Sentences with phrase «third of the adviser»

During a typical planning engagement, about one - third of the adviser's time commitment consists of meeting with a client in their home.

Not exact matches

Audit, tax and consulting firm RSM has reached the top spot in the Q1 Experian league table of the most active M&A advisers in the UK, up from third position last year.

Bank of America, Barclays, Citigroup, Credit Suisse, Fifth Third Bancorp, Mitsubishi UFJ, and PNC Financial are acting as financial advisers to Red Ventures, and are providing debt financing to the company.

Tanaka's predecessors as presidents of the laptops - to - nuclear conglomerate, Vice Chairman Norio Sasaki and adviser Atsutoshi Nishida, will also step down after the third - party report showed they played a part in the overstatement of profits going back to the 2008 financial year.

The competition regulator's decision to approve the deal last week without making market inquiries has intrigued bottlers, suppliers and advisers alike, particularly after its intervention last year in Asahi's acquisition of Australia's third - largest soft drink and water bottler, P&N Beverages.

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A government welfare adviser has argued less than a third of the UK's 2.7 million incapacity benefit claimants are legitimate.

«I sometimes feel like two - thirds of the problems that are brought to me disappear with the first conversation between the student and the adviser,» Lane says.

Such a role might compensate for what is perceived, by at least a third to half of the respondents, as inadequate departmental or adviser expertise and mentoring concerning postdocs» career - development needs.

Mihail Roco, senior adviser for nanotechnology at the National Science Foundation in Washington DC, predicts that nanotechnology products will be in significant mass production by 2020, with about one - third of patents and start - up companies in the sector having biomedical applications.

They fall into their roles as the film progresses, and particularly as it accelerates in its third act - Hanks displaying a dogged determination, Streep shining in a feminist transformation as her formerly meek character stops deferring to the wills of male «advisers» and begins to truly assert herself.

Although, things get fairly dark (as they often do in Capra and Sturges) when Palin shuts down and goes catatonic, overwhelmed by the advisers who are trying to make her into someone and something she is not (neither a conventional politician, nor a credible candidate for Vice President of the United States), she finally snaps out of it, drawing strength from her love of family and state and country, and «goes rogue» in the third act, rediscovering her unique voice and her true spirit.

A ComRes survey earlier on this year found that less than a third of the most disadvantaged young people found advice given by careers advisers helpful.

Over two - thirds of CAC advisers were either low - income or first - generation themselves when they applied to college (Hurd, 2016).

Stromberg has held positions at a start - up called Hunch that was acquired by eBay and as an adviser at venture capital fund Founder Collective; Andrew Brown, another of the co-founders, has held positions at Google and Microsoft; and the third, Willem Van Lancker, has spent time at Google and Apple.

Nearly two - thirds (64 %) said they take financial planning seriously and 60 % use the services of either a personal financial or bank adviser.

Q: My financial adviser strongly recommends that I place one - third of my RRSP with Manulife Retirement Plus.

Also in April, Secretary of State Rex Tillerson was replaced by CIA director Mike Pompeo and John Bolton, a former ambassador to the U.N., was named as the administration's third national security adviser.

When it comes to managing client portfolios, some registered investment advisers (RIAs) prefer to do it all themselves, researching and executing trades, while others employ the services of third - party asset managers.

With Model Market Center, advisers can select from a menu of third - party investment models in one central location.

«Unlike prior exemptive orders governing the operation of self - indexing ETFs, the Orders do not attempt to address potential conflicts of interest among the ETF, its investment adviser, and the affiliated index provider by requiring, among other things, public disclosure of the underlying index methodology, the use of a third - party index calculation agent, or formal «firewall» procedures.

But with a robo - adviser, you might pay as low as a third of what you would pay to get the same product in a mutual fund.»

About one - quarter of current non-users indicate they are likely to start offering one of three types of advice: access to a financial adviser (27 %), one - on - one advice provided by an independent third party (25 %) and online investment models provided by the plan provider (23 %).

If you have given your adviser an authority on your cash account (also known as a «third party authority»), make sure you understand exactly what type of authority they have and the risks associated with it.

In fact, one - third (32 %) of respondents stated their top source for their investment advice was an adviser, while more than a quarter (27 %) got their advice from the media.

