Sentences with phrase «trading charges stemming»

A Florida man has agreed to pay $ 278,773 to settle U.S. Securities and Exchange Commission insider trading charges stemming from Apple's purchase of his employer, mobile security company AuthenTec.

Not exact matches

Two partners at the hedge fund Deerfield Management and two others were found guilty on Thursday of charges stemming from what prosecutors have described as an insider trading scheme based on leaks from within a federal healthcare agency.

NEW YORK (Reuters)- Two partners at the hedge fund Deerfield Management and two others were found guilty on Thursday of charges stemming from what prosecutors have described as an insider trading scheme based on leaks from within a federal healthcare agency.

Registered investment adviser Structured Portfolio Management, L.L.C. and two affiliated investment advisers have agreed to settle SEC charges stemming from allegedly inadequate compliance policies and procedures that resulted in improper trade allocations among the funds they advised and failure to disclose a change of strategy to fund investors.

That's why, the ministry says, the federal government agreed with the 2011 Energy Package to introduce compensatory arrangements for businesses competing at a global level, including measures to offset increases in the price of power stemming from the EU's carbon emissions trade, and a cap on their renewables allocation charge.

Two partners at the hedge fund Deerfield Management and two others were found guilty on Thursday of charges stemming from what prosecutors have described as an insider trading scheme based on leaks from within a federal healthcare agency.