Sentences with phrase «trade securities among»
Instinet: A computer system designed to assist institutions in trading securities among themselves, or fourth - market trading.
http://www.securitiesglossary.com/ Not exact matches
Tesla has an insider trading policy that prohibits all of our directors, officers and employees from, among other things, engaging in short sales, hedging of stock ownership positions, and transactions involving derivative securities relating to Tesla's common stock.
This metric is popular among value investors, who search for securities that trade below their intrinsic net worth.
They have proved to be among the best brokers that have gained global recognition due to their trustworthiness, security measures and customer support at every stage of trades.
Among those are single - security circuit breakers for the large - cap stocks in the Russell 1000 Index as well as the most heavily traded ETFs.
A decision by the Trump administration to use national security to protect an industry would be among the most dramatic — and risky — moves in the president's trade agenda, which seeks to limit what he regards as unfair foreign competition.
Despite current market woes cryptocurrencies are gaining greater traction among traditional trading companies and Abu Dhabi's ADS Securities is the latest to adopt them...
APF Canada is dedicated to strengthening ties between Canada and Asia with a focus on expanding economic relations through trade, investment and innovation; promoting Canada's expertise in offering solutions to Asia's climate change, energy, food security and natural resource management challenges; building Asia skills and competencies among Canadians, including young Canadians; and, improving Canadians» general understanding of Asia and its growing global influence.
As truckloads of equipment arrived at the fair organised by the Defence and Security Equipment International in East London in September 2017, Quakers were among faith groups protesting against arms trade and profiting from war.
Kekes concludes Against Liberalism with a suggestion that what is worthwhile in liberalism might best be preserved by a conservative pluralism, one that recognized the incompatibility of human ends, the necessity of difficult trade - offs, and the existence of certain goods - among them, security, civility, and peace - not given much time of day by contemporary liberals.
globalisation with a human face, global citizenship, sustainable development, good governance, consensus - building, global ethic, cultural diversity, cultural liberty, dialogue among civilizations, quality of life, quality education, education for all, right to choose, informed choice, informed consent, gender, equal opportunity, empowerment, NGOs, civil society, partnerships, transparency, bottom - up participation, accountability, holism, broad - based consultation, facilitation, inclusion, awareness - raising, clarification of values, capacity - building, women's rights, children's rights, reproductive rights, sexual orientation, safe abortion, safe motherhood, enabling environment, equal access, life skills education, peer education, bodily integrity, internalisation, ownership, bestpractices, indicators of progress, culturally sensitive approaches, secular spirituality, Youth Parliament, peace education, the rights of future generations, corporate social responsibility, fair trade, human security, precautionary principle, prevention...
The illicit trade in wildlife and wildlife parts is now a multi-billion industry decimating iconic animal populations, undermining security across nations, and threatening ecosystems, food security, human health, and livelihoods among the world's poorest communities.
Accelerated Cost Recovery System (ACRS) Acceptance, Waiver, and Consent Procedure Account Guarantee Acknowledgment Accredited investor Accretion Accumulation period Accumulation units Acid test ratio ACRS Actively traded securities Additional bond test Additional takedown Adjustment bonds ADR Ad valorem taxes Advance / decline ratio Advertising Adviser's client account Affiliated Persons Affirmative defense Affirmative determination Agency sales ticket Agency transaction Agent Aggregate indebtedness Agreement among underwriters Agreement of limited partnership Aggregate exercise price Alpha All - or - none All - or - none underwriting Alternative minimum tax Alternative orders Alternative trading system American Depository Receipt American Stock Exchange (AMEX) American - style options AMTI Amortization Annual report Annuity Annuity units Anti-dilution clause AON Arbitrage Arbitration Asked price Asset Asset allocation Asset class Assignment Assistant Representative - Order Processing Associated persons ATS At - the - close order At - the - money At - the - opening order At - risk rule Auction market Auditor's report Automated Confirmation Transaction (ACT)
Secondary market: The market in which previously issued securities are traded among public investors.
