Sentences with phrase «trade settlement in»

We in the US are in a T +3 [trade settlement in three days] world today.

For the monitorship of SAC Capital Advisors, which had reached an insider trading settlement in 2014, Schwartz was chosen by the company itself, and approved by an anonymous panel of federal prosecutors, who often do not disclose the names of those picked, he wrote.

- Canajoharie Historic District, Canajoharie — originating as a small trading settlement in the late 18th century, its location near the Mohawk River, railroads and the New York State Thruway provided excellent transportation opportunities that encouraged business growth.

Not exact matches

J.P. Morgan (jpm) and many of its competitors have invested millions of dollars in the technology in hopes that it can be adapted to simplify and lower the costs of processes such as securities settlement, loan trading and international money transfers.

Despite the settlement, Uber still maintains that it doesn't believe that it used any of Waymo's trade secrets in its cars.

In Deutsche's recent settlement with the NY DFS and U.K. regulators, there was no suggestion of any link between the so - called Russian «mirror trades» and the president or his family.

The Canadian government is buoyed by other recent developments in Canada-U.S. trade: this week Boeing has dropped its legal fight against Bombardier and there are indications of a potential settlement in a dispute over glossy paper.

For example, in April 2004, the Federal Trade Commission sued a debt - settlement company called National Consumer Council and its affiliates.

A wave of insider trading cases brought by Manhattan federal prosecutors, meanwhile, resulted in Galleon Group founder Raj Rajaratnam's conviction in 2011 and a $ 1.8 billion settlement and plea deal in 2013 with hedge fund SAC Capital Advisors LP.

The green coffee bean manufacturer, Applied Food Sciences Inc., agreed to pay a $ 3.5 million settlement after the Federal Trade Commission charged the company with using the results of the flawed study to make baseless claims, the agency announced in September.

The National Retail Federation (NRF) formally filed an appeal with the Second U.S. Circuit Court of Appeals in the hopes to overturn a $ 5.7 billion settlement with Visa and MasterCard that was approved by a lower court in December, according to a statement released by the Washington D.C. - based trade group late Thursday.

The Federal Trade Commission's $ 2 million settlement with Lumosity this week is only one of four cases the agency has brought in the past year — and there may be more to come.

JPMorgan ended up admitting to lax oversight of its trading arm and paid a $ 920 million fine in a settlement with federal regulators.

B.C. upped the ante Monday in its cross-boundary trade dispute with Alberta, by invoking the dispute settlement process over the wine ban under Canada's free - trade agreement.

Taking an initial step toward resolving its regulatory problems, the bank struck a $ 920 million settlement over a $ 6 billion trading loss in London last year.

On April 16th America's Department of Commerce said that China's second - largest telecoms firm had trampled on a settlement reached in March 2017 over ZTE's illegal shipments since 2010 of American - made technology — telecommunications equipment to Iran, and routers, servers and microprocessors to North Korea — in known violation of trade sanctions.

The settlements over the trading loss in London — reached with the Securities and Exchange Commission, the Office of the Comptroller of the Currency, the Federal Reserve and the Financial Conduct Authority in London — laid bare a pattern of «deficiencies» in JPMorgan's oversight.

In this class action insider trading case, Pomerantz, as Co-Lead Counsel, achieved a $ 135 million settlement for investors in the pharmaceutical company Elan CorpIn this class action insider trading case, Pomerantz, as Co-Lead Counsel, achieved a $ 135 million settlement for investors in the pharmaceutical company Elan Corpin the pharmaceutical company Elan Corp..

In the U.S., Facebook's biggest challenge may come from the Federal Trade Commission, which is investigating whether the company violated the terms of a 2011 settlement that made privacy assurances.

(132,000 / 1,040,000) * 100 = 12.69 % return Estimated Return: $ 132,000 It's critical to note that there is a provision in the XBT futures contract, stipulating that the Final Settlement Value might not be the Gemini Exchange Auction price if it falls outside of Gemini's parameters or «the normal settlement procedure can not be utilized due to a trading disruption or other unusual circumstanSettlement Value might not be the Gemini Exchange Auction price if it falls outside of Gemini's parameters or «the normal settlement procedure can not be utilized due to a trading disruption or other unusual circumstansettlement procedure can not be utilized due to a trading disruption or other unusual circumstance.»

The U.S. Commodities Futures Trading Commission classified bitcoin as a commodity in September 2015 and this year approved the first cryptocurrency options trading, clearing and settlemenTrading Commission classified bitcoin as a commodity in September 2015 and this year approved the first cryptocurrency options trading, clearing and settlementrading, clearing and settlement firm.

