Sentences with phrase «traded securities without»

Furthermore, they have a «paper money» option that lets you practice trading these securities without causing yourself too much damage, just like a demo account.

However, in Re Sabourin, the OSC rejected the availability of a due diligence defence to allegations of trading securities without registration and without filing a prospectus.

Not exact matches

It is not an offer to buy or sell, or a solicitation of any offer to buy or sell any security or other financial instrument, or to participate in any trading strategy and has been prepared without consideration of an individual's investment objectives, risk tolerance or financial circumstances.

I'm approved for «naked» options trading meaning I can sell puts on companies I don't own and without having the cash to purchase said security.

DAILY HARVEST DISCLAIMS ALL OTHER WARRANTIES, EXPRESS OR IMPLIED, INCLUDING, WITHOUT LIMITATION, IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, TITLE AND NON-INFRINGEMENT AS TO THE SITES, CONTENT AND PRODUCTS, ANY WARRANTIES THAT ARISE FROM TRADE USAGE OR CUSTOM, AND ANY WARRANTIES THAT THE SITES OR PRODUCTS WILL BE FREE AND CLEAR FROM ANY ADVERSE LIEN OR SECURITY INTERESTS.

These investments may have difficulty in liquidating an investment position without taking a significant discount from current market value, which can be a significant problem with certain lightly traded securities.

However, if the ordinary shares or ADSs are treated as traded on an «established securities market» and you are either a cash basis taxpayer or an accrual basis taxpayer that has made a special election (which must be applied consistently from year to year and can not be changed without the consent of the IRS), you will determine the U.S. dollar value of the amount realized in a non U.S. dollar currency by translating the amount received at the spot rate of exchange on the settlement date of the sale.

The CFTC - SEC report focused on the concept of liquidity, or how easily a security can be traded without moving its price.

Best we could advise our readers is to ensure they sign up with only approved brokers as well as in order to obtain an effective binary options trading knowledge and sound data security without spam, they need to, for example, choose brokers that use Binary Options Robot, which is a trusted program.

Your primary mission as a binary options trader is to always provide maximum security for your account balance because without it you will not be able to trade any further without making extra deposits.

«Ex-Date» shall mean the effective date of the Corporate Action, the date on which or the date after a security trades without its previously declared dividend or distribution.

Specifically, the SEC's action alleges that a registered fund manager invested fund assets in two high - risk private technology companies he founded without disclosing the attendant conflicts of interest to investors, and in contravention of fund offering documents which stated that he would invest fund assets primarily in publicly traded securities.

The village board Monday night agreed to accept $ 50,000 from Westcap Government Securities Inc., a brokerage firm that the village believes executed securities trades with Lee Poder without first seeking confirmation from Arlington Heights that Poder was authorized to Securities Inc., a brokerage firm that the village believes executed securities trades with Lee Poder without first seeking confirmation from Arlington Heights that Poder was authorized to securities trades with Lee Poder without first seeking confirmation from Arlington Heights that Poder was authorized to make them.

«The implication of that is that if you are holding a stock of Enterprise at the stock exchange at Ghc2 and it is now being sold at almost three, seven times so, it means that your stock on the stock exchange has been undervalued and therefore putting pressure on people to rush for Enterprise Insurance shares and for which reason Enterprise Insurance will now begin to see an increase in the price of their share, not reflected by the fundamentals of the performance of the economy but by a manipulated process outside of the trading regime without clearance from the Securities and Exchanges Commission.

Trump may try to enact tariffs in the name of jobs, security, or unequal regulatory standards across nations, but it is not clear how he can create such specific trade measures, without harming a broader swathe of companies that export to the U.S. Finally, on December 5, a number of House Republicans publicly expressed opposition to such tariffs.

Try to describe anything our society does — trade, travel, science, sport, maintaining peace and security — without mentioning countries.