It offers trading in stocks, bonds, ETFs, mutual funds, and fixed - income securities, among other investments.
Ciana Locke presents Market Index Funds posted at Best Index Mutual Funds, saying, «The dominant issue in choosing among passively managed index mutual funds and ETF funds benchmarked against the S & P 500 is that securities industry management and trading fees are all over the map from reasonably low to shockingly high.»
Unlike Treasury securities, retail CDs do not trade among investors in a secondary market.
Rule 144a is an SEC rule issued in 1990 that modified a two - year holding period requirement on privately placed securities by allowing qualified institutional buyers to buy and trade unregistered securities among themselves.
Under the terms of the Advisory Agreement, each Fund is responsible for the payment of the following expenses among others: (a) the fees payable to the Adviser, (b) the fees and expenses of Trustees who are not affiliated persons of the Adviser or Distributor (as defined under the section entitled («The Distributor»)(c) the fees and certain expenses of the Custodian (as defined under the section entitled «Custodian») and Transfer and Dividend Disbursing Agent (as defined under the section entitled «Transfer Agent»), including the cost of maintaining certain required records of the Fund and of pricing the Fund's shares, (d) the charges and expenses of legal counsel and independent accountants for the Fund, (e) brokerage commissions and any issue or transfer taxes chargeable to the Fund in connection with its securities transactions, (f) all taxes and corporate fees payable by the Fund to governmental agencies, (g) the fees of any trade association of which the Fund may be a member, (h) the cost of fidelity and liability insurance, (i) the fees and expenses involved in registering and maintaining registration of the Fund and of shares with the SEC, qualifying its shares under state securities laws, including the preparation and printing of the Fund's registration statements and prospectuses for such purposes, (j) all expenses of shareholders and Trustees» meetings (including travel expenses of trustees and officers of the Trust who are not directors,
In making this determination, the Adviser will consider, as it deems appropriate under the circumstances and among other factors: (1) the frequency of trades and quotes for the security; (2) the number of dealers willing to purchase or sell the security; (3) the number of other potential purchasers of the security; (4) dealer undertakings to make a market in the security; (5) the nature of the security (e.g., debt or equity, date of maturity, terms of dividend or interest payments, and other material terms) and the nature of the marketplace trades (e.g., the time needed to dispose of the security, the method of soliciting offers, and the mechanics of transfer); and (6) the rating of the security and the financial condition and prospects of the issuer.
Among these requirements are the following: (i) at least 90 % of the fund's gross income each taxable year must be derived from dividends, interest, payments with respect to securities loans, and gains from the sale or other disposition of stock, securities or foreign currencies, or other income derived with respect to its business of investing in such stock or securities or currencies and net income derived from an interest in a qualified publicly traded partnership; (ii) at the close of each quarter of the fund's taxable year, at least 50 % of the value of its total assets must be represented by cash and cash items, U.S. Government securities, securities of other RICs and other securities, with such other securities limited, in respect of any one issuer, to an amount that does not exceed 5 % of the value of a Fund's assets and that does not represent more than 10 % of the outstanding voting securities of such issuer; and (iii) at the close of each quarter of the fund's taxable year, not more than 25 % of the value of its assets may be invested in securities (other than U.S. Government securities or the securities of other RICs) of any one issuer or of two or more issuers and which are engaged in the same, similar, or related trades or businesses if the fund owns at least 20 % of the voting power of such issuers, or the securities of one or more qualified publicly traded partnerships.
In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct dial - up service between the investment adviser and the trading desk at the broker - dealer, message services used to transmit orders to broker - dealers for execution, electronic communication of allocation instructions between institutions and broker - dealers, comparison services required by the SEC or another regulator (e.g., use of electronic confirmation and affirmation of institutional trades), exchange of messages among broker - dealers, custodians, and institutions related to a trade, post-trade matching of trade information, routing settlement instructions to custodian banks and broker - dealers» clearing agents, software that provides algorithmic trading strategies, and trading software operated by a broker - dealer to route orders to market centers or direct market access systems.