Within days, Shkreli had agreed to give Rosenwald 80,000 freely - trading shares of Retrophin stock, which was documented in an agreement dated March 14, 2013 (the «Rosenwald Settlement Agreement»).

Immobilized single stones traded individually in an electronically negotiated market with prompt settlement.

The U.S. Securities and Exchange Commission, which won a record $ 602 million civil settlement with SAC over the trades in March, also must move by July if it decides to sue Cohen personally.

The quantity traded in this market is called Exchange Settlement (ES) balances, which are used to settle interbank transactions.

The Canadian dollar accounts for only 2.2 per cent of total foreign currency trade flow in a given day, according to the latest major trade volume report put out by the Bank for International Settlements, whereas the U.S. dollar comprises 45.1 per cent and the euro 19.4 per cent.

He has experience in bond trading, equities trading, settlement and pricing, as well as stock market analysis.

The Eastern bloc lead by China and Russia is well underway in setting up an alternative trade settlement system.

CME Group also operates CME Clearing, one of the largest central counterparty clearing services in the world, which provides clearing and settlement services for exchange - traded contracts, as well as for over-the-counter derivatives transactions through CME ClearPort.

However, if the ordinary shares or ADSs are treated as traded on an «established securities market» and you are either a cash basis taxpayer or an accrual basis taxpayer that has made a special election (which must be applied consistently from year to year and can not be changed without the consent of the IRS), you will determine the U.S. dollar value of the amount realized in a non U.S. dollar currency by translating the amount received at the spot rate of exchange on the settlement date of the sale.

Trading and settlement in renminbi will encourage its further use.

Cryptocurrencies led by real - time gross settlement (RTGS) system Ripple's XRP fell in trading Monday (Jan. 8) as investors bet its stock surge...

The actual amount transferred may differ from the agreed - upon dollar amount of the transaction as a result of: the allowable delivery variance of + / - 0.01 %, in accordance with the Securities Industry and Financial Markets Association's Good Delivery Guidelines for To - Be-Announced (TBA) trading of agency MBS; periodic net settlement of purchases and sales; principal paydowns; and accrued interest.

The objectives also call for eliminating a NAFTA chapter that allows countries to appeal trade penalties in an independent, international legal forum known as the investor - state dispute settlement.

Cyber enemies could use a range of new battlefield tactics to try to cripple financial markets, from destroying the course of banking and trade settlement transactions to using poison pill algorithms to flood markets with bad data and fake trades in order to drive trading volatility and market collapse.

The settlement involved telecommunications gear that ZTE supplied to Iran that contained U.S. components in violation of a trade embargo.

The US dollar is the most traded currency in the world — according to the Bank for International Settlements, the dollar is involved in about 88 % of daily currency trades.

European fears surrounding CETA stem from the fact that the majority of international trade agreements include a built - in ISDS (Investor - State Dispute Settlement) clause.

This year, shareholders will have an opportunity to weigh in on the eventual changes amidst a backdrop of continued multi-billion dollar settlements for allegations of misconduct regarding a litany of issues (including the «London Whale» trading fiasco, evidence of collusion to rig CDS and foreign exchange markets, and continued mortgage - backed security litigation), along with the Fed and FDIC's decision to label the Company's «living will» proposal as «not credible.»

In November 2016, the Deutsche Bundesbank and Deutsche Börse AG, a marketplace organizer for the trading of shares and other securities, presented a prototype for blockchain technology - based security settlements that was designed primarily to deliver security payments — mostly for centrally - issued digital coins.

Additionally, Lenovo was caught shipping laptops to the US with pre-installed malware beginning in 2014, and had to reach a settlement with the Federal Trade Commission in 2017.

On January 19th, 2016, a federal judge preliminarily approved a class action settlement on behalf of JPMC shareholders who alleged suffering losses as a result of the bank's supplying false and misleading statements concerning the risks and losses arising from the secret proprietary trading activities of the «London Whale,» a rogue London - based JPMC trader who caused the bank to suffer $ 6.2 billion in losses.

Trading and settlement currency: Northbound investments in SSE securities will be traded and settled in Renminbi; Southbound investments in SEHK securities will be traded in Hong Kong dollars and settled in Renminbi.

In the initial stage of operation of Shanghai - Hong Kong Stock Connect, investors will only be allowed to trade on the other market on days where both markets are open for trading, and banking services are available in both markets on the corresponding settlement dayIn the initial stage of operation of Shanghai - Hong Kong Stock Connect, investors will only be allowed to trade on the other market on days where both markets are open for trading, and banking services are available in both markets on the corresponding settlement dayin both markets on the corresponding settlement days.

