Sentences with phrase «trade confirmation reporting»

There are risks of trading in volatile markets including, but not limited to, the following: Inaccurate or late price quotes, market order execution prices significantly different from the current price quote, delays in trade executions, delays in open order cancellation requests and delays in trade confirmation reporting.

Track your trading activity with our trade confirmation reports to easily see a comprehensive list of all your intraday trade confirmations, or create customized templates with the exact fields for your report.

Not exact matches

This means that trade statistics should help market watchers anticipate changes in loco - London inventories before getting confirmation a couple months later from the LBMA report.

Post-trade services include SDR reporting, affirmation workflow, confirmations and electronic straight - through processing of both voice and electronic trades.

Accelerated Cost Recovery System (ACRS) Acceptance, Waiver, and Consent Procedure Account Guarantee Acknowledgment Accredited investor Accretion Accumulation period Accumulation units Acid test ratio ACRS Actively traded securities Additional bond test Additional takedown Adjustment bonds ADR Ad valorem taxes Advance / decline ratio Advertising Adviser's client account Affiliated Persons Affirmative defense Affirmative determination Agency sales ticket Agency transaction Agent Aggregate indebtedness Agreement among underwriters Agreement of limited partnership Aggregate exercise price Alpha All - or - none All - or - none underwriting Alternative minimum tax Alternative orders Alternative trading system American Depository Receipt American Stock Exchange (AMEX) American - style options AMTI Amortization Annual report Annuity Annuity units Anti-dilution clause AON Arbitrage Arbitration Asked price Asset Asset allocation Asset class Assignment Assistant Representative - Order Processing Associated persons ATS At - the - close order At - the - money At - the - opening order At - risk rule Auction market Auditor's report Automated Confirmation Transaction (ACT)

Create highly customizable report templates for trade confirmations, and output data in text or XML format.

Investment account disclosures, agreements, statements, trade confirmations, tax reporting statements, shareholder notices, prospectuses, service notices and performance reports regarding accounts, products and services;

You understand that we will not send trade confirmations, Account statements and certain other reports / materials in hardcopy form.

In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct dial - up service between the investment adviser and the trading desk at the broker - dealer, message services used to transmit orders to broker - dealers for execution, electronic communication of allocation instructions between institutions and broker - dealers, comparison services required by the SEC or another regulator (e.g., use of electronic confirmation and affirmation of institutional trades), exchange of messages among broker - dealers, custodians, and institutions related to a trade, post-trade matching of trade information, routing settlement instructions to custodian banks and broker - dealers» clearing agents, software that provides algorithmic trading strategies, and trading software operated by a broker - dealer to route orders to market centers or direct market access systems.

The latest statement from India's tax department comes as confirmation to a previous report saying that tax notices were sent to investors after a nationwide survey has discovered some $ 3.5 billion - worth of cryptocurrency being traded in a 17 - month period.

Display and talk the client through trade and settlement calculations and reporting for confirmation

• Assisted in determining financial solutions for new clients intending to invest in the stock market • Performed research and analysis on current viable stocks and provided information to clients on whether they should invest or look for other opportunities • Provided clients with information on stock market trends and fruitful stocks to invest in • Handled clients» hedging and carry - over trading needs by providing them with information on ways of investing through these avenues • Indulged in buying and selling activities on behalf of clients by following designated buy / sell protocols • Provided confirmation to clients regarding executed orders and assisted in creating and distributing execution reports

The formal confirmation Wednesday morning, first reported by HousingWire, that the Consumer Financial Protection Bureau will allow a grace period for enforcing the complex TILA - RESPA Integrated Disclosure requirements that go into effect Aug. 1, was received warmly by industry trade groups but not so much by some in Congress.