Sentences with phrase «trading in securities in»

Not exact matches

British bank Barclays recently started issuing exchange - traded notes on the NYSE Arca exchange (similar to ETFs, only they are derivatives guaranteed by the bank rather than invested in the underlying securities) that track a Women in Leadership index of U.S. companies whose CEOs are women or whose boards are at least one - quarter female.

J.P. Morgan (jpm) and many of its competitors have invested millions of dollars in the technology in hopes that it can be adapted to simplify and lower the costs of processes such as securities settlement, loan trading and international money transfers.

In theory, the U.S. Commerce Department's move earlier this week to slap a seven - year ban on the sale of American products to ZTE Corp., China's second - largest telecommunications equipment manufacturer, was all about national security and had nothing to do with trade.

Trump has invoked a 1962 trade law to erect protections for U.S. steel and aluminum producers on national security grounds, amid a worldwide glut of both metals that is largely blamed on excess production in China.

Mutual funds have traditionally invested in baskets of publicly traded securities, which collectively make up the fund's net asset value, or daily share price.

Its backers are financial markets insiders who have become frustrated by the state of affairs today and want to see more competition in securities trading.

In conjunction with the fall announcement of a foreign trade and investment protection agreement (FIPA) with China, Canadians will also have increased access to Chinese securities and investment opportunities.

The security breach comes two months after Bitfinex was ordered to pay a $ 75,000 fine by the U.S. Commodity and Futures Trading Commission in part for offering illegal off - exchange financed commodity transactions in bitcoin and other digital currencies.

And the default rate of junk - rated «leveraged loans» - loans that are traded like securities or that are packaged into Collateralized Loan Obligations - rose to 2.6 % in Q1, up from 2.4 % in Q4.

The U.S. Securities and Exchange Commission yesterday suspended trading in the stock of a small business called The Crypto Company, citing concerns about the «accuracy and adequacy» of information it provided about marketing costs and insiders» plans to sell shares.

GBTC bills itself as the first publicly traded security «solely invested in and deriving value from the price of bitcoin,» according to trust creator Grayscale.

In a joint op - ed in the New York Times, Swensen, a former Wall Streeter, and Jonathan Macey, a professor of securities law at Yale, said trades are supposed to be executed on the exchange that offers the lowest price and quickest transaction timIn a joint op - ed in the New York Times, Swensen, a former Wall Streeter, and Jonathan Macey, a professor of securities law at Yale, said trades are supposed to be executed on the exchange that offers the lowest price and quickest transaction timin the New York Times, Swensen, a former Wall Streeter, and Jonathan Macey, a professor of securities law at Yale, said trades are supposed to be executed on the exchange that offers the lowest price and quickest transaction time.

Within a framework of sustainable development — including a cap - and - trade system and thorough environmental assessments — New Democrats would prioritize our own energy security and with it the creation of high - paying, value - added jobs, refining and upgrading our own natural resources right here in Canada — just as other resource - rich developed nations like Norway already have.

The company's principals attended countless trade shows to generate brand awareness, and even signed up for a few trade missions organized by Canadian consulates in Boston and Washington D.C. Targeting government contracts, Novolker's team looked into obtaining U.S. security clearances and getting Prospero listed on a registry of approved suppliers.

In all other US securities, NYSE American charges a small fee to both sides of the trade.

His clients include executives and business leaders in a broad range of industries, including all varieties of financial services (securities and commodities trading and sales, banking, investment and hedge funds), automobile manufacturing and sales, professional sports agency, pharmaceuticals, and high technology.

«With it ends a 70 - year geopolitical era of Pax Americana, one in which globalization and Americanization were tightly linked, and American hegemony in security, trade, and promotion of values provided guardrails for the global economy,» they continued.

Earlier this month, the Commerce Department recommended imposing heavy tariffs or quotas on foreign producers of steel and aluminum in the interest of national security, following a trade investigation of imports.

And if the U.S. invokes the national security argument to get out of World Trade Organization rules on tariffs — rules we led the way in creating — what's to stop the rest of the world from doing the same thing?

«The cost of a trade war will be tremendous and it will make everyone unhappy,» Junichi Makino, chief economist at SMBC Nikko Securities in Tokyo, said in a report on Friday.

Trading in all listed securities had already been occurring on the NYSE's electronic platform, known as NYSE - Arca, and on the old American Stock Exchange, now known as NYSE - American.

Before coming to Florida last week to talk trade, plan out East Asian security and play a round of golf, Japan's Prime Minister Shinzo Abe kicked off in Tokyo a series of meetings with China's visiting State Councillor Wang Yi.

The NYSE floor began to allow trading in all listed securities (including those listed on Nasdaq) on April 9 of this year.

Recent new customers include United Nations International schools and 1 World Trade Center Observatory in New York City, its first corporate security customer.

«In securities trading,» he said, «it currently takes several days to transfer assets, thereby increasing counterparty risk.

Even as China shutters Bitcoin exchanges and the U.S. Securities and Exchange Commission signals heavier scrutiny of initial coin offerings, clients of trading giant Goldman Sachs are still trying to get in on the cryptocurrency trade.

