Sentences with phrase «trade in securities through»

U.S. Attorney Preet Bharara said in a statement that Marcello Trebitsch, 37, of Brooklyn, told investors he would use their money to trade in securities through his investment fund and promised them double - digit returns with low risk.

Not exact matches

Dealer Trading Account Profit represents profits on trading securities when a bank is engaged in securities brokerage services through its subsidTrading Account Profit represents profits on trading securities when a bank is engaged in securities brokerage services through its subsidtrading securities when a bank is engaged in securities brokerage services through its subsidiaries.

Dealer Trading Account Loss represents losses on trading securities when a bank is engaged in securities brokerage services through its subsidTrading Account Loss represents losses on trading securities when a bank is engaged in securities brokerage services through its subsidtrading securities when a bank is engaged in securities brokerage services through its subsidiaries.

In 1996, believing that his brokerage clients deserved a wider range of investment opportunities as well as better trade execution and service, Jim founded Financial Sense ® Securities, Inc. (FSS), member FINRA / SIPC, an independent broker / dealer offering full brokerage services through our clearing firm National Financial Services LLC., a Fidelity Investments Company.

While the company advises customers against investing in virtual currencies and related financial instruments, it «provides access to trade all securities listed on, for example, Nasdaq,» meaning that some clients can purchase cryptocurrency derivatives «through the platform.»

The information we collect and maintain about you is provided during the course of your entering into transactions with private issuers who have engaged Genesis to provide certain services in the context of a private securities, digital currency or other financial asset transaction or trading through Genesis.

Securities sold through private placements are not publicly traded and are intended for investors who do not have a need for liquidity in their investment.

You further acknowledge and agree that investing in private placements carries with it low liquidity concerns and long - term commitments and that the securities sold through private placements are not publicly traded.

The executives» corner - cutting on compliance adds to the embarrassment and regulatory headaches for Zurich - based Credit Suisse, which has had to pay billions of dollars of fines to U.S. authorities in recent years over a wide range of allegations, including mis - selling of mortgage - backed securities, deficiencies in its anti-money-laundering program, front - running clients on foreign - exchange trades and violating U.S. sanctions by secretly funneling money from Iran through American banks.

With the tools and features offered through this platform, which operates effectively on all desktop browsers and platforms, traders can experience a higher degree of security and speed in their trade, resulting in success rates that average about 30 % higher than that offered by other platforms on the market.

At present, individual investors, in Hong Kong or from overseas, can only participate indirectly in the Mainland's securities markets through certain investment products such as the Qualified Foreign Institutional Investor (QFII) funds, Renminbi Qualified Foreign Institutional Investor (RQFII) funds and RQFII A-share Exchange Traded Funds (ETFs).

Access to these asset classes is gained exclusively through Exchange - Traded Funds (ETFs), which in turn, invest into 8,000 individual securities across approximately 90 countries.

In this 53 year old historical piece, he points out that through history citizens have been led to believe that they should trade their freedom for security, something that inevitably will always link itself to higher taxation by the state.

This new cross-border investment channel brought by the Shanghai - Hong Kong Stock Connect will enable investors in Hong Kong and the Mainland to trade a specified range of listed stocks in each other's market through their respective local securities companies, thereby helping to promote and strengthen the connection between Hong Kong and the Mainland capital markets.

Invests in shares of underlying funds — AFIS Blue Chip Income and Growth Fund and U.S. Government / AAA - Rated Securities Fund — while seeking to manage portfolio volatility and provide downside protection, primarily through the use of exchange - traded futures.

The story goes that traders move through large positions in leveraged exchange - traded funds which then permeate through prices for individual securities.

APF Canada is dedicated to strengthening ties between Canada and Asia with a focus on expanding economic relations through trade, investment and innovation; promoting Canada's expertise in offering solutions to Asia's climate change, energy, food security and natural resource management challenges; building Asia skills and competencies among Canadians, including young Canadians; and, improving Canadians» general understanding of Asia and its growing global influence.