Source: Edmunds Options: Navigation System Advanced Real - Time Traffic Information Aluminum Hexagon Interior Trim Bmw Online & Bmw Apps Driver Assistance Package Estoril Blue Matte Highlight Trim Finishers Hands - Free Bluetooth & Usb Audio Connection M Sport M Sport Package Navigation System W / Touchpad Premium Package Remote Services Sport Line Technology Package 9 Speakers Am / Fm Radio Cd Player Mp3 Decoder Radio Data System Radio: Anti-Theft Am / Fm / Hd Stereo Cd / Mp3 Player Satellite Radio Air Conditioning Automatic Temperature Control Front Dual Zone A / C Rear Air Conditioning Rear Window Defroster Comfort Access Keyless Entry Head - Up Display Lumbar Support Memory Seat Power Driver Seat Power Front Seats W / Driver Seat Memory Power Steering Power Windows Remote Keyless Entry Steering Wheel Mounted Audio Controls Four Wheel Independent Suspension Speed - Sensing Steering Traction Control 4 - Wheel Disc Brakes Abs Brakes Anti-Whiplash Front Head Restraints Dual Front Impact Airbags Dual Front Side Impact Airbags Emergency Communication System Front Anti-Roll Bar Knee Airbag Low Tire Pressure Warning Occupant Sensing Airbag Overhead Airbag Rear Anti-Roll Bar Power Moonroof Brake Assist Electronic Stability Control Rear - View Camera Delay - Off Headlights Front Fog Lights Fully Automatic Headlights High Intensity Discharge Headlights: Bi-Xenon Panic Alarm Security System Speed Control Aerodynamic Kit Auto - Dimming Door Mirrors Bumpers: Body - Color Heated Door Mirrors M Sport Suspension Power Door Mirrors Shadowline Exterior Trim Turn Signal Indicator Mirrors Without Lines Designation Outside Anthracite Headliner Auto - Dimming Rear - View Mirror Driver Door Bin Driver Vanity Mirror Front Reading Lights Garage Door Transmitter Genuine Wood Console Insert Genuine Wood Dashboard Insert Genuine Wood Door Panel Insert Illuminated Entry Instrument Cluster W / Extended Contents Leather Shift Knob Leather Steering Wheel Luxury Line Aesthetic Elements M Steering Wheel Outside Temperature Display Park Distance Control Passenger Vanity Mirror Rear Reading Lights Rear Seat Center Armrest Sport Steering Wheel Tachometer Telescoping Steering Wheel Tilt Steering Wheel Trip Computer Dakota Leather Upholstery Front Bucket Seats Front Center Armrest Power Passenger Seat Sensatec Leatherette Upholstery Split Folding Rear Seat Passenger Door Bin Wheels: 18 X 8 Light Alloy Star - Spoke (Style 396) Rain Sensing Wipers Speed - Sensitive Wipers Variably Intermittent Wipers ** Carfax 1 Owner ** ** Clean Carfax ** ** Keyless Entry ** ** Leather ** ** Local Trade ** ** Moonroof ** ** Navigation ** ** Non Smoker ** ** M - Sport Pkg ** ** Premium Pkg ** ** Driver Assistance ** ** Technology Pkg **

Second Level Authentication brings in a high amount of security so that users can transact and trade without any security breach concerns.

Ex legal: Designation at time of trade that is required for municipal securities to be considered good delivery if certificates are delivered without legal opinions or other documents legally required to accompany the certificates.

By trading CFDs, investors can receive all the benefits associated with owning a security without actually possessing that security.

Wash sale: 1) Buying and selling the same security, usually through different brokerage firms, in an attempt to manipulate the price and inflate the trading volume without actually taking a position in the market.

In addition, E * TRADE Securities can force the sale of any securities in your account without contacting you if your equity falls below required levels, and you are not entitled to an extension of time in the event of a maSecurities can force the sale of any securities in your account without contacting you if your equity falls below required levels, and you are not entitled to an extension of time in the event of a masecurities in your account without contacting you if your equity falls below required levels, and you are not entitled to an extension of time in the event of a margin call.

You can buy and sell the ETFs available through the E * TRADE Securities commission - free ETF program without paying brokerage commissions.

The fees charged by E * TRADE related to a transaction for the account of Customer are designed to offset third - party fees generally charged to E * TRADE in respect of such transactions, including without limitation any regulatory or transaction fee or tax, market center fee, clearing house fee or depository fee, assessed by any regulatory authority, self - regulatory organization, market center, clearing house, clearing agency or depository, including without limitation the SEC, FINRA, any national securities exchange or other market center, DTC and NSCC.

In particular, though without limitation, Desjardins Online Brokerage, Desjardins Securities Inc. and their information suppliers offer no guarantees as to the timely, truthful, sequential, complete, accurate, or continuous nature of the information, facts and data transmitter or shared, nor are any implied warranties given arising from trade usage, course of dealing, course of performance, nor are there any implied warranties of merchantability or compliance for a particular practice or use regarding these information or data.

Without this, you will not be able to trade in the securities market.

You can buy and sell the exchange - traded funds (ETFs) available through the E * TRADE Securities commission - free (CF) ETF program without paying brokerage commissions.

Accounts with less than $ 10,000 but more than $ 0 in combined securities and cash, with no commission trades in the last three months, and without a Blue subscription will incur a quarterly platform fee of $ 10.

Forex Option Trading is a security that allows currency traders to realize gains without having to purchase the underlying currency pair.

