Sentences with phrase «trade on behalf of the clients»

(The website of the company she started offers to trade on behalf of clients; neither Ms. Berwick nor the firm is registered as an investment adviser with the Securities and Exchange Commission or the Financial Industry Regulatory Authority.)

Some stockbrokers would also undertake to trade on behalf of their clients.

As the professionals trade on behalf of the clients, they hold specific financial market knowledge and generate accurate binary signals that enable excellent trading process and high auto trading returns.

As recently as 20 years ago, trading on many stock exchanges were still done using an open outcry system where broker representatives would have to take phone calls from their firms and place trades on behalf of their clients, screaming out orders as they did.

For professional asset and fund managers who are authorised to trade on behalf of their clients, EightCap provides a high - performance Multi Account Manager («MAM «-RRB- software that has been designed to work seamlessly with the MetaTrader 4 platform and can be customised according to the complexity of your trading needs.

In addition, complete know - your - client (KYC) information is required when opening an account and before trading on behalf of clients.

Not exact matches

«That's just crazy,» says Jones, who held most of the coins on behalf of his clients at Bitcoin Builder, the service he built to facilitate arbitrage trading at Mt. Gox in its final weeks.

Goldman Sachs is launching a new operation that will use the firm's own money to trade bitcoin - related contracts on behalf of its clients.

But all those connections, according to a U.K. Financial Conduct Authority report earlier this year, were merely «intermediaries that traded on behalf of undisclosed underlying clients.»

The move expands the scope of a similar document, seen on Tuesday, in which the central bank said it will require banks to hold reserves on behalf of clients» trading of currency forwards, in a move seen curbing speculation and volatility after a shock Aug. 11 yuan devaluation.

The SEC alleges that, in reality, Chahal had substantially no experience working in the financial or securities industry or trading securities on behalf of clients.

Research data used to generate Grassroots ® Research reports are received from reporters and Field Force investigators, who work as independent, third - party contractors, as well as external research panel providers — all of whom supply research that may be paid for by commissions generated by trades executed on behalf of clients.

Goldman Sachs to Begin Bitcoin Futures Trading Investment banking giant Goldman Sachs will use its own money to trade bitcoin futures on behalf of its clients, according to the New York Times.

«This would include working for organisations that seek to influence government policy such as trades unions and industry bodies; work for campaigning organisations and pressure groups who are seeking to influence government; and work for agencies working in the field of public affairs or government relations who try to influence government on behalf of their clients,» he wrote.

The Agency has negotiated over 150 book, film, and television contracts and has attended many of the major international book trade fairs including Frankfurt, London, and Book Expo conventions in the US and Canada to meet with editors, publishers, and sub-agents on behalf of the Agency's clients.

Included in this group are sell - side research firms with broker operations, NYSE and Nasdaq trading desk positions of investment banks, investment banking client desks that execute buyback programs on behalf of corporations, private client firms that essentially act as custodians for high net worth individuals, and brokers that sell unit investment trusts or exchange traded products.

Goldman Sachs is launching a new operation that will use the firm's own money to trade bitcoin - related contracts on behalf of its clients.

By registering with Binarycent and through the voluntary interaction they undertake with Binarycent's products and services the clients confirm and agree that they consent to the use of all or part of the information they provide concerning their Binarycent trading account, the transactions they undertake through it and the interactions which they perform with the company on behalf of the company.

A broker places trades to the exchange on behalf of the client.

«Since 1988, the Stateside team has worked across the 50 states and in many local governments on behalf of dozens of companies, trade associations and government and non-profit clients.»

Thus, it comes as no surprise that the American Medical Association, along with its Dental, Veterinary and Osteopathic counterparts, sent a «me too» letter to the Federal Trade Commission, after the U.S. District Court for the District of Columbia held the Commission's «Red Flag Rules,» requiring businesses that accept deferred payment on behalf of clients to adopt procedures to prevent identity theft, inapplicable to those engaged in the business practice of law.

Our trade litigation lawyers have successfully obtained duty and tax refunds of hundreds of millions of dollars on behalf of clients.

As counsel in the Firm's Intellectual Property Litigation Practice Group, Anita Spieth will continue to focus her practice on counseling clients in patent, trade secret, copyright and trademark litigation on behalf of leading corporations, frequently including software and hardware developers, telecommunications and internet service providers and biotechnology companies.

The first unexpected email of the day has arrived, and a long standing client has informed us of a new case of passing off and trade mark infringement which they want to pursue and want us to write a letter before action on their behalf.

These multilingual lawyers offer decades of experience working on behalf of clients in Latin America in areas including corporate, mergers and acquisitions, infrastructure development and finance, banking, international dispute resolution, public policy, maritime, life sciences, international trade, competition - antitrust, FCPA / UKBA, tax and foreign investment, restructuring and insolvency, and immigration.