The In campaign is urging Britain to remain in the European Union, saying it promotes security and peace by uniting countries which were previously at war, encourages economic prosperity through its free trade agreement, and passes laws which protect workers and environmenIn campaign is urging Britain to remain in the European Union, saying it promotes security and peace by uniting countries which were previously at war, encourages economic prosperity through its free trade agreement, and passes laws which protect workers and environmenin the European Union, saying it promotes security and peace by uniting countries which were previously at war, encourages economic prosperity through its free trade agreement, and passes laws which protect workers and environment.

«Utopia - writing,» she argues, interacted with social experimentation and the more popular imagination to create social innovations in every sphere from the economic (the trade union movement, profit - sharing, social security, scientific management) through political (parliamentary democracy, universal suffrage) to the social (universal education, child welfare practices, women s «emancipation,» New Towns, social planning.

Fuel Tank,4 - Wheel Disc Brakes w / 4 - Wheel ABS, Front And Rear Vented Discs, Brake Assist, Hill Descent Control and Hill Hold Control, 5.694 Axle Ratio, Automatic Full - Time All - Wheel Drive, Automatic Ride Control Suspension, Battery w / Run Down Protection, Electric Power - Assist Speed - Sensing Steering, Engine: 2.5 L DOHC 16 - Valve I4, Front And Rear Anti-Roll Bars,Gas - Pressurized Shock Absorbers, GVWR: 4,678 lbs,Multi - Link Rear Suspension w / Coil Springs, Permanent Locking Hubs, Single Stainless Steel Exhaust, Strut Front Suspension w / Coil Springs, Transmission: Xtronic CVT Automatic - inc: sport mode switch,, ABS And Driveline Traction Control, Airbag Occupancy Sensor, Curtain 1st, 2nd And 3rd Row Airbags, Dual Stage Driver And Passenger Front Airbags, Dual Stage Driver And Passenger Seat - Mounted Side Airbags, Electronic Stability Control (ESC), Outboard Front Lap And Shoulder Safety Belts - inc: Rear Center 3 Point, Height Adjusters and Pretensioners, Rear Camera, Rear Child Safety Locks, Side Impact Beams, Tire Specific Low Tire Pressure Warning, 4 Cylinder Engine,4 - Wheel Disc Brakes, A / C, A / T, ABS, Adjustable Steering Wheel, All Wheel Drive, Aluminum Wheels, AM / FM Stereo, Automatic Headlights, Auxiliary Audio Input,Back - Up Camera, Bluetooth Connection, Brake Assist, Bucket Seats, CD Player, Child Safety Locks, Climate Control, Cloth Seats, Cruise Control, CVT Transmission, Daytime Running Lights, Driver Adjustable Lumbar, Driver Air Bag, Driver Illuminated Vanity Mirror, Driver Vanity Mirror, Engine Immobilizer, Front Head Air Bag, Front Side Air Bag, Gasoline Fuel, Integrated Turn Signal Mirrors, Keyless Entry, Keyless Start, MP3 Player,Multi - Zone A / C, Pass - Through Rear Seat, Passenger Air Bag, Passenger Air Bag Sensor, Passenger Illuminated Visor Mirror, Passenger Vanity Mirror, Power Door Locks, Power Driver Seat, Power Mirror (s), Power Steering, Power Windows, Privacy Glass, Rear Bench Seat, Rear Defrost, Rear Head Air Bag, Rear Spoiler, Satellite Radio, Security System, Smart Device Integration, Stability Control, Steering Wheel Audio Controls, Temporary Spare Tire, Tire Pressure Monitor, Tires - Front All - Season, Tires - Rear All - Season, Traction Control, Trip Computer, Variable Speed Intermittent Wipers ONE OWNER NEW CAR TRADE - IN WITH PANORAMIC SUNROOF, NAVIGATION, POWER LIFT GATE BLIND SPOT WARNING AND SO MUCH MORE CLEAN CAR FAX NO HIDDEN FEES, THE PRICE YOU SEE IS THE PRICE YOU PAY GREGORIS HAS BEEN A FAMILY RUN BUSINESS FOR OVER 50 YEAR BUY WITH CONFIDENCE

Access to these asset classes is gained exclusively through Exchange - Traded Funds (ETFs), which in turn, invest into 8,000 individual securities across approximately 90 countries.

