Sentences with phrase «trading advice firm»

Throwing a tire into the dumpster fire was a preliminary injunction handed down yesterday by Judge Jack B. Weinstein, ruling against a cryptocurrency trading advice firm in a case brought by the Commodity Futures Trading Commission.

Judge Jack B. Weinstein, who has served in New York's Eastern District since 1967, filed a 79 - page preliminary injunction against a cryptocurrency trading advice firm that stands accused of fraud.

Not exact matches

GrowthCap is a trade name for GrowthCap, LLC and its subsidiaries and other affiliates which include: GrowthCap Partners, LLC, a Delaware limited liability company, registered broker - dealer and FINRA and SIPC member firm, which provides independent financial advice on private placements, mergers, acquisitions, financial restructurings and similar corporate finance matters, and financial advisory.

Many firms adapted by eschewing commission - based business (as trade execution became commoditized) and migrating toward the fee - based advice model that has taken over the wealth management industry.

We serve both established and emerging participants in this space, providing transactional, regulatory and strategic advice to private equity and venture capital firms, asset managers and funds, broker - dealers, banking institutions, start - up companies, lending platforms, payment companies, trading systems, technology companies, financial services providers, virtual currency companies, and card issuers and networks.

MoneyShow attracts the smartest investing and trading minds from major markets worldwide, including experts from institutional research firms, as well as top portfolio managers, who share their advice through a variety of platforms.

A wide range of services are available, from the full - service brokerage firm which offers advice, opinions and a personal investing relationship to a discount brokerage that will simply execute the trade for you with no questions asked or opinions offered.

Registration as a CTA is required by the National Futures Association for individuals or firms who provide advice on commodities trading, unless one of the following requirements are met: advice is given to a maximum of 15 people over the past 12 months and the individual / firm does not hold itself to the public as a CTA; the individual / firm is engaged in one of a number of businesses or professions listed in the Commodity Exchange Act or is registered in another capacity and the advice given in relation to commodities investing is incidental to the individuals profession or the firm's principal business; or the advice being provided is not based on knowledge of or targeted directly to a customer's commodity interest account.

This blog was started to help students and lawyers at firms who want to create unconventional practices and to provide a place for solos to trade advice and tout their successes.

London partner Aline Doussin joins transatlantic firm amid upturn in Brexit - related demand for trade advice

[5] Other examples are not so commonly predicted (if, indeed, they are predicted at all), yet are no less significant: business models that facilitate free legal services, the use of non-legal (notably industry and business) knowledge and experience to increase client trust in and comfort with the firm and with legal services more generally, the collection of knowledge about the legal issues of individual clients in the same industry for use by a trade association to assist and defend the rights of all in that industry on a collective basis, a severely injured client's reassurance and comfort in knowing that in selecting a certain legal services provider the client is not just receiving highly specialized advice but also benefitting an association that helps others with the same type of severe injury, the development of a legal research establishment for experimentation with different ways of providing legal services.

The joint operation with FenXun Partners, which is government by the laws of the Shanghai free trade zone, means the two firms can work more closely together to provide clients with a one - stop shop for both Chinese and international law advice.

Provided advice to one of the world's largest professional services firms (traded on the TSX stock exchange) on its overall strategy for implementing the «binding corporate rules» developed by the Working Group on Article 29 of the European Union.

Provided advice respecting questions dealing with human resources and the protection of privacy for various clients, including one of the largest automobile manufacturers; a Canadian leader in consumer products; a leading company in Analog and Digital Television, High - Speed Internet and Telephone services; one of the world's largest professional services firms traded on the TSX stock exchange; one of the world's largest professional services firms, as well as a multinational corporation working in the biopharmaceutical sector.

Two brothers, Dan and Stefan Brodie, founders of Purolite Corp., allege they were criminally prosecuted for following the firm's advice that they were free to trade with Cuba.

Dechert LLP's «cutting - edge and innovative advice» on Brexit - related issues stems from «its genuine expertise in trade and EU law»; it is «the go - to firm» in this space.

Our Financial Regulation team provides regulatory advice for a wide range of financial institutions, including government bodies, banks, securities firms, investment managers, alternative asset managers, custodians, building societies, life and non-life insurance companies, reinsurers, electronic trading platforms, stockbrokers, corporate financiers, retail intermediaries, pension houses, payment services firms and peer - to - peer lending firms.

Specifically, the firm took issue with Trade Mark Direct's website claiming that it was the «UK's No. 1 Trade Mark Service», «the UK's leading trade mark advice and registration company» and «the no. 1 firm in the UK», as well as a statement on the site which stated: «We file and register more UK trade mark applications than any other firm as we have done in each of the last 3 yTrade Mark Direct's website claiming that it was the «UK's No. 1 Trade Mark Service», «the UK's leading trade mark advice and registration company» and «the no. 1 firm in the UK», as well as a statement on the site which stated: «We file and register more UK trade mark applications than any other firm as we have done in each of the last 3 yTrade Mark Service», «the UK's leading trade mark advice and registration company» and «the no. 1 firm in the UK», as well as a statement on the site which stated: «We file and register more UK trade mark applications than any other firm as we have done in each of the last 3 ytrade mark advice and registration company» and «the no. 1 firm in the UK», as well as a statement on the site which stated: «We file and register more UK trade mark applications than any other firm as we have done in each of the last 3 ytrade mark applications than any other firm as we have done in each of the last 3 years.

We provide and implement strategic advice on a wide range of IP issues, and file more than 5,750 UK, European and international patent and trade mark applications each year; in 2016 we filed the joint highest number of European Patent applications among all European Patent Attorney firms.

They also seek to promote collaboration in international trade issues, and provide a global reach to smaller firms that can provide more cost - effective advice.

The head of the intellectual property team, Simon Miles, is also a UK and European Trade Mark Attorney, and with a blend of solicitors and attorneys the firm is able to offer expert advice in relation to brands.