Some, however, are traded on over-the-counter markets, where buyers and dealers exchange securities without regulatory oversight from an exchange.

Certain trading order types get executed without any condition to be fulfilled, immediately; whereas there are others that get executed only when certain conditions with respect to the price of the security or the time frame are met.

These assets must not include any securities that are restricted, subject to a cease trade order or that are non-listed and without independent evidence of current value acceptable to TD Direct Investing.

You can buy and sell the exchange - traded funds (ETFs) available through the E * TRADE Securities commission - free ETF program without paying brokerage commissions.

As a result, contracts can be traded — or swapped — from investor to investor without anyone overseeing the trades to ensure the buyer has the resources to cover the losses if the security defaults.

The date when a company deducts the distribution of dividends and / or capital gains from the share price of a mutual fund or stock, and the security begins trading without the distribution.

A form of investment research that focuses on information and events in the marketplace itself, generally without reference to the fundamental underlying the issuers of the securities traded in the market.

Investors who want to diversify without losing the flexibility of trading individual securities.

These investments may have difficulty in liquidating an investment position without taking a significant discount from current market value, which can be a significant problem with certain lightly traded securities.

You will not, and will not allow or authorize others to, use the Services, the Sites or any Materials therein to take any actions that: (i) infringe on PetSmart Charities» or any third party's copyright, patent, trademark, trade secret or other intellectual or proprietary rights, or rights of publicity or privacy; (ii) violate any applicable law, statute, ordinance or regulation (including those regarding export control); (iii) are defamatory, trade libelous, threatening, harassing, invasive of privacy, stalking, harassment, abusive, tortuous, hateful, constitute discrimination based on race, religion, ethnicity, gender, sex, disability or other protected grounds, or are pornographic or obscene; (iv) interfere with or disrupt any services or equipment with the intent of causing an excessive or disproportionate load on PetSmart Charities or its licensors or suppliers» infrastructure; (v) involve knowingly distributing viruses, Trojan horses, worms, or other similar harmful or deleterious programming routines; (vi) involve the preparation and / or distribution of «junk mail», «spam», «chain letters», «pyramid schemes» or other deceptive online marketing practices, or any unsolicited bulk email or unsolicited commercial email or otherwise in a manner that violate any applicable «anti-spam» legislation, including that commonly referred to as «CASL»; (vii) would be or encourage conduct that could constitute a criminal offense, give rise to civil liability or otherwise violate any applicable local, state, national or international laws or regulations; (viii) involve the unauthorized entry to any machine accessible via the Services or interference with the Sites or any servers or networks connected to the Sites or disobey any requirements, procedures, policies or regulations of networks connected to the Sites, or attempt to breach the security of or disrupt Internet communications on the Sites (including without limitation accessing data to which you are not the intended recipient or logging into a server or account for which you are not expressly authorized); (ix) impersonate any person or entity, including, without limitation, one of PetSmart Charities» or another party's officers or employees, or falsely state or otherwise misrepresent your affiliation with a person or entity; (x) forge headers or otherwise manipulate identifiers in order to disguise the origin of any information transmitted through the Sites; (xi) collect or store personal data about other account users or attempt to gain access to other account users» accounts or otherwise mine information about other account users or the Sites, or interfere with any other user's ability to access or use the Sites; (xii) execute any form of network monitoring or run a network analyzer or packet sniffer or other technology to intercept, decode, mine or display any packets used to communicate between the Sites» servers or any data not intended for you; (xiii) attempt to circumvent authentication or security of any content, host, network or account («cracking») on or from the Sites; or (xiv) in PetSmart Charities» sole discretion, are contrary to PetSmart Charities» public image, goodwill, reputation or mission, or otherwise not in furtherance of our Vision of a lifelong, loving home for every pet.