Hours of operation for trading in publicly listed securities are between 9:30 am and 4:00 pm (Eastern Time) Monday through Friday, excluding statutory holidays.

Automated Confirmation Transaction (ACT): A computer system that matches trade information, determines locked - in trades, and submits them to clearing through the National Securities Clearing Corporation (NSCC).

Wash sale: 1) Buying and selling the same security, usually through different brokerage firms, in an attempt to manipulate the price and inflate the trading volume without actually taking a position in the market.

With in - depth brokerage, trading and banking experienced gained by company's founders and its management, EuroOrient Securities and Financial Services Ltd through its brand...

The fund pursues its investment objective primarily through short positions in domestically traded equity securities and indices.

Disciplined investors can beat out the speculators by following the principles of value investing, through careful examination of a stock in order to purchase securities that are trading below their intrinsic value and offer a margin of safety.

Funds can be moved between accounts directly through the Kotak Securities website, and any unutilized money in your trading account comes back to your savings account based on settlement period you have chosen.

The Fund seeks to gain exposure to various asset classes principally through direct investments in securities, but the Fund also may use derivative instruments and investments in other investment companies, including exchange traded funds, and real estate investment trusts for such exposure.

Securities sold through private placements are not publicly traded and are intended for investors who do not have a need for liquidity in their investment.

Method through which the Bank of Canada influences interest rates by trading securities with participants in the money market.

The Investment objective of the Fund is to achieve long - term capital appreciation through investments in publicly traded securities trading at what we believe to be a discount to their net asset value.

With in - depth brokerage, trading and banking experienced gained by company's founders and its management, EuroOrient Securities and Financial Services Ltd through its brand name — FxPro.com, embodies its core mission: to provide clients with leading edge technology, best execution and exemplary customer service.

Brian Conroy, CFA, As a fixed income portfolio manager on the Mortgage - Backed Securities (MBS) team, Brian specializes in relative value trading in MBS pass - throughs based on program, coupon, prepayments, and other pool characteristics.

The notice says he targeted retirees through monthly seminars, a weekly show on CFAX 1070 radio and one - on - one meetings, and that he promoted the securities as being less risky than publicly traded stocks and in some cases recommended that investors borrow against their homes to finance the purchases.

In addition, investors trading securities through Pink Sheets do not have to file with the SEC or file financial documents that are available to the public.

All securities traded through the OTCBB are, in reality, traded by a web of market makers who input different quotes and trades through a secure computer network that can only be accessed by those who subscribe.

Instead, any positions in such security futures contracts that are open at the end of the last trading day are settled through a final cash payment based on a final settlement price determined by the exchange or clearing organization.

So, those who want to short the market through CDS asset - backed securities have to pay more to do the trade than those in the cash asset - backed securities market receive as a lending spread.

In attempting to profit through day trading, you must compete with professional, licensed traders employed by securities firms.

mREITs provide a simple way to hold an equity investment in the mortgage market with the liquidity and transparency of publicly traded equities — advantages not available through direct investment in mortgage loans and mortgage - backed securities.

Under normal market conditions, the Fund invests, directly or indirectly through exchange traded funds («ETFs») and mutual funds (together with ETFs, «Underlying Funds»), at least 80 % of its assets (plus the amount of borrowings, if any) in long and short positions in real estate related securities.

Under normal market conditions, the Fund invests, directly or indirectly through exchange traded funds («ETFs») and mutual funds (together with ETFs, «Underlying Funds»), at least 80 % of its assets (plus the amount of borrowings, if any) in long and short positions in equity securities.

National Association of Securities Dealers (NASDAQ): The principal home of top US growth companies as well as International companies trading shares in the US NASDAQ real - time quotes are transmitted through and International computer and telecommunications network to more than 1.3 million users in 83 countries.