In other words, we expected that the new system would permit the Bank to operate in the market each day to provide adequate liquidity to ensure that banks and non-banks trading in the cash market would be able to complete settlement at a cost of funds around the cash rate targeIn other words, we expected that the new system would permit the Bank to operate in the market each day to provide adequate liquidity to ensure that banks and non-banks trading in the cash market would be able to complete settlement at a cost of funds around the cash rate targein the market each day to provide adequate liquidity to ensure that banks and non-banks trading in the cash market would be able to complete settlement at a cost of funds around the cash rate targein the cash market would be able to complete settlement at a cost of funds around the cash rate target.

Wenchi Hu Partner, Member of the Financial Institutions Group at Latham & Watkins and Ex Head of Office of Clearing and Settlement Supervision in SEC's Division of Trading & Markets

Albeit in footnotes, but perhaps most significantly, the Coinflip case put the CFTC on record as concluding that Bitcoin, while a commodity, is not a currency.6 In summarizing the facts of the case, the CFTC explained that Bitcoin is «distinct from «real currencies»» of the United States or another country.7 In addition, the CFTC Order in the Coinflip settlement specifically noted that the Bitcoin options were not eligible for the CFTC's «trade option exemption» in CFTC Rule 32.3.8 Since the CFTC's trade option exemption can only be claimed for an option that would result in delivery of an «exempt» or agricultural commodity, this violation in effect serves as the CFTC's finding that it will not treat Bitcoin as a currencin footnotes, but perhaps most significantly, the Coinflip case put the CFTC on record as concluding that Bitcoin, while a commodity, is not a currency.6 In summarizing the facts of the case, the CFTC explained that Bitcoin is «distinct from «real currencies»» of the United States or another country.7 In addition, the CFTC Order in the Coinflip settlement specifically noted that the Bitcoin options were not eligible for the CFTC's «trade option exemption» in CFTC Rule 32.3.8 Since the CFTC's trade option exemption can only be claimed for an option that would result in delivery of an «exempt» or agricultural commodity, this violation in effect serves as the CFTC's finding that it will not treat Bitcoin as a currencIn summarizing the facts of the case, the CFTC explained that Bitcoin is «distinct from «real currencies»» of the United States or another country.7 In addition, the CFTC Order in the Coinflip settlement specifically noted that the Bitcoin options were not eligible for the CFTC's «trade option exemption» in CFTC Rule 32.3.8 Since the CFTC's trade option exemption can only be claimed for an option that would result in delivery of an «exempt» or agricultural commodity, this violation in effect serves as the CFTC's finding that it will not treat Bitcoin as a currencIn addition, the CFTC Order in the Coinflip settlement specifically noted that the Bitcoin options were not eligible for the CFTC's «trade option exemption» in CFTC Rule 32.3.8 Since the CFTC's trade option exemption can only be claimed for an option that would result in delivery of an «exempt» or agricultural commodity, this violation in effect serves as the CFTC's finding that it will not treat Bitcoin as a currencin the Coinflip settlement specifically noted that the Bitcoin options were not eligible for the CFTC's «trade option exemption» in CFTC Rule 32.3.8 Since the CFTC's trade option exemption can only be claimed for an option that would result in delivery of an «exempt» or agricultural commodity, this violation in effect serves as the CFTC's finding that it will not treat Bitcoin as a currencin CFTC Rule 32.3.8 Since the CFTC's trade option exemption can only be claimed for an option that would result in delivery of an «exempt» or agricultural commodity, this violation in effect serves as the CFTC's finding that it will not treat Bitcoin as a currencin delivery of an «exempt» or agricultural commodity, this violation in effect serves as the CFTC's finding that it will not treat Bitcoin as a currencin effect serves as the CFTC's finding that it will not treat Bitcoin as a currency.

As the yuan progressively reaches full consolidation in trade settlement, the petro - yuan threat to the US dollar, inscribed in a complex, long - term process, will disseminate the Holy Grail: crude oil futures contracts priced in yuan fully convertible into gold...

Currentlysilver trades in China's physical settlement market (Shanghai Futures Exchange) at a significant premium to the price on the COMEX paper market.

Recent SWIFT data show that Chinese renminbi customer payments, which are a good proxy for trade settlement, grew by 163 % in Europe over the past 12 months, much higher than the 109 % increase in Asia (excluding China and Hong Kong) in the same period.