Sentences with phrase «than the financial regulators»

Off message but refereeing needs a complete overhaul in EPL... they are dodgier than financial regulators..

There are many brokers now who are turning to the more established and structured gaming industry regulators, as this has been far more effective and successful than the financial regulators.

Not exact matches

Regulators need to get financial institutions to identify their own internal management risks, how their compensation programs will ameliorate, rather than amplify, those risks, and why those remedies (as opposed to alternatives) are the best approach.

Although it does not appear that this particular issue is top of mind for regulators just now, shadow financial firms that operate outside the standard formats, in both credit and investment markets, should be receiving even more wide - ranging attention than they have been.

Under the legislation, failing financial firms would be forced to go through the bankruptcy process rather than the «orderly liquidation process» run by regulators under Dodd - Frank.

Credit is growing more slowly than it has in the past but not because the financial system has become more efficient but simply because debt levels have become too high, causing regulators to force down the growth in credit without seriously improving the efficiency of the financial sector.

She said it was more important to create a new robust regulator that has the confidence of financial markets than to move quickly.

First, it is critical for regulators to complete their efforts at implementing a macroprudential approach to enhance resilience within the financial system, which will minimize the likelihood that monetary policy will need to focus on financial stability issues rather than on price stability and full employment.

For example, if Bitcoin is not a currency, then Bitcoin forwards and Bitcoin swaps that involve the exchange of Bitcoin for another currency will not fall under the statutory definitions of the more lightly regulated foreign exchange forwards or foreign exchange swaps.10 Likewise, retail trading of Bitcoin derivatives will be limited to designated contract markets, rather than subject to the retail foreign exchange dealer regulations.11 Treating Bitcoin as a commodity that is not a currency dovetails with the stances taken by other U.S. regulators such as the Financial Crimes Enforcement Network (FinCEN)(virtual currency does not have all of the attributes of real currency) 12, the Securities and Exchange Commission (Bitcoin investments are investment contracts because Bitcoin is a form of money) 13 and the Internal Revenue Service (treating Bitcoin as property for tax purposes).14

The FCA is the conduct regulator for 56,000 financial - services firms and financial markets in the U.K. and the prudential regulator for more than 18,000 of those firms.

Lincoln Financial drew significantly fewer than the median number of complaints to state regulators in 2016 for a company of its size, according to the latest data from the National Association of Insurance Commissioners.

Protecting Senior Investors: Report of Examination of Securities Firms Providing «Free Lunch» Sales Seminars Issued by the Securities and Exchange Commission, North American Securities Regulators and Financial Industry Regulatory Authority, this report concludes that free - lunch seminars focus more on sales than education and often make exaggerated or misleading claims.

In 2014, the president of the World Bank, Jim Yong Kim, said: «Sooner rather than later, [financial regulators] must address the systemic risk associated with carbon - intensive activities in their economies.»

The value of fines levied against individuals by financial regulator the Financial Conduct Authority (FCA) more than doubled last financial year, new refinancial regulator the Financial Conduct Authority (FCA) more than doubled last financial year, new reFinancial Conduct Authority (FCA) more than doubled last financial year, new refinancial year, new research...

Financial regulators to vote on requirements for banks» leverage stricter than rules for overseas firms, Reuters

This was the biggest investigation post the financial crisis, involving more than 25 regulators in more than 10 countries.

Phillip Stano relies on more than 30 years of experience — as a regulator, then as counsel for a life insurers» trade association and now as a defense attorney — to achieve positive outcomes in class action suits, other complex financial services litigation, and regulatory and compliance counseling.

Libor was the largest global investigation post-financial crisis, involving antitrust and financial services regulatory elements, and more than 25 regulators in more than 10 countries.

Lincoln Financial drew significantly fewer than the median number of complaints to state regulators in 2016 for a company of its size, according to the latest data from the National Association of Insurance Commissioners.

Last year a study from Britain's regulator, the Financial Conduct Authority found that 82 % of people who use the products lose money, suggesting it is more akin to gambling than investing.

The Financial Industry Regulatory Authority (FINRA), the largest independent regulator in the US, issued an investor alert about bitcoin on 11th March, calling the digital currency «more than a bit risky» as part of a new warning to consumers and investors.

The sentiment of the hearing was overall positive, with U.S regulators primarily concerned about fraudulent ICOs rather than any potential threat posed by cryptocurrencies to the established financial system.

We are also a well - established financial firm with more than 10 years in the industry and are operating under the guidance of our financial regulators in Europe and the UK.

Additionally, in a report by FleishmanHillard, over half of the financial experts in financial institutions such as Visa, Alipay, and Citi Bank unanimously agreed that ICOs represent more risks than opportunities, and regulators should step up to prevent a pending disaster.

Apparently, financial regulators in Hong Kong are taking a softer approach on ICOs than their Chinese counterparts, who recently suspended all Initial Coin Offerings in China.

Taking a page from the rules governing gold, jewellery and cash, Loeger suggests that for large trades (more than $ 10,000), the trader would have to report the transaction, including its counterparty, to the financial regulator, the FMA.

A major French banker halted withdrawals from three investment funds, while German banks clubbed together to bankroll a 3.5 - billion euro ($ 4.83 billion) rescue to cover IKB's potential losses and stem what financial regulator Bafin warned could snowball into the biggest banking crisis in Germany in more than 75 years.

«It's important to acknowledge that we're in a very different place than we were in September 2008, both in terms of the state of the housing market and in terms of the financial condition of the GSEs themselves,» said BlackRock managing director Kevin Chavers, citing changes made to the companies by their regulator in the past nine years.

When we can secure the most important functionality of a financial network by computer science rather than by the traditional accountants, regulators, investigators, police, and lawyers, we go from a system that is manual, local, and of inconsistent security to one that is automated, global, and much more secure...