You will not, and will not allow or authorize others to, use the Services, the Sites or any Materials therein to take any actions that: (i) infringe on PetSmart Charities» or any third party's copyright, patent, trademark, trade secret or other intellectual or proprietary rights, or rights of publicity or privacy; (ii) violate any applicable law, statute, ordinance or regulation (including those regarding export control); (iii) are defamatory, trade libelous, threatening, harassing, invasive of privacy, stalking, harassment, abusive, tortuous, hateful, constitute discrimination based on race, religion, ethnicity, gender, sex, disability or other protected grounds, or are pornographic or obscene; (iv) interfere with or disrupt any services or equipment with the intent of causing an excessive or disproportionate load on PetSmart Charities or its licensors or suppliers» infrastructure; (v) involve knowingly distributing viruses, Trojan horses, worms, or other similar harmful or deleterious programming routines; (vi) involve the preparation and / or distribution of «junk mail», «spam», «chain letters», «pyramid schemes» or other deceptive online marketing practices, or any unsolicited bulk email or unsolicited commercial email or otherwise in a manner that violate any applicable «anti-spam» legislation, including that commonly referred to as «CASL»; (vii) would be or encourage conduct that could constitute a criminal offense, give rise to civil liability or otherwise violate any applicable local, state, national or international laws or regulations; (viii) involve the unauthorized entry to any machine accessible via the Services or interference with the Sites or any servers or networks connected to the Sites or disobey any requirements, procedures, policies or regulations of networks connected to the Sites, or attempt to breach the security of or disrupt Internet communications on the Sites (including without limitation accessing data to which you are not the intended recipient or logging into a server or account for which you are not expressly authorized); (ix) impersonate any person or entity, including, without limitation, one of PetSmart Charities» or another party's officers or employees, or falsely state or otherwise misrepresent your affiliation with a person or entity; (x) forge headers or otherwise manipulate identifiers in order to disguise the origin of any information transmitted through the Sites; (xi) collect or store personal data about other account users or attempt to gain access to other account users» accounts or otherwise mine information about other account users or the Sites, or interfere with any other user's ability to access or use the Sites; (xii) execute any form of network monitoring or run a network analyzer or packet sniffer or other technology to intercept, decode, mine or display any packets used to communicate between the Sites» servers or any data not intended for you; (xiii) attempt to circumvent authentication or security of any content, host, network or account («cracking») on or from the Sites; or (xiv) in PetSmart Charities» sole discretion, are contrary to PetSmart Charities» public image, goodwill, reputation or mission, or otherwise not in furtherance of our Vision of a lifelong, loving home for every pet.

You will not, and will not allow or authorize others to, use the Services or the Sites to take any actions that: (i) infringe on any third party's copyright, patent, trademark, trade secret or other proprietary rights or rights of publicity or privacy; (ii) violate any applicable law, statute, ordinance or regulation (including those regarding export control); (iii) are defamatory, trade libelous, threatening, harassing, invasive of privacy, stalking, harassment, abusive, tortuous, hateful, discriminatory based on race, ethnicity, gender, sex or disability, pornographic or obscene; (iv) interfere with or disrupt any services or equipment with the intent of causing an excessive or disproportionate load on the Animal League or its licensors or suppliers» infrastructure; (v) involve knowingly distributing viruses, Trojan horses, worms, or other similar harmful or deleterious programming routines; (vi) involve the preparation and / or distribution of «junk mail», «spam», «chain letters», «pyramid schemes» or other deceptive online marketing practices or any unsolicited bulk email or unsolicited commercial email or otherwise in a manner that violate the Controlling the Assault of Non-Solicited Pornography and Marketing Act (CAN - SPAM Act of 2003); (vii) would encourage conduct that could constitute a criminal offense, give rise to civil liability or otherwise violate any applicable local, state, federal or international laws, rules or regulations; (viii) involve the unauthorized entry to any machine accessible via the Services or interfere with the Sites or any servers or networks connected to the Sites or disobey any requirements, procedures, policies or regulations of networks connected to the Sites, or attempt to breach the security of or disrupt Internet communications on the Sites (including without limitation accessing data to which you are not the intended recipient or logging into a server or account for which you are not expressly authorized); (ix) impersonate any person or entity, including, without limitation, one of the Animal League's or other's officers or employees, or falsely state or otherwise misrepresent your affiliation with a person or entity; (x) forge headers or otherwise manipulate identifiers in order to disguise the origin of any information transmitted through the Sites; (xi) collect or store personal data about other Animal League members, Site users or attempt to gain access to other Animal League members information, or otherwise mine information about Animal League members, Site users, or the Sites; (xii) execute any form of network monitoring or run a network analyzer or packet sniffer or other technology to intercept, decode, mine or display any packets used to communicate between the Sites» servers or any data not intended for you; (xiii) attempt to circumvent authentication or security of any content, host, network or account («cracking») on or from the Sites; or (xiv) are contrary to the Animal League's public image, goodwill, reputation or mission or otherwise not in furtherance of the Animal Leagues stated purposes.

