reduced genetic diversity, which may lead to a potentially dangerous food security situation in the near future.

It will create a challenge for security teams in law firms as they may be forced to spend the budget that they have on compliance and regulations rather than actually defending the business.

In its press release, Akerman said its data law center provides a way for corporate compliance officers to access U.S. state and federal data privacy and security regulations at a price that is 80 percent lower than traditional hourly rates.

The Internet version adds daily updates of agency regulations and industry information; links to industry resources; more than 90 handbooks, manuals and forms from federal agencies; links to state codes and legislatures; securities laws and regulations; and more.

What's more likely is the regulation of ICOs - it might be possible to bring these within the scope of laws governing securities offers and trading, which in a sense demonstrates a line of thinking that crypto currencies are more of an investment product to be held with the hope of achieving gains, rather than a means of exchange.»

, Professor Anand concludes that in both its governance structure and substance, the CCMR is less advantageous to investors than the current model of securities regulation and particularly initiatives led by the Ontario Securities Csecurities regulation and particularly initiatives led by the Ontario Securities CSecurities Commission.

Section 264 (c)(1) of HIPAA provides that: If legislation governing standards with respect to the privacy of individually identifiable health information transmitted in connection with the transactions described in section 1173 (a) of the Social Security Act (as added by section 262) is not enacted by (August 21, 1999), the Secretary of Health and Human Services shall promulgate final regulations containing such standards not later than (February 21, 2000).

If legislation governing standards with respect to the privacy of individually identifiable health information transmitted in connection with the transactions described in section 1173 (a) of the Social Security Act (as added by section 262) is not enacted by [August 21, 1999], the Secretary of Health and Human Services shall promulgate final regulations containing such standards not later than [February 21, 2000].

Smlouvyo 4, paragraph 2 of the European Union and Article 3, paragraph 1 of Council Regulation (EC) No 1408/71 (or Article 4 of the European Parliament and Council Regulation (EC) No 883/2004), the fact that the Czech authorities could zaokolností what vprojednávané things, provide preferential treatment (kdávce compensatory allowance at the age where the amount of benefits granted under Article 20 of the Treaty concluded 29th 10th 1992 between the Czech and the Slovak Republic on Social Security and Council Regulation (EC) No 1408 to 1471 (Regulation č.883 / 2004) lower than the dose that would be received, if the pension calculated under the laws of the Czech Republic), only citizens of the Czech Republic, if ktakovému treatment creates a fundamental right to security in old age unloaded by the Constitutional Court of the Czech Republic specifically in relation kdobám pension acquired vzaniklé CSFR and perceived as part of the national identity, and, if such treatment is stonarušit right of free movement of workers as a fundamental right of the Union, a situation kdybyposkytnutí reciprocal treatment accorded to nationals of EU Member States kteřítakézískali vzaniklé CSFR equivalent of pension security led kvýznamnému threat from the financial stability of the pension fund of the Czech RSecurity and Council Regulation (EC) No 1408 to 1471 (Regulation č.883 / 2004) lower than the dose that would be received, if the pension calculated under the laws of the Czech Republic), only citizens of the Czech Republic, if ktakovému treatment creates a fundamental right to security in old age unloaded by the Constitutional Court of the Czech Republic specifically in relation kdobám pension acquired vzaniklé CSFR and perceived as part of the national identity, and, if such treatment is stonarušit right of free movement of workers as a fundamental right of the Union, a situation kdybyposkytnutí reciprocal treatment accorded to nationals of EU Member States kteřítakézískali vzaniklé CSFR equivalent of pension security led kvýznamnému threat from the financial stability of the pension fund of the Czech Rsecurity in old age unloaded by the Constitutional Court of the Czech Republic specifically in relation kdobám pension acquired vzaniklé CSFR and perceived as part of the national identity, and, if such treatment is stonarušit right of free movement of workers as a fundamental right of the Union, a situation kdybyposkytnutí reciprocal treatment accorded to nationals of EU Member States kteřítakézískali vzaniklé CSFR equivalent of pension security led kvýznamnému threat from the financial stability of the pension fund of the Czech Rsecurity led kvýznamnému threat from the financial stability of the pension fund of the Czech Republic?