Lamb's recent client successes include securing a dismissal on behalf of the board of a publicly traded company of three shareholder derivative and class action complaints in Ohio and Texas challenging the fairness of a $ 2.5 billion merger transaction and prevailing in an arbitration involving a dispute over the proper accounting treatment of certain items in connection with another client's purchase of a business.

On behalf of both national government and private sector clients, she has also successfully arbitrated international commercial disputes under the arbitration rules of the International Chamber of Commerce (ICC), American Arbitration Association (AAA), United Nations Commission on International Trade Law (UNCITRAL), and various commodities and other specialized associationOn behalf of both national government and private sector clients, she has also successfully arbitrated international commercial disputes under the arbitration rules of the International Chamber of Commerce (ICC), American Arbitration Association (AAA), United Nations Commission on International Trade Law (UNCITRAL), and various commodities and other specialized associationon International Trade Law (UNCITRAL), and various commodities and other specialized associations.

Before joining the firm, she defended class actions on behalf of insurance and financial services clients, gaining experience in unfair competition and deceptive trade practices claims, contract breaches, and RICO.

We also participate — on behalf of utility clients and sector trade associations — in rulemakings and interactions with regulatory authorities on a range of generic issues, including such matters as decommissioning criteria, maintenance requirements, enforcement policy, reactor oversight processes, financial qualifications, foreign ownership, and export controls.

Some of our notable entertainment and media attorneys are: John Quinn, General Counsel of the Academy of Motion Picture Arts and Sciences, who has also represented entertainment and media clients in a number of high profile cases; Kathleen Sullivan, the former Dean of Stanford Law School, First Amendment scholar, and nationally renowned appellate advocate, who heads the firm's appellate practice group; Bob Raskopf, an expert in the sports, entertainment and media bars in New York, who is perhaps best known for his work on behalf of professional sports leagues and teams, newspapers and publishers; Claude Stern, who has represented a broad array of leading software developers, videogame manufacturers, online publishers and other media clients in all forms of intellectual property litigation, including copyright, patent, trade secret, trademark, and licensing disputes; Bruce Van Dalsem, who has tried and resolved disputes for studios, producers and performing artists in the film, television, music and finance businesses, securing a top five verdict in California based on the misappropriation of a film library; Gary Gans, an expert litigator in motion picture financing, production and distribution disputes, as well as copyright and idea theft cases, who has been named in 2012 by The Hollywood Reporter as one of America's «Top Entertainment Attorneys;» Jeff McFarland, who has litigated entertainment related cases for more than 20 years, including cases involving motion picture and television series profits, video game licenses, idea theft and the «seven year rule;» and Michael Williams, who represents a satellite exhibitor and other media clients in trademark, copyright, patent, antitrust and other commercial litigation.

Our OTC trading team also went the extra mile during the USMS auctions, winning 3,000 bitcoins in March and 10,000 bitcoins in November on behalf of a syndicate of clients.

Analysts as Tone Vays supposed they are custodian accounts that purchased the shares of XBT Provider, a Nordic Nasdaq - based Bitcoin exchange - traded note (ETN) on behalf of clients.

Proprietary Traders make trades on behalf of their companies in an effort to make a profit for the company, as opposed to working with individual clients.

An Asset Manager buys, trades, develops, and sells real estate properties on behalf of his or her clients, properties that have been purchased as investment properties as opposed to homes or commercial properties.

The executive search industry, trade associations, and various executive search firms produce a wide array lists and rankings and no such list / ranking, including this one, should substitute for due diligence on behalf of prospective clients or employees.

• Assisted in determining financial solutions for new clients intending to invest in the stock market • Performed research and analysis on current viable stocks and provided information to clients on whether they should invest or look for other opportunities • Provided clients with information on stock market trends and fruitful stocks to invest in • Handled clients» hedging and carry - over trading needs by providing them with information on ways of investing through these avenues • Indulged in buying and selling activities on behalf of clients by following designated buy / sell protocols • Provided confirmation to clients regarding executed orders and assisted in creating and distributing execution reports

(3) If a client instructs a licensee to withhold a disclosure required by subsection (2), the licensee must refuse to provide further trading services to or on behalf of that client in respect of the trade in real estate.

5 - 10 (1) Before providing trading services to or on behalf of a party to a trade in real estate, a licensee must disclose whether or not the licensee will provide representation to the party as a client.

Ross has more than 30 years of experience in the real estate business, specializing in investment sales and acting on behalf of pension funds, REITS, publicly traded companies and private sector clients.

Further, section 5 - 13 (3) of the Rules requires that, in the event that a client instructs a licensee to withhold disclosure, the licensee must refuse to provide further trading services to or on behalf of the client, relating to the trade.