UN Security Council Resolution 1857, passed on 22 December, extends targeted sanctions to «individuals or entities supporting the illegal armed groups in the eastern part of the Democratic Republic of the Congo through illicit trade of natural resources».

Rep. Vic Snyder (D - Arkansas), who represents Little Rock and much of Pulaski County, was the only member of his State's delegation to vote for the American Clean Energy and Security Act, cap - and - trade legislation that passed through the House of Representatives in late June, and he has been hammered over the airwaves by utilities, agriculture interests, and political opponents ever since.

Berger & Montague, P.C. has filed a class action in the U.S. District Court for the Eastern District of Pennsylvania on behalf of all persons who held short call option positions on «in the money» call options contracts on dividend paying stocks and exchange traded funds («ETFs») and who were adversely affected by Defendants» manipulation of the options markets prior to the ex-dividend date on such securities from February 6, 2010 through the present (the «Class Period»).

Significant matters / transactions include: Advised Xstrata South Africa (Proprietary) Limited on its offer to purchase Lonmin plc's entire issued share capital, # 5 billion Advised Telkom SA Limited on its unbundling of a 35 % stake in Vodacom Group (Proprietary) Limited, R35 billion Advised Edgars Consolidated Stores Limited on its acquisition by Bain Capital, R25, 5 billion Advised The Standard Bank of South Africa Limited and FirstRand Bank Limited (acting through its Rand Merchant Bank division) on the introduction of BEE equity participation in Sasol Limited and their arranging financing therefore, R25, 4 billion Advised FirstRand Bank Limited (acting through its Rand Merchant Bank division) and Nedbank Limited (acting through its Nedbank Capital division) as lenders to Richards Bay Titanium (Proprietary) Limited and Richards Bay Mining (Proprietary) Limited, R19 billion Advised Citibank N.A. on a bridge loan granted to Turquoise Moon Trading 427 (Proprietary) Limited by Citibank N.A. and JP Morgan Chase, R10 billion Advised British American Tobacco plc on its secondary listing on the JSE, R550 billion Advised Pioneer Foods Limited on its listing on the JSE Securities Exchange, R6 billion Advised the South African National Roads Agency Limited in respect of the Gauteng Freeway Improvement Project involving the construction and upgrade of the Gauteng freeway and the procurement of an open road tolling system, R44 billion Advised Absa Bank Limited (acting though its Absa Capital division), FirstRand Bank Limited (acting through its Rand Merchant Bank division) and Vunani Capital (as co-lead arrangers) and the South Africa National Roads Agency Limited (as issuer) on the establishment of its South African Guaranteed Domestic Medium Term Note Programme and the subsequent issue of notes thereunder, R32 billion Advised Shoprite Checkers (Proprietary) Limited on the proposed Brait Private Equity private equity buy - out (this did not proceed), R12 billion Advised Reclamation Holdings (Proprietary) Limited and various shareholders on the acquisition by Capitalworks Private Equity SP GP (Proprietary) Limited and Old Mutual Life Assurance Company South Africa Limited of a 20 % equity stake in Reclamation Holdings (Proprietary) Limited from various shareholders, R511 million Clients include: Multinationals, listed companies, financial institutions, entrepreneurs and Government