Sentences with phrase «traded securities take»

Keep in mind that transactions involving publicly traded securities take place on the settlement date, which is generally three business days after the trading date in the case of Canadian stock exchanges.

Not exact matches

The former employer sued, but the court ruled that the information did not count as protected trade secrets because the company didn't take reasonable security measures to protect the information.

During the dotcom boom of the late»90s, many securities - law firms traded legal fees for equity to take high - flying tech companies public.

Dana Peterson, a Citigroup economist, said the use of tariffs for national security reasons is a centerpiece of Trump's trade policy and the use takes trade disputes into a new territory.

The Australian Securities Exchange has softened the changes to its listing requirements for companies wishing to trade on the stock market, with the new rules to take effect from next month.

«In securities trading,» he said, «it currently takes several days to transfer assets, thereby increasing counterparty risk.

In a separate hearing on ICOs in Congress last week, Mike Lempres, chief legal and risk officer for cryptocurrency exchange Coinbase, said the company does not trade ICO tokens because it «can not take the risk of inadvertently trading an asset that is later found to be a security.»

China is reportedly moving to avert a trade war, by speeding up the finalization of new rules that would let foreign financial groups take majority stakes in Chinese securities companies, and by offering to buy more semiconductors from the U.S. as opposed to South Korea and Taiwan.

What's so remarkable about the staff of a developer of securities - trading software with $ 13 million in revenues taking daily milk - and - cookies breaks?

By considering all ICOs illegal rather than differentiating ones that trade in unregistered securities from ones that act more like tokens to use certain decentralized apps, China is taking a heavy - handed approach.

«We felt that the recent smoothing in trade war discussions felt too quick and too easy to take at face value,» Neil Campling, co-head of global thematic group at Mirabaud Securities, said in a research note Thursday.

The U.S. Securities and Exchange Commission is investigating a January 14 spike in trading in BlackBerry Ltd options that took place hours before Reuters reported that Samsung Electronics Co was in talks to buy the Canadian smartphone maker, according to a person familiar with the investigation.

«If the United States is taken to dispute settlement at the World Trade Organization (WTO) for imposing these tariffs, we call on the U.S. Trade Representative (USTR) to avoid invoking the essential security exception under GATT Article XXI,» the wheat groups continued.

While some state - level authorities have taken action including the Texas State Securities Board and NY Attorney General's Office, there have also been major actions on the federal level, including efforts by the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC).

These investments may have difficulty in liquidating an investment position without taking a significant discount from current market value, which can be a significant problem with certain lightly traded securities.

Appreciated securities are investments that have increased in value from the time they were purchased, and can take the form of publicly traded stock, ETFs, closely held stock, or mutual funds.

Day trading takes many different forms given the many different ways to profit from the movement of security prices, but in the end, all day traders capitalize on market inefficiencies or historical tendencies.

All they do is require publicly - traded companies to take on enough debt to make it difficult to use the company's own assets as security for the loans needed for the buy - out.

AK Steel CEO Roger Newport praised Trump's decision, saying he fully supports «the actions he plans to take to stem the tide of unfairly traded steel imports that threaten the national security of our country.»

In what can only be viewed as a tussle for dominance in the space, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have each taken a number of steps.

Baupost doesn't go short because unlike going long when you can take advantage of a drop in the value of an undervalued security by just buying more, if your short even though you may be right that it's worth less then the trading price you can still go broke.

He has already spoken about taking the next step, of trading actual Bitcoin once regulation and security matters have settled.

I took the free cash which is out of my trading account and bought T - bills (Treasury Bills) as my security.

Many ETF industry sources have told IndexUniverse.com that high - speed computer - driven trading has cut profit margins for market makers, and therefore seriously curtailed their incentives for taking on the financial risks associated with providing trading liquidity in particular securities.

For example, if Bitcoin is not a currency, then Bitcoin forwards and Bitcoin swaps that involve the exchange of Bitcoin for another currency will not fall under the statutory definitions of the more lightly regulated foreign exchange forwards or foreign exchange swaps.10 Likewise, retail trading of Bitcoin derivatives will be limited to designated contract markets, rather than subject to the retail foreign exchange dealer regulations.11 Treating Bitcoin as a commodity that is not a currency dovetails with the stances taken by other U.S. regulators such as the Financial Crimes Enforcement Network (FinCEN)(virtual currency does not have all of the attributes of real currency) 12, the Securities and Exchange Commission (Bitcoin investments are investment contracts because Bitcoin is a form of money) 13 and the Internal Revenue Service (treating Bitcoin as property for tax purposes).14

The silver lining, in this case, is the steps being taken to improve the security system of exchanges that will hopefully allow for a safer trading of cryptocurrencies in 2018.

