Sentences with phrase «trades against client»
We do not have a proprietary trading desk that carries an inventory of equities and trades against client orders, nor do we have a corporate underwriting department.
https://www.odlumbrown.com/ Not exact matches
Early on, he reportedly designed a lucrative $ 100 million trade — then the largest of its kind Goldman had ever handled — for an Islamic client to get around the religion's rules against receiving interest payments.
TD confirmed to CNBC on Monday morning that trading in the bitcoin futures, including the ability to short — or bet against — them, was available for some qualified clients.
The bank also warned these entities against offering cryptocurrency - related investment or trading advice to clients, and banned them from allowing customers to purchase digital assets with credit cards.
While the company advises customers against investing in virtual currencies and related financial instruments, it «provides access to trade all securities listed on, for example, Nasdaq,» meaning that some clients can purchase cryptocurrency derivatives «through the platform.»
Clients should be aware of the possibility that aggregate client gains, if hedged by the broker against a risky counterparty, could result in a lack of security of client funds if the broker were to fail as a result of a counterparty failing to honour the financial commitments of the hedge trade.
Common allegations against such brokers were high pressure «account managers» (more like salesmen really) who traded away all their clients» money, plus arbitrary withholding of withdrawals.
Certifying bodies are responsible for assessing their clients against these additional requirements if the certified products are intended for U.S. - Canada trade under this agreement.
The US Commodity Futures Trading Commission (CFTC) has filed a lawsuit against offshore forex broker Tallinex for accepting clients from the US without having a license.
And, while many folks (including the founder and CEO of Interactive Brokers) have warned against enabling futures trading of bitcoin, the green light has been given and one online brokerage in the US, TD Ameritrade, appears to be the first to move into the space to enable clients to trade these instruments.
The litany of warnings against unauthorized firms soliciting clients in its jurisdiction eventually prompted the regulator to act, with the Belgian government opting to completely ban retail online trading in FX, binary options, and CFDs.
In reality, FX broker / dealer trading desks exist to trade against their «book», aka the collective sum of all clients as an aggregate.
Representing clients in cases against debt collectors is a form of consumer law, the branch dedicated to protecting consumers against unfair trade and credit practices.
Trade lawyers are facing calls from clients to help them understand the actions the Trump administration has taken against China
Mesa Law Firm successfully represented its client in a commercial litigation matter it brought against an individual involving claims of misappropriation of trade secrets, breach of contract, tortious interference with business relationships, defamation and injunctive relief.
Jennifer is a key member of the firm's regulatory law defence team and has substantial experience in advising clients undergoing regulatory investigation and of defending prosecutions against clients brought by a variety of enforcement authorities including Trading Standards, the Health & Safety Executive, the Environment Agency, utility providers and local planning authorities.
In a US International Trade Commission (ITC) action brought against client MediaTek Inc, Asia's largest fabless semiconductor company, a WilmerHale trial team secured a significant victory.
According to the San Francisco legal newspaper The Recorder, Los Angeles - based Quinn Emanuel Urquhart Oliver & Hedges ran an ad in one of its business litigation newsletters boasting of its recent victories, including securing a $ 65 million settlement for its former client, ConnectU in its trade secret theft lawsuit against Facebook and its founder, Mark Zuckerberg.
Represented an aerospace coating manufacturing and systems integration company in a trade secrets case against former employees, resulting in a favorable resolution and judgment in favor of the client.
We have defended clients against allegations of insider trading; money laundering; health care, securities, accounting and government contracts fraud; violations of the Foreign Corrupt Practices Act; Anti-kickback Statute and False Claims Act; criminal environmental violations; criminal antitrust violations; and violations of other statutes.
Eversheds Sutherland helps clients design and implement procedures to protect trade secrets, and litigates when necessary against employees, customers and competitors.
Defended an aerospace parts and service supplier in a trade secrets civil lawsuit in Georgia and against potential criminal charges, resulting in a dismissal of the civil complaint and no criminal charges being filed against the client.
He handles copyright, trademark, right of publicity, false advertising, trade secret and patent disputes, protecting valuable intellectual property rights from would - be infringers and defending clients against wrongful accusations of infringement.
The practice also regularly handles matters in federal and state courts throughout the United States, and has defended clients against allegations of health - care fraud, insider trading, securities, accounting and government contracts fraud; violations of the Foreign Corrupt Practices Act; criminal environmental violations; criminal antitrust violations; and money laundering.
«Brilliant» and «practical» group head Edward Goodwyn, who specialises in acting for clients in the infrastructure sector, successfully defended Bombardier against a compulsory trade union recognition application brought by Unite before the Central Arbitration Committee.
Trade lawyers are busy helping clients understand the actions the Trump administration has taken against China, but that's not necessarily the work they are looking for.
