Sentences with phrase «trade reporting obligation»

«As a result, online platforms which offer cryptocurrency derivatives fall within the scope of MiFID 2 and must therefore comply with the authorisation, conduct of business rules, and the EMIR trade reporting obligation to a trade repository.»

Insiders had to be identified and notified of trade reporting obligations, and annual disclosure processes had to be defined in accordance with Sarbanes - Oxley rules.

Not exact matches

If approved, and if you use the funds to retire your older obligations, the agency will report that the trade line as «paid collection account.»

The final regulations in the 2004 bulletin clarifies that a debt obligation acquired from the debtor or any person other than the debtor is subject to reporting under section 6050P (c)(2)(D) if the owner of the obligation (debt buyer) is engaged in a significant trade or business of lending money.

Although this «winter vacation» idea can clear out the tax consequences of wash sales, it doesn't relieve you of the obligation to report all trades on Schedule D, reporting any wash sales appropriately.

the Trade Reporting and Compliance Engine (TRACE) is the FINRA - developed vehicle that facilitates the mandatory reporting of over the counter secondary market transactions in eligible fixed income securities; all broker / dealers who are FINRA member firms have an obligation to report transactions in corporate bonds to TRACE under an SEC approved setReporting and Compliance Engine (TRACE) is the FINRA - developed vehicle that facilitates the mandatory reporting of over the counter secondary market transactions in eligible fixed income securities; all broker / dealers who are FINRA member firms have an obligation to report transactions in corporate bonds to TRACE under an SEC approved setreporting of over the counter secondary market transactions in eligible fixed income securities; all broker / dealers who are FINRA member firms have an obligation to report transactions in corporate bonds to TRACE under an SEC approved set of rules

A 2006 report by Partnership Africa Canada, supported by recent independent media articles, revealed that millions of dollars worth of Venezuelan diamonds have been illicitly mined and smuggled into Guyana and Brazil, where they have entered the legitimate trade.2 Venezuela has also failed in its obligation to provide the KP with an annual report and credible statistics this year.

Reporting issuers (organizations subject to ongoing public disclosure obligations under securities laws and securities of which are generally traded on a public stock exchange) have additional obligations.

Whilst there would be no obligation to report until a licensed repository is available, it is anticipated that a number of trade repositories currently operating in other jurisdictions will apply for Australian licences in 2013.

We also help navigate the complex regulatory landscapes, including the development and administration of corporate governance policies and the ongoing compliance and reporting obligations of publicly traded companies.

In an effort to assist employers meet their obligations under this Act, the Ontario Ministry of Economic Development, Trade and Employment has put together a reporting tool as well as a the AODA Compliance Wizard which is designed to help employers know what they need to do to help them comply Ontario's accessibility law.

With chapters written by local experts from major jurisdictions worldwide, Equity Derivatives covers topics such as: regulatory authorities; market structure; categories and types of over-the-counter and exchange - traded equity derivatives; borrowing, selling, and repurchasing shares; risks facing dealers and counterparties; bankruptcy and insolvency rules; reporting obligations; insider trading regulations; taxation issues; and the design and issuance of structured products.