Sentences with phrase «trades a security at»

The link below from what I'd presume is a credible source (Investopedia) describes the wash - sale rule as «one that occurs when an individual sells or trades a security at a loss».

Not exact matches

Twenty - one foreign trading agencies have so far registered at the DCE, according to the China Securities Journal, the official publication of China's top securities regulator, although the DCE has declined to name theSecurities Journal, the official publication of China's top securities regulator, although the DCE has declined to name thesecurities regulator, although the DCE has declined to name the agencies.

British bank Barclays recently started issuing exchange - traded notes on the NYSE Arca exchange (similar to ETFs, only they are derivatives guaranteed by the bank rather than invested in the underlying securities) that track a Women in Leadership index of U.S. companies whose CEOs are women or whose boards are at least one - quarter female.

Christian Leuprecht, a political science professor at RMC and Queen's University, says that unlike other nations» security agencies, which might actively seek to extract information from other states, Canada's intelligence operations focus more often on protecting intellectual property and trade secrets.

The XLP's relative strength index, a measure of the overbought or oversold conditions of a security, currently trades at 32.

In a joint op - ed in the New York Times, Swensen, a former Wall Streeter, and Jonathan Macey, a professor of securities law at Yale, said trades are supposed to be executed on the exchange that offers the lowest price and quickest transaction time.

«The cost of a trade war will be tremendous and it will make everyone unhappy,» Junichi Makino, chief economist at SMBC Nikko Securities in Tokyo, said in a report on Friday.

«Safety and security — whether our employees» or our guests» — is top priority,» said Rosanna Maietta, vice president for communications at the trade group.

Besides targeting sources of weapons technology, the curbs were the first time the United States sought to directly attack North Korea's daily consumer trade, said Peter Harrell, a sanctions expert at the Center for a New American Security.

So far the Apple v. FBI debate has played out at the very highest level, with Apple CEO Tim Cook and FBI Director James Comey trading public barbs on the whether privacy trumps national security or vice versa.

But, according to the person familiar with En + preparations, holders of En + GDRs have not been able to sell because the designated clearing house Euroclear is not settling the trades, the stage at which cash and securities trade hands.

Apparently, the man had made multiple efforts — «guard shopping» as one of the security personnel put it — to get a look at the trading inside the confines of 11 Wall St.and was unsuccessful each time.

«It didn't all happen at once - each attack affected firms differently,» said Karl Schimmeck, vice president of Financial Services Operations at the Securities Industry and Financial Markets Association (SIFMA), a Wall Street trade group that oversaw the event in conjunction with Deloitte & Touche LLP.

SINGAPORE, April 24 - Southeast Asian leaders will focus on trade wars, the crisis in Myanmar and security tensions in the disputed South China Sea at a summit this weekend, but it's highly unlikely there will be any headline - grabbing progress on the issues.

Because they trade on an exchange, products like ETFs and ETNs are not only priced using a net asset value (NAV)-- the value of securities held minus liabilities and divided by shares outstanding — that is calculated at the end of each day and by intraday NAV (iNAV) throughout the day.

«In order to trade securities, they need to be a broker - dealer,» said Jerry Brito, executive director at Coin Center, a digital currency advocacy group based in Washington, D.C. «I could imagine [Coinbase] could sell a number of other tokens» with the license.

That approach is at least as important for small companies as big ones, says Larry Clinton, chief operating officer of the Internet Security Alliance, a nonprofit trade association based in Arlington, Va..

Brainard conceded that, «there may be some deterioration in the resilience of liquidity at times of stress, along with a greater incidence of outsized intraday price movements,» adding that, «Relatedly, liquidity appears to be more segmented based on the characteristics of the securities being traded and the underlying structure of the markets in which they are traded.»

Fast corrections would be especially critical were blockchain to be used in the securities industry, where trades are conducted at high speed, but where errors, such as assigning a trade to the wrong counterparty could have serious financial consequences.

«We felt that the recent smoothing in trade war discussions felt too quick and too easy to take at face value,» Neil Campling, co-head of global thematic group at Mirabaud Securities, said in a research note Thursday.

«Funds that suffered losses on their oil investments have to get out of their liquid securities in other sectors,» said Sam Ginzburg, head of trading at First New York Securities insecurities in other sectors,» said Sam Ginzburg, head of trading at First New York Securities inSecurities in New York.

Today's bell ringers are U.S. Customs and Border Protection with Leon Hayward, assistant director of trade and cargo security, at the NYSE, and Alex Konrad, Forbes editor, and several members of Forbes» Midas List of top venture capitalists at the Nasdaq.

A separate panel looks at liability when things do go wrong, Eric Hibbard, CTO for security and privacy at the Federal Trade Commission, will examine emerging theories of liability for manufacturers and vendors when a hacked device turns fatal.

