Sentences with phrase «trading in security futures»

Trading in security futures contracts prior to the opening or after the close of the primary market for the underlying security may be less liquid than trading during regular market hours.

The protections for funds deposited or earned by customers in connection with trading in security futures contracts differ depending on whether the positions are carried in a securities account or a futures account.

Whether day trading in security futures contracts or other securities, investors engaging in a day trading strategy face a number of risks.

In certain circumstances, regulated exchanges are required by law to halt trading in security futures contracts.

These rules may, for example, permit only liquidating trades in security futures contracts that no longer satisfy the listing standards.

Not exact matches

The security breach comes two months after Bitfinex was ordered to pay a $ 75,000 fine by the U.S. Commodity and Futures Trading Commission in part for offering illegal off - exchange financed commodity transactions in bitcoin and other digital currencies.

Trump appeared to undermine the U.S. national security argument on Monday by tweeting that the tariffs would «come off» Mexico and Canada if they agreed a «fair» new deal in talks on the future of the North American Free Trade Agreement (NAFTA).

Chinese - language reports in Hong Kong in March said the Securities and Futures Commission, the main stock market regulator, had requested the trading records of Meitu from local stockbrokers on three occasions since December, when it raised $ 629 million in an initial public offering.

The CLC paper calls on Canada to play a role in creating a co-ordinated international response to the crisis that features re-regulation of both local and cross-border transactions and the imposition of a small transaction tax on all securities trading, including commodity futures.

The FTC's blockchain working group parallels similar moves by the Securities and Exchange Commission (SEC), which previously established a distributed ledger technology (DLT) working group, and by the Commodity Futures Trading Commission (CFTC), which created subcommittees on DLT and virtual currencies in February 2018.

Overseeing Regulatory Bodies: Commodity Futures Trading Commission (CFTC) and National Futures Association (