Sentences with phrase «through unregistered»

«In sum, Defendants capitalized on the recent enthusiasm for blockchain technology and cryptocurrencies to raise funds through the ICO, illegally sold unqualified and unregistered securities, used a Swiss - based entity in an unsuccessful attempt to evade U.S. securities laws, and are now admittedly engaged in the conversion, selling, and possible dissipation of the proceeds that they collected from the Class through their unregistered offering.»

If it be urged that there is no express provision enabling a person claiming under or through an unregistered conveyance to procure himself to be registered as proprietor, I think the answer is supplied by ss.

The government has blamed an unnamed junior official at HMRC for sending the discs through unregistered TNT post.

U.S. federal and state securities laws have catch - all provisions regarding secondary liability for aiding and abetting a violation of securities laws, which could apply for facilitating trading through an unregistered exchange.

Not exact matches

The agency filed civil charges against Dominic Lacroix, his partner Sabrina Paradis - Royer and PlexCorps, for «misappropriating investor funds illegally raised through the fraudulent and unregistered» offer of PlexCoin.

Manafort and Gates allegedly «acted as unregistered agents» for the Ukrainians, generating «tens of millions of dollars in income,» which they then «laundered» through «scores of United States and foreign corporations, partnerships, and bank accounts,» per their indictment.

GATE believes the time has come for the SEC to resume the work it commenced in 1998 and consider how best to regulate the sales of unregistered securities through an ATS.

GATE believes the trading of unregistered securities is accomplished most effectively through a broker dealer, an ATS or an exchange registered with the SEC because such transactions provide the books and records and an audit trail that can be used for surveillance purposes.

Special APR offer valid on new and unregistered 2018 Fit Models from May 1, 2018 through July 5, 2018, to well qualified buyers on approved credit by Honda Financial Services through participating dealers.

Special APR offer valid on new and unregistered 2018 Pilot Models from May 1, 2018 through July 5, 2018, to well qualified buyers on approved credit by Honda Financial Services through participating dealers.

Available dates: May 1, 2018 - July 5, 2018 Special APR offer valid on new and unregistered 2018 RLX Models from May 1, 2018 through July 5, 2018, to well qualified buyers on approved credit by Acura Financial Services through participating dealers.

Available dates: May 1, 2018 - July 5, 2018 Special APR offer valid on new and unregistered 2018 RDX Models from May 1, 2018 through July 5, 2018, to well qualified buyers on approved credit by Acura Financial Services through participating dealers.

Available dates: May 1, 2018 - July 5, 2018 Special APR offer valid on new and unregistered 2018 TLX Models from May 1, 2018 through July 5, 2018, to well qualified buyers on approved credit by Acura Financial Services through participating dealers.

Available dates: May 1, 2018 - July 5, 2018 Special APR offer valid on new and unregistered 2018 ILX Models from May 1, 2018 through July 5, 2018, to well qualified buyers on approved credit by Acura Financial Services through participating dealers.

Special APR offer valid on new and unregistered 2018 HR - V Models from May 1, 2018, through July 5, 2018, to well - qualified buyers on approved credit by Honda Financial Services through participating dealers.

Special APR offer valid on new and unregistered 2018 Odyssey Models from May 1, 2018, through July 5, 2018, to well - qualified buyers on approved credit by Honda Financial Services through participating dealers.

Special APR offer is valid on new and unregistered 2018 Civic Sedan Models from May 1, 2018, through July 5, 2018, to well - qualified buyers on approved credit by Honda Financial Services through participating dealers.

Special APR offer valid on new and unregistered 2018 Fit Models from May 1, 2018, through July 5, 2018, to well - qualified buyers on approved credit by Honda Financial Services through participating dealers.

Special APR offer is valid on new and unregistered 2018 Civic Hatchback Models from May 1, 2018, through July 5, 2018, to well - qualified buyers on approved credit by Honda Financial Services through participating dealers.

In addition, the underlying issuers of certain depository receipts, particularly unsponsored or unregistered depository receipts, are under no obligation to distribute shareholder communications to the holders of such receipts, or to pass through to them any voting rights with respect to the deposited securities.

The county would find out about unregistered breeding primarily through complaints.

Many purebred Pit Bulls have had their unregistered records kept meticulously within their family for generations, others have fallen out of the process simply due to breeders not following through with registrations and other Pit Bulls have been targeted and excluded from registration by some registries for no other reason than their coat or eye color.

This would include among other things, not breeding a dog without an Orthopedic Foundation for Animals registration number, not breeding unregistered dogs, not selling puppies through a broker and not shipping dogs before a certain age.

They decided to confront him by sending their lobsters directly to Belize through the new unregistered co-operative.

Going through a list of the top 50 law firms, I was quite surprised to see that no less than 95 percent of the names that I thought these top 50 law firms would eventually want to use were unregistered.

The following list sets forth information regarding all unregistered securities issued by us since January 1, 2014 through the date of the prospectus that is a part of this registration statement:

The Texas order, though coming from a state - level authority, highlights another instance where regulators in the U.S. are scrutinizing cryptocurrency projects that may be seen as issuing unregistered securities through the token offering process.

In its complaint, the US regulator said that it had to take an emergency action to stop Lacroix, a recidivist securities law violator In Canada, and his partner Paradis - Royer from further misappropriation of investor funds illegally raised through the fraudulent and unregistered offer and sale of securities called «PlexCoin» or «PlexCoin Tokens» in a purported «Initial Coin Offering».

«In other words, there never was, and may never be, a Monkey Capital Market,» the filing states, while arguing that the pre-sale amounted to an unregistered securities offering that was marketed through the use of deceptive and misleading statements and advertising.

Furthermore, virtual currency exchanges that are unregistered or obtained registration through illegal methods will be subject to up to a 3 - year sentence and / or a 3 million yen fine (Payment Services Act, Article 107, Sections 2 and 5).

The Board filed a cease - and - desist order (CDO) against Mark Moncher for allegedly trying to sell unregistered securities through his «Financial Freedom Club,» also called «Millionaire Mentor University,» which Moncher claims can give investors financial independence in as little as 30 - days.

The release establishes that the financial regulator would seek to regulate and crackdown on the issuance of unregistered securities through ICOs.

The action states state that «Between approximately July 30, 2017, and approximately October 5, 2017,» Centra violated the Securities Act through «rais [ing] over $ 30 million in digital cryptocurrencies by offering and selling unregistered securities.»

Unregistered hydro easements can be highly problematic as they permit the hydro authorities to cut through your land and prohibit you from building on the hydro easement.