SINGAPORE, April 24 (Reuters)- Southeast Asian leaders will focus on trade wars, the crisis in Myanmar and security tensions in the disputed South China Sea at a summit this weekend, but it's highly unlikely there will be any headline - grabbing progress on the issues.

«M&A dialogue remains robust despite concerns about the potential impact of changes in America's trade and national security policies on deal activity,» said Stephen Arcano, head of M&A at Skadden.

«We believe if JPM can successfully resolve its regulatory and legal headline risk in a timely manner, the stock could reverse its recent underperformance that has resulted in trading at a below - peer forward (price to earnings ratio) of 8.8 times despite our expectations of above - average profitability in 2014,» Matthew Burnell, an analyst at Wells Fargo Securities, wrote in a research note Thursday following the fine.

A LOCAL networking and Internet security company is throwing its hat into the Application Service Provider market at the inaugural Business to Business Trade Show.

IEX, which has up until now operated as an alternative trading system (ATS), filed with the US Securities and Exchange Commission to become a stock exchange last year.

Maxwell Gold is director of investment strategy and research at ETF Securities, an issuer focused on commodity and currency exchange - traded funds, including the ETFS Bloomberg All Commodity Strategy K - 1 Free ETF (BCI).

Regulators at the Securities and Exchange Commission have been looking at changes in the markets and automated trading strategies in connection with volatility.

«If the United States is taken to dispute settlement at the World Trade Organization (WTO) for imposing these tariffs, we call on the U.S. Trade Representative (USTR) to avoid invoking the essential security exception under GATT Article XXI,» the wheat groups continued.

The analysis looked at year - end data for retail customers and used mutual fund, individual security, and exchange - traded fund (ETF) assets.

The future value of our Class A common stock will depend to a large degree on our business and financial performance, and we can not assure you that the price of our Class A common stock will equal or exceed the price at which our securities have traded on these private secondary markets.

A New Balance Point: Global Trade, Productivity and Economic Growth - Stephen S. Poloz, the Governor of the Bank of Canada, speaks at the Canada - US Securities Summit (08:55 (ET) approx.)

From 1993 to 1999, Mr. Weintraub traded whole loans and Agency and Non-Agency Securities at Lehman Brothers.

Mark Connors, global head of risk advisory at Credit Suisse Securities, and Bloomberg Intelligence's Gina Martin Adams preview the trade talks...

Phil Levy, a trade expert at the Chicago Council on Global Affairs and former Bush administration economist, told CNN Money that the Commerce Department's steel and aluminum tariffs are «raw protectionism in search of an excuse» and that the national security excuse is a sort of Pandora's Box on trade protectionism.

The announcement came only days after he declined to give his NATO allies a forceful reaffirmation of America's commitment to their security, and a few months after he abandoned a trade deal, the Trans - Pacific Partnership, that was designed to put the United States at the center of a trade group that would compete with — and, some argue, contain — China's fast - growing economic might.

Market Tone - Market Tone is an indicator of the state of the securities market, calculated by looking at trading activity, and price fluctuations to gauge how well or how poor the securities market is doing.

Investors considering Treasury securities have opportunities to buy bonds both at regularly scheduled auctions (see Auction Schedule) and in the secondary market, which is one of the world's most actively traded markets.

Prior to joining Cerberus, Mr. Robinson was an Executive Director at Morgan Stanley, trading distressed debt securities from 2009 to 2011.

This is exactly how the intelligent investor should look at the stock market - each security that is traded is merely a part of a business.

«A global trade war, whether it's real or perceived, is what's weighing on the market,» said Ian Winer, head of equities at Wedbush Securities.

As the world's biggest trading nation, China already sends huge volumes of goods to countries such as Canada, providing «numerous ways to disguise your drugs,» says John Coyne, a former Australian Federal Police intelligence agent who is now head of border security at the Australian Strategic Policy Institute.

Day trading any security is a risky venture, but any related to the global oil market are particularly volatile due to the myriad of factors at play.

And those numbers overstate the effect of bond fund trading because they exclude bond trading at regional brokerages, which play a large role in the municipal securities market.

Prior to that, she was global head of U.S. Dollar Fixed Income Derivatives at UBS Securities, Inc. and head of Fixed Income Arbitrage trading at Chase Manhattan Bank.

Prior to rejoining Bear Stearns, (where he began his career in 1989), Mr. Kimmel served in both management and senior trading rotes at SAC Capital Advisors, LLC, Bankers Trust Company and Fuji Securities.

Convertible Debt - the term convertible debt basically, means securities that can be converted to other specified amounts of another security at the option of the holder and issuer, either single or both... Debentures or corporate bonds are traded for commodities stock within a specific period.

Additionally, different personnel may need to be on a team depending on the significance of the breach (whether it is at a mid-size or company - threatening level), type of breach (whether computer incursion or insider employee theft) or type of the information at issue in the breach (whether the breach involves social security numbers, credit or debit card numbers, personal health information or trade secrets).