In a separate hearing on ICOs in Congress last week, Mike Lempres, chief legal and risk officer for cryptocurrency exchange Coinbase, said the company does not trade ICO tokens because it «can not take the risk of inadvertently trading an asset that is later found to be a security.&raquIn a separate hearing on ICOs in Congress last week, Mike Lempres, chief legal and risk officer for cryptocurrency exchange Coinbase, said the company does not trade ICO tokens because it «can not take the risk of inadvertently trading an asset that is later found to be a security.&raquin Congress last week, Mike Lempres, chief legal and risk officer for cryptocurrency exchange Coinbase, said the company does not trade ICO tokens because it «can not take the risk of inadvertently trading an asset that is later found to be a security.»

In addition to launching the digital coin - trading platform, Byrne said he is in contact with two countries about launching an overseas trading platform for coins that are considered «utility» tokens rather than «securities.&raquIn addition to launching the digital coin - trading platform, Byrne said he is in contact with two countries about launching an overseas trading platform for coins that are considered «utility» tokens rather than «securities.&raquin contact with two countries about launching an overseas trading platform for coins that are considered «utility» tokens rather than «securities.»

SecondMarket is the largest centralized marketplace and auction platform for illiquid assets, such as asset - backed securities, auction - rate securities, bankruptcy claims, collateralized debt obligations, limited partnership interests, private company stock, residential and commercial mortgage - backed securities, restricted securities and block trades in public companies, and whole loans.

On or about the same day, CASPERSEN transferred $ 8 million from the Fake PHG Account to his brokerage account, in order to execute trades in securities for his own benefit, largely in SPY options.

Salman was convicted of conspiracy and securities fraud charges arising from insider trading and sentenced in 2014 to three years in prison.

Instead, CASPESEN used investor funds for purposes that investors had not authorized, including to make securities trades in his own brokerage account and to make periodic interest payments to earlier investors.

China is reportedly moving to avert a trade war, by speeding up the finalization of new rules that would let foreign financial groups take majority stakes in Chinese securities companies, and by offering to buy more semiconductors from the U.S. as opposed to South Korea and Taiwan.

«Too often, consumers don't have the basic facts they need to assess the fairness, integrity, and security of these trading platforms,» said Schneiderman in a statement.

This, the office which Rudy Giuliani led to national prominence with his late - 1980s busts of junk - bond king Michael Milken, Ivan Boesky, and the Drexel Burnham insider - trading ring, is one of the few outfits in the country that even know how to prosecute complex securities crimes.

With jurisdiction over every constituent in the securities trade, from brokers to mutual funds to accountants to corporate filers, it would seem to be the voice of Oz.

In an amended filing with the U.S. Securities and Exchange Commission, Spotify said it expected current shareholders to sell up to 55.7 million ordinary shares when the stock begins trading on the New York Stock Exchange on April 3.

Cornyn said the Trump administration's rationale for the tariffs — that cheap imports threaten the nation's national security — establishes a slippery slope that could end in trade partners using the same argument to tax U.S. exports.

But he does acknowledge that the securities group refers a couple of hundred suspected insider - trading cases to its higher - ups in the regulatory chain.

In its simplest form, an ETF is a security that trades like a conventional stock on an equity exchange.

«It didn't all happen at once - each attack affected firms differently,» said Karl Schimmeck, vice president of Financial Services Operations at the Securities Industry and Financial Markets Association (SIFMA), a Wall Street trade group that oversaw the event in conjunction with Deloitte & Touche LLP.

SINGAPORE, April 24 - Southeast Asian leaders will focus on trade wars, the crisis in Myanmar and security tensions in the disputed South China Sea at a summit this weekend, but it's highly unlikely there will be any headline - grabbing progress on the issues.

«In order to trade securities, they need to be a broker - dealer,» said Jerry Brito, executive director at Coin Center, a digital currency advocacy group based in Washington, D.C. «I could imagine [Coinbase] could sell a number of other tokens» with the licensIn order to trade securities, they need to be a broker - dealer,» said Jerry Brito, executive director at Coin Center, a digital currency advocacy group based in Washington, D.C. «I could imagine [Coinbase] could sell a number of other tokens» with the licensin Washington, D.C. «I could imagine [Coinbase] could sell a number of other tokens» with the license.

President Donald Trump's recent actions, from controversial trade tariffs to installing John Bolton as national security advisor, could hurt U.S. foreign policy goals in North Korea and Iran.

Market Makers also provide another service in periods of high volatility: if the market exerts upward or downward pressure on a security during a trading session, the Market Maker will mitigate the pressure by absorbing some of the orders, thereby limiting excessive price swings.

The start - up met with Securities and Exchange Commission officials in recent weeks to discuss registering as a licensed brokerage and electronic - trading venue, The Wall Street Journal reported Friday, citing sources familiar with the situation.

Over that same five - year period in Guerrero, «the heroin trade has become extremely lucrative,» according to Mexican security analyst and El Daily Post editor Alejandro Hope.

That approach is at least as important for small companies as big ones, says Larry Clinton, chief operating officer of the Internet Security Alliance, a nonprofit trade association based in Arlington, Va..

Brainard conceded that, «there may be some deterioration in the resilience of liquidity at times of stress, along with a greater incidence of outsized intraday price movements,» adding that, «Relatedly, liquidity appears to be more segmented based on the characteristics of the securities being traded and the underlying structure of the markets in which they are traded.»

The Securities and Exchange Commission has halted trading in shares of UBI Blockchain Internet, a Hong Kong - based company, citing potentially inaccurate information in its disclosures to the regulator and unusual and unexplained market activity in the stock since November.