In the investment regulations draft, IRDA commented, «No less than 25 % of ULIP funds will be invested in the G - Securities.

Currently applicable regulations stipulate that a life insurer is legally required to invest no less than 25 % in securities floated by the central government, while the maximum stake that LIC of India can purchase in a single company is capped at 15 %.

With the General Data Protection Regulation (GDPR) becoming law in May across the EU, tech companies are now going to be under greater - than - ever regulatory security both sides of the Atlantic.

In January, for example, the EU's top securities watchdog issued a similar statement, noting that, after more than a year of fact - finding and soliciting of public comments, its officials concluded that new regulations would be premature.

With this type of job being more dangerous than others, it is imperative that those seeking to be a security officer are thoroughly trained on procedures and regulations, and understand how to handle difficult and dangerous situations effectively.

SUMMARY OF QUALIFICATIONS Government Clearance (Secret) I am a committed and reliable security professional with more than 10 years» experience in surveillance, criminal investigation, interviewing witnesses, patrolling, vehicle traffic control, crime prevention, providing public security services during emergency incidents and enforcing state laws and safety / security regulations.

Professional Duties & Responsibilities Managed all daily operations of military dining facility serving over 180,000 meals annually Responsible for equipment and facility valued at more than $ 2 million Oversaw food inventory and orders of approximately $ 720,000 annually Designed and implemented daily menu, 1,500 line items, and 48 ethnic dishes Trained, directed, and reviewed kitchen and service staff Maintained 98 % customer satisfaction rate for both food service and meal quality Collected customer feedback and designed strategies to improve client experience Ensured 100 % compliance with all applicable FDA food safety regulations Performed approximately 200 facility inspections and staff evaluations Programmed and repaired cash registers to guarantee accurate financial operations Authored and presented meal, service, personnel, and financial reports for senior leadership Devoted free time to honing skills and assuming additional duties Assisted base with security operations, logistics, inventory, and other tasks as needed Completed all assignments in a professional and positive manner Created an atmosphere of respect and devotion to team goals Received exemplary reviews resulting in consistent promotions ahead of schedule

Director of Operations — Duties & Responsibilities Manage daily operation, finances and personnel of US Army dining facilities in domestic and international forums Responsible for facility and equipment valued in excess of $ 570,000 Train and supervise large staff ensuring efficient and effective food service operations Design and implement staff workflows, program policies, and meal preparation / service procedures Plan and execute breakfast, lunch, and dinner for more than 3,000 soldiers and civilians Create healthy and enjoyable menus in accordance with national nutrition standards Ensure strict compliance with all applicable health and safety regulations Oversee food / equipment inventory and orders ensuring cost effective operations Coordinate special events, field kitchens, and other special projects as assigned Manage all new construction and modification to facilities and equipment Prepare and present reports concerning finances, client satisfaction, and nutrition for senior leadership Utilize extensive military training to manage security of facilities, assets and personnel in hostile territory Consistently promoted for excellence in team leadership, dedication, professionalism, and integrity

Because many of the previous investigations have been conducted using community samples, we asked whether we would find the same associations among anxiety, emotion understanding, emotion regulation, and attachment security, as other studies; namely that more anxious children will show more limited emotion understanding, greater difficulties regulating their emotions, and report less attachment security than less anxious children (e.g., Brumariu et al., 2012; Bender et al., 2015).

It occurs more than the 55 % of time and communicates security and tenderness, reducing infants» distress and promoting emotional regulation (Stack and Muir, 1990, 1992; Weiss et al., 2000; Jean et al., 2004; Jean and Stack, 2009).

This year, more than 400 agents responded to the survey, reporting a positive outlook for 2014, but sharing concerns as well about the market, increased regulations, vetting and security, industry relationships, and operations.

To properly structure a private offering and create the proper disclosures to comply with SEC regulations you would have to pay a securities attorney more than a small fix & flip deal is likely to support.