You will not, and will not allow or authorize others to, use the Services or the Sites to take any actions that: (i) infringe on any third party's copyright, patent, trademark, trade secret or other proprietary rights or rights of publicity or privacy; (ii) violate any applicable law, statute, ordinance or regulation (including those regarding export control); (iii) are defamatory, trade libelous, threatening, harassing, invasive of privacy, stalking, harassment, abusive, tortuous, hateful, discriminatory based on race, ethnicity, gender, sex or disability, pornographic or obscene; (iv) interfere with or disrupt any services or equipment with the intent of causing an excessive or disproportionate load on the Animal League or its licensors or suppliers» infrastructure; (v) involve knowingly distributing viruses, Trojan horses, worms, or other similar harmful or deleterious programming routines; (vi) involve the preparation and / or distribution of «junk mail», «spam», «chain letters», «pyramid schemes» or other deceptive online marketing practices or any unsolicited bulk email or unsolicited commercial email or otherwise in a manner that violate the Controlling the Assault of Non-Solicited Pornography and Marketing Act (CAN - SPAM Act of 2003); (vii) would encourage conduct that could constitute a criminal offense, give rise to civil liability or otherwise violate any applicable local, state, federal or international laws, rules or regulations; (viii) involve the unauthorized entry to any machine accessible via the Services or interfere with the Sites or any servers or networks connected to the Sites or disobey any requirements, procedures, policies or regulations of networks connected to the Sites, or attempt to breach the security of or disrupt Internet communications on the Sites (including without limitation accessing data to which you are not the intended recipient or logging into a server or account for which you are not expressly authorized); (ix) impersonate any person or entity, including, without limitation, one of the Animal League's or other's officers or employees, or falsely state or otherwise misrepresent your affiliation with a person or entity; (x) forge headers or otherwise manipulate identifiers in order to disguise the origin of any information transmitted through the Sites; (xi) collect or store personal data about other Animal League members, Site users or attempt to gain access to other Animal League members information, or otherwise mine information about Animal League members, Site users, or the Sites; (xii) execute any form of network monitoring or run a network analyzer or packet sniffer or other technology to intercept, decode, mine or display any packets used to communicate between the Sites» servers or any data not intended for you; (xiii) attempt to circumvent authentication or security of any content, host, network or account («cracking») on or from the Sites; or (xiv) are contrary to the Animal League's public image, goodwill, reputation or mission or otherwise not in furtherance of the Animal Leagues stated purposes.

«Energy security» is not «energy independence» in the sense that all of the energy used in a country must comes from within its own borders without international trade.

Coptic Solidarity applauds Mr. Trump's declared intentions to combat terrorism and provides some recommendations, summarized below, for the new US administration, urging it to formulate a comprehensive foreign policy approach towards Egypt, which incorporates US values and priorities without sacrificing human rights to trade or national security:

The only elements necessary to demonstrate a violation under the Martin Act is a misrepresentation or omission of material fact when inducing or promoting securities trading, without a need to show intent, reliance or damages.

Charges were dismissed by the Ontario Court of Justice in R v. Lowman against two individuals who, in connection with their creation of a website, were alleged to have engaged in unregistered trading, issuing securities without filing a prospectus and making a prohibited representation that securities would be listed on an exchange with the intention of effecting a trade in breach of the Ontario Secursecurities without filing a prospectus and making a prohibited representation that securities would be listed on an exchange with the intention of effecting a trade in breach of the Ontario Secursecurities would be listed on an exchange with the intention of effecting a trade in breach of the Ontario SecuritiesSecurities Act.

On April 30, 2018, BLU Products, Inc. («BLU») reached a settlement with the Federal Trade Commission («FTC») over allegations that BLU allowed ADUPS Technology Co. LTD («ADUPS») to collect detailed personal information about BLU's consumers without their knowledge or consent, despite BLU's assurances that it would keep the information secure and private, and that BLU generally failed to implement appropriate security procedures to oversee the security practice of its... Continue Reading

Privacy and security can be used in conjunction, without any trade - offs or either / or propositions.

You agree not to post User Content that: (i) may create a risk of harm, loss, physical or mental injury, emotional distress, death, disability, disfigurement, or physical or mental illness to you, to any other person, or to any animal; (ii) may create a risk of any other loss or damage to any person or property; (iii) seeks to harm or exploit children by exposing them to inappropriate content, asking for personally identifiable details or otherwise; (iv) may constitute or contribute to a crime or tort; (v) contains any information or content that we deem to be unlawful, harmful, abusive, racially or ethnically offensive, defamatory, infringing, invasive of personal privacy or publicity rights, harassing, humiliating to other people (publicly or otherwise), libelous, threatening, profane, obscene, or otherwise objectionable; (vi) contains any information or content that is illegal (including, without limitation, the disclosure of insider information under securities law or of another party's trade secrets); (vii) contains any information or content that you do not have a right to make available under any law or under contractual or fiduciary relationships; or (viii) contains any information or content that you know is not correct and current.

More specifically, Wealthsimple puts your money into a portfolio of ETFs — exchange traded funds — that let you buy a cross-section of the market without buying a stake in every security individually.

But while hawking energy drinks or Lululemon apparel without disclosing it might get you a slap on the wrist and a fine from the Federal Trade Commission (FTC), once you move into securities and investments, you're risking jail time.

«While bitcoin liquidity has improved dramatically in recent years — and average daily trading volume now resembles that of the average security in the S&P midcap 400 — it would be hard for the ETF's authorized participants to acquire $ 300M worth of bitcoin without significantly pushing price up,» notes the report.