(National Association of Securities Dealers Automated Quotations)- System set up to gather, store and display quotations of trading prices among domestic over-the-counter dealers.
Under the current rules, securities that are not freely tradable can be resold if, among other things, the trade is made outside Canada and Canadians do not own more than 10 per cent of the securities or constitute more than 10 per cent of the security holders of the issuer.
Among areas of law where innovation is least common are criminal, international trade, securities litigation, and tax.
Additionally, recognizing that a cyber - or privacy - related development can expand to encompass a number of other significant legal issues, our group works hand - in - glove with attorneys in our White Collar Defense, Regulatory and Investigations, Securities Litigation, Complex Commercial Litigation, Business Finance & Restructuring and Employment Litigation practices, among others, to address subsequent risks such as government or regulatory inquiries, shareholder, consumer, or employee class action litigation, trade secrets theft, funding or financial issues, and disputes with vendors, service providers and other third parties.
Most recently, Richard was selected among the finest law firm writers of 2016, along with corporate partner Udi Grofman, with a Burton Award for their article, «Political Intelligence and U.S. Insider Trading Regulations,» published in Bloomberg BNA's Securities Regulation & Law Report.
Its work has spanned a wide array of subject matters, including securities and financial fraud, insider trading, antitrust, healthcare fraud, environmental, tax, Foreign Corrupt Practices Act, public corruption and export controls, among other areas.
Our lawyers have experience dealing with diverse investigating authorities, including U.S. Attorneys» Offices throughout the United States, all sections of the Department of Justice — including Public Integrity, Antitrust and Fraud — investigative committees of the U.S. Congress, the Securities and Exchange Commission, the Commodity Futures Trading Commission, various Inspectors General and state attorneys general, among others.
The meeting is part of the Security and Prosperity Partnership of North America, which seeks to address trade and security issues among the NAFTA pSecurity and Prosperity Partnership of North America, which seeks to address trade and security issues among the NAFTA psecurity issues among the NAFTA partners.
Henley, who was among the Uber security managers named in Jacobs» letter, said in court Wednesday that the unit at Uber that Jacobs had accused of acquiring rivals» trade secrets no longer exists.
They accused the company and its directors and promoters of violations of state and federal securities laws and deceptive trade practices, among other claims.
Among the world's stock exchanges, however, security breaches are much higher, with hackers attracted to the large pools of cash moving in and out of these trading venues.
«The Commission temporarily suspended trading in the securities of ARSC because of questions that have arisen regarding publicly available information about the company in press releases on OTCMarkets.com, dated August 1, and August 8, 2017, concerning, among other things, the company's business transition to the cryptocurrency markets and early adoption of blockchain technology.»
Bitconnect has been accused of twelve counts of criminal and civil violations including fraud, offering unregistered securities, rescission of contract with the plaintiffs, deceptive and unfair trade practices among others.
According to a report from Nikkei, the new initiative will see the group of licensed cryptocurrency exchanges, represented by two trade organizations in Japan, working towards rolling out standards in April for the country's Financial Services Agency (FSA) in an effort to improve security measures among them.
«The Commission temporarily suspended trading in the securities of CIAU because of questions regarding the accuracy of assertions by CIAU in press releases to investors concerning, among other things, the activities of the company with respect to business plans in the telecommunications industry and plans for an Initial Coin Offering or ICO.»
These tokens will represent digital assets, such as securities, traded among accredited investors and institutions on through proprietary tZero marketplace.
The company says its campaign, which consists of three video advertisements and a brochure, is aimed at «boosting security» among users and «creating a safe trading environment.»
John's expertise includes managing over $ 750 billion in Mortgage or Asset - Backed Securities (MBS / ABS) transactions for a range of asset types from residential and commercial mortgages, commercial loans, auto finance receivables, other consumer finance receivables, trade receivables, equipment loans and leases, timeshare receivables and structured settlements among others.