Assisting clients in evaluating the costs and benefits of participating in voluntary programs sponsored by CBP including the Customs - Trade Partnership Against Terrorism (C - TPAT) program, the Importer Self - Assessment (ISA) program, and the Trusted Trader program, and arranging their participation in these programs when appropriate;
In the event that you have a legal malpractice claim in Massachusetts, the 93A demand is against an attorney for unfair and deceptive trade practices in the attorney client relationship.
Should disputes arise, our litigators protect our clients in all aspects of antitrust, competition and trade litigation, whether against private parties or government entities
He has been involved in many seminal IP cases, including one before the U.S. Supreme Court regarding the scope of protection for product trade dress, and has served as lead counsel for clients that are both asserting and defending against IP claims.
Clients discriminated against or treated unfairly because of their trade union activities have found in Bernie a supportive and effective champion.
Our Sydney partners have represented clients in some of Australia's largest and most complex corporate collapses, crises, disasters, and class actions, including HIH, World Trade Center litigation, Ensham Resources, Babcock & Brown liquidation proceedings, the James Hardie Royal Commission, a class action against the Bank of Queensland and currently running six class actions in the Supreme Court of NSW against vehicle manufacturers arising out of the Takata airbags recalls; as well as presently (as a matter of public record): Arup Pty Ltd, Aurizon, Forge Group, ICICI Bank, NuCoal Ltd, South32, Macquarie Bank, Deloitte, and Viva Energy (amongst others).
Representation of cookie and cracker manufacturer in trade secrets claim against former employee and his new employer — a competitor of our client.
LNT & Partners acted for Unilever Asia Private and Unilever Vietnam International in a dispute resolution case against Chan Thuan Thanh Plastic Mechanical Trading (CTT) concerning the client's decision to terminate a purchasing agreement with CTT because of underperformance.
Our Advertising & Marketing Litigation attorneys have deep knowledge of the different falsity and substantiation standards that apply in investigations and litigations before the Federal Trade Commission, state and local government agencies, the National Advertising Division and all kinds of private civil litigation, as well as the procedural ins and outs and best tactics to help defend our clients» advertising and marketing against each type of challenge.
The attorneys of the Trade Secrets, Computer Fraud, & Non-Competes practice group of Seyfarth Shaw LLP protect and defend clients against those who improperly handle proprietary information, violate non-compete agreements, improperly solicit customers or remove electronic data from businesses, and raid employees.
She is currently representing a group of clients against IG, a FTSE 250 spread betting company, in relation to IG's handling of their EUR / CHF trades on 15 January 2015 after the Swiss National Bank removed the «floor» exchange rate of 1.20 Swiss francs per Euro.
We have both conducted internal investigations regarding and defended clients against, allegations of health care, securities and government contract fraud; the Foreign Corrupt Practices Act («FCPA»), Corruption, Money Laundering and Trade Sanctions, Economic Espionage and Trade Secrets, Tax Evasion, Fraud, Asset Forfeiture, Employment and Immigration Issues, Environmental Violations, Anti-Kickback Statute and False Claims Act, and Criminal Antitrust Price Fixing.
The ban will keep the firm's nearly 17,000 financial advisers from suggesting Bitcoin - related investments and advises against client requests to invest and trade in the cryptocurrency, which has a history of fluctuating wildly despite producing massive gains over the past year.
It was pioneered by such companies as the New Zealand - based Bitcoinica, which offered its clients the option to bet for or against bitcoin price rises, and ICBIT.se, created by Russian programmers and allowing to trade bitcoin futures.
It turns out that was the same day one of the largest brokerages trading the futures, Interactive Brokers, began allowing clients to short, or bet against, the futures.
In addition to the buck, the company's client base will be able to trade the No. 1 digital currency against the Euro (BTC / EUR), British pound (BTC / GBP) and Australian dollar (BTC / AUD).
● Token holders (including strategic investors and miners) seeking to post their assets as collateral in order to free up capital or earn income; ● Speculators and market - makers aiming to benefit from price volatility and to capture arbitrage opportunities; ● Early post-crowdsale entities with idle crypto assets, that could be lent against collateral, providing income generation; ● Tokenomy - powered / Tokenomy - anchored businesses demanding liquidity and liquidity management tools to deploy liquidity surpluses, or to cover liquidity gaps; ● Crypto investment funds seeking interest income through the lending of their portfolio assets (while retaining exposure); ● Crypto exchanges looking to provide more trading options to their clients.
Although the CEO of JPMorgan has taken a skeptical stance against the decentralized cryptocurrency, news has emerged that JPMorgan may plan to offer its clients the option to trade Bitcoin futures on their platform.