Sentences with phrase «trade name of the brokerage»

For a brokerage, its licensee name is either the legal name of the brokerage, or the trade name of the brokerage if that trade name has been approved by the Council and been registered with the Registrar of Companies.

(c) if the brokerage is operated under a trade name other than its legal name, the trade name of the brokerage;

(b) the trade name of the brokerage if this has been approved by the council, has been registered with the Registrar of Companies and is indicated on the brokerage licence.

Not exact matches

To clarify, an FCM is a brokerage firm (typically a large one but it doesn't have to be) that is capable of accepting money in the name of clients to hold as margin for trading activities.

It can also be tricky to know exactly what you are buying via the trading interface of most retail brokerages: you won't find any offering document or prospectus, and the name of the bond is frequently abbreviated in a way that obscures vital information about what the bond is financing and which cashflows support it.

In this week's roundup, we'll take a look at trading metrics from December, a new name for a growing Canadian stock exchange, some of the whispers going around the Canadian discount brokerage space and finally we'll top things off a hearty serving of interesting investor forum posts.

National Bank Financial Group is the trade name used by National Bank of Canada (NBC) and its subsidiaries such as National Bank Direct Brokerage.

With the Winklevoss exchange, aptly named Gemini, in the works and the latest news that Coinbase is abandoning its brokerage model in favour of operating a full - blown exchange itself, expect to see serious fluctuations in how trading volume is distributed in the coming months.

The team will operate under the trade name of Keller Williams Edge Hearth & Home Realty, Brokerage.

(2) In addition, in the case of an applicant for a new brokerage licence, the real estate council may refuse to issue the licence if the real estate council considers that the applicant has a legal name or trade name that is likely to confuse or mislead the public.

(e) if the brokerage is to be operated under a trade name other than the legal name of the corporation or partnership, the trade name;

If the Council approves a team name for a group of related licensees, real estate advertising may also identify the group by its team name (section 4 - 6 of the Rules); e.g. «The AV Team,» where «The AV Team» is neither the licensed brokerage nor a registered trade name.

If the brokerage is going to do business under a name other than its legal name, the trade name or franchise name must be registered with the Registrar of Companies in Victoria prior to licensing.

(c) if the brokerage is to be operated under a trade name other than the legal name of the corporation or partnership, the trade name.

Individual industry professionals can't trade in real estate without being registered with a brokerage, and they must trade in the name of and on behalf of the brokerage.

73 DOS 95 Matter of DOS v. Marotta - consolidation of actions; dual agency; disgorgement of broker commission; broker may act concurrently in a single transaction as an agent and a principal with informed consent of and full disclosure to principal; broker's agreement breached by broker where broker obtained property incompatible with client's stated needs; no broker's fee earned where brokerage agreement breached by broker; broker engaging in business under trade name acts as individual; agency created between broker and buyer by conduct of parties; dual agency allowed upon full disclosure and informed consent of both buyer and seller; no commission earned by broker where breach of fiduciary duty; refund unearned commissions

Note: A proposed amendment to section 4 - 6 of the Council Rules, removing the requirement for advertising by licensees to include the brokerage name in a «prominent and easily readable way,» was not approved by the Council at this time and has been referred back to the Council's Trading Services Advisory Group for further study.

In such arrangements, Cendant purchases the trade names, trademarked operating names, and, in some cases, mortgage operations of the brokerages being acquired by NRT.