Sentences with phrase «through affiliate brokers»
Pursuing a continued and flagrant course of misrepresentation or making of false promises through affiliate brokers, other persons, or any medium of advertising, or otherwise;
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Accounts managed by Ally Invest Managed Portfolios are offered through our affiliate broker dealer, Ally Invest Securities, LLC.
Not exact matches
The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.
Brokerage products and services offered through Wells Fargo Clearing Services, LLC, a registered broker - dealer and non-bank affiliate of Wells Fargo & Company.
The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, Inc., mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.
These scammers offer you the robot for free because the way they really make their money is by affiliate commissions with their partner binary options broker; when you fund an account through the robot, they get a nice cut.
And that's how these scammers make money: when customers sign up through the robot and fund their account with their partner broker, these scammers, who have an affiliate agreement with these brokers, take a significant cut.
ML Wealth does not participate, at this time, in wrap fee programs, which are arrangements between broker - dealers, investment advisers, banks and other financial institutions and affiliated and unaffiliated investment advisers through which the clients of such firms receive discretionary investment advisory, execution, clearing and custodial services in a «bundled» form.
Ric Edelman, Executive Chairman of Edelman Financial Services, LLC, a Registered Investment Advisor, is an Investment Advisor Representative who offers advisory services through EFS and is a Registered Representative and Registered Principal of, and offers securities through, EF Legacy Securities, LLC, an affiliated broker / dealer, member FINRA / SIPC.
In addition to offering their customers a chance to trade in binary options on one of the best binary options trading platform, the uBinary binary options broker allows traders to make more money through their affiliate programs.
The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.
* The advisory fee does not cover charges resulting from trades effected with or through brokerdealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.
Our experienced attorneys provide comprehensive counseling for investment advisers, beginning with entity formation, registration and disclosure matters and extending to preparing investment advisory contracts, advising on compensation arrangements, developing comprehensive compliance programs and advising on permitted activities by affiliated fund sponsors, broker - dealers and registered reps.. We help gauge legal exposure through risk management audits and provide critical assistance when problems arise, guiding clients through enforcement exams, proceedings, litigation and arbitration.
Progressive Home Advantage ® policies bought through independent agents and brokers are provided and serviced by insurers affiliated with Progressive.
Policies can be purchased either through a Banner Life Insurance Company affiliated broker or via online brokers.
The variable universal life insurance policies offered through National Life Group are distributed by Equity Services, Inc., which is a registered broker / dealer affiliate of National Life Insurance Company.
This graph compares the percentage of new policies since 2002 that were brokered through independent versus company - affiliated insurance agents.
In addition to Saxony's broker dealer platform we also offer an investment advisor platform through our affiliate, Saxony Capital Management, LLC.
«Through collaboration with AREAA, we have been able to foster business connections with our international master franchise owners and domestic affiliated brokers and agents that have helped them strengthen their business strategies to better serve the needs of this growing market segment.»
Of the 31 investment products that RCAP distributes through its wholesale broker / dealer, 14 of them are affiliated with American Realty.
The home - financing process can be completed directly through our affiliated home financing services, a mortgage broker, or through your own bank.
PENSCO is indirectly affiliated with a registered broker dealer and with a licensed small business investment company through Opus Bank («Opus Affiliates»).
RCS Capital, ARCP's sister company run by Schorsch, distributes 14 American Realty - affiliated products through its wholesale broker / dealer.
However, the principal broker can rely on the actions of his or her affiliated licensees to claim entitlement to compensation through procuring cause.
«Our intention is to help take consumers — through our brokers and agents that affiliate with us — right through the buying stage, the owning stage, decorating, gardening, enjoying the home, getting it ready to sell and selling it,» says Chris.
Through our affiliation with the nation's largest broker networks, Cartus and Coldwell Banker, we have affiliates spanning the globe.
MLSs may, but are not required to, allow non-principal brokers and sales licensees affiliated with MLS participants to use information available through IDX to populate their own websites or to use in other IDX displays.
Even if use of information through IDX is provided to non-principal brokers and sales licensees affiliated with MLS participants, such use is subject to the affiliated participants» consent and control and the requirements of state law and / or regulation, and MLS rules.