(Jan. 31, 2012) The Humane Society of the United States released undercover videos taken at Oklahoma pig breeding facilities owned by two leading U.S. pork producers and filed legal complaints with the U.S. Securities and Exchange and Federal Trade Commission alleging false and misleading statements about animal care by one of the producers.

On - Trade Progress takes a detailed look at everything that is needed to run a pub, club or bar successfully including interior design, security, seasonal food and drink trends, technology and training & recruitment.

America's elected leaders have a primary responsibility to assure that American citizens» economic security takes priority in any trade policy decision.

Bond trading can be short, or long term and allows bond traders to take a position on future interest rate movements while leveraging the security and stability of government treasuries.

Providing a way to diversify your trading portfolio and hedge against risk, bonds allow you to take a position on future interest rate movements while leveraging the security and stability of government treasuries.

Trailing stop loss and limit orders are both available on all listed securities and the trigger is taken from the last trade and can be entered as day orders or good till cancelled orders.

Take advantage of expanded pricing for actively traded mortgage backed securities on the same screens traders use.

Wash sale: 1) Buying and selling the same security, usually through different brokerage firms, in an attempt to manipulate the price and inflate the trading volume without actually taking a position in the market.

Regulatory institutions such as the Securities and Exchange Commission recommend investors take a long - term approach to S&P performance rather than engage in stock trading because day - to - day stock market returns can vary wildly.

The value proposition is pretty straightfoward: you invest in securities (i.e. ETFs) in accordance with your savings goals, time horizon, risk tolerance, etc — and they take care of the messy details such as trading, rebalancing, and even tax - loss harvesting.continue reading →

If you took out a mortgage loan to pay for your home, the odds are high that your mortgage is backing up a publicly traded security.

PIMCO bond maven Bill Gross, who oversees the PIMCO Total Return Exchange - Traded Fund (NYSEMKT: BOND) and other funds totaling about $ 2 trillion under management, told CNBC yesterday that he would take the other side of Fidelity's trade, gladly accepting yields on short - term securities that are 10 to 20 times what they were a few days ago in exchange for some mild liquidity risk.

Intraday trading involves taking long or short positions in the securities and squaring - off the positions before the end of the trading day.

This enables the value investor to spot and take advantage of bargains; stocks selling at a price significantly below its intrinsic — or fair — value (the price, which the security should be traded at as so forth the market was governed exclusively by intelligent buyers and sellers).

Staff may be further available before and after these hours; however Desjardins Securities can not guarantee any order taking and / or trade execution outside of the hours noted above.

If the securities in your account decline in value, so does the value of the collateral supporting your loan, and as a result, Cobra Trading can take action such as issue a margin call and / or sell securities in your account in order to maintain the required equity in the account.

So please note that we do not take investment instructions from our clients (although you do retain the ability to place or remove trading restrictions on specific securities in your account).

On Grantham's comments: my comments Saturday night are pertinent here for two reasons — anyone selling illiquid CDO tranches, subordinated mortgage bonds, etc., immediately prior to the crisis would find two things: 1) the bids were non-existent or really poor, and 2) if the trade did take place, it would be at levels that reset the pricing grid for that area of the market a LOT lower, leaving the remaining securities looking worse, and a diminution of GAAP equity.

That's not where transactions would necessarily take place... particularly with illiquid securities, what would matter most is who was more incented to make the trade happen — the buyer or the seller.

Capital gains are profits from investor trading or distributions given to shareholders after revenue is taken in from the fund manager's sales of securities.

Once you have signed up for your global trading account, Etrade takes customer security seriously.

In case of non-banking financial companies (NBFCs) such as Ventura Securities, India Infoline, Religare Securities money transfer from your bank account to your trading account takes some time that might elude you from making money at specific lucrative opportunities.

Non Resident Indians (NRIs) can take advantage of not just great currency exchange rates by investing in India, but also enjoy the benefit of competitive brokerage rates with their Kotak Securities trading account.

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