Nearly two - thirds of 403 (b) plan sponsors engage an adviser or consultant, and survey results suggest that this number could be on the rise, a Cerulli report says.

I say shock because a few years ago the provincial regulators, the Canadian Securities Administrators (CSA), did a survey and discovered that two - thirds of investors were unaware that their adviser was receiving compensation from mutual fund companies.

In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct dial - up service between the investment adviser and the trading desk at the broker - dealer, message services used to transmit orders to broker - dealers for execution, electronic communication of allocation instructions between institutions and broker - dealers, comparison services required by the SEC or another regulator (e.g., use of electronic confirmation and affirmation of institutional trades), exchange of messages among broker - dealers, custodians, and institutions related to a trade, post-trade matching of trade information, routing settlement instructions to custodian banks and broker - dealers» clearing agents, software that provides algorithmic trading strategies, and trading software operated by a broker - dealer to route orders to market centers or direct market access systems.

In preparation for the meeting, the Board requests and reviews a wide variety of materials provided by the funds» investment adviser, as well as extensive data provided by third parties, and the Independent Trustees receive advice from counsel to the Independent Trustees.

In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct

Examples of third parties Tourism Australia may disclose your personal information to include state and territory tourism authorities in the course of conducting trade events, external service providers such as IT consultants, professional advisers, publishing houses and marketing / advertising agencies, Commonwealth ministers, or business partners with whom Tourism Australia has a formal contractual relationship with.

Third good decision making processes can (and does) take account of bias in the professional adviser — and you see that in the political response to climate science in a number of jurisdictions.

-- The third, being the observed destabilization of the geosphere due to both the pace of terrestrial ice loss and relatively sudden and uneven climatic redistribution of the oceans» mass, with a consequent rise in seismic events and in volcanoes» cooling sulphate emissions, which have (according to Prof. McGuire, adviser to Munich Re on vulcanism risks) accelerated slowly on a 1.25 % / yr trend over the last 30 years.

A third possibility is that the Obama administration, desperate to break the Republican hold on climate policy (Jamie Henn of 350.org quipped that this isn't a negotiation, its a hostage crisis) was willing to pay any price to unlock the Congressional deadlock and, as White House science and technology adviser John Holdren put it, «get started.»

Today, by a 5 - 3 vote, the Supreme Court decided Stoneridge Investment Partners v. Scientific Atlanta, rejecting the concept of «scheme liability» that would have allowed shareholders to sue third party advisers who may have facilitated the fraudulent transactions.

In Formica Ltd v. Export Credits Guarantee Department [1995] 1 Lloyd's Rep 692, 699 Colman J framed the issue in the following terms: «The protection by common interest privilege of documents in the hands of someone other than the client must pre-suppose that such third party has a relationship with the client and the transaction in question which, in relation to the advice or other communications, brings that third party within that ambit of confidence which would prevail between the legal adviser and his immediate client....

Our clients include the full spectrum of family offices, including: investment advisers who have converted their third party advisory business into a private investment business, families who have been investing privately for years and families who have generated recent wealth through the sale of a business.

• Restrict the disclosure of third - party confidential information to employees; all other disclosures (i.e. to contractors, advisers, and others where permitted under the discloser's NDA) could require managerial approval.

He advises a broad range of clients including real estate investment and development companies, hotel owners and operators, asset managers and third party real estate and hospitality advisers and consultants.

But there is a third group of independent charity schools, which will soon come up for amalgamation or closure, because neither they nor their advisers have yet seen the writing on the wall.

He points out that, in previous recessions, «no win, no fee» agreements and third party funding were not available, which made claims against professional advisers risky since the claimant could be left liable for costs and that this time round, however, businesses and individuals may be willing to «take a gamble» on claims in an attempt to recoup some of their losses.

Given Scaletta's example, perhaps it's not a surprise the number of third - party advisers offering billing and fee analysis services to in - house legal departments is growing.

You could get a 30 - year policy for half or two - thirds of the amount you need, and a 20 - year policy for the other part, says Tim Maurer, a certified financial planner in Charleston, S.C., and director of personal finance for the BAM Alliance, a network of independent financial advisers.

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So suggests Evan Combs, a San Francisco - based adviser at Cresa, a corporate real estate advisory firm that helps tech startups land the right space and which began to observe the increase in subleased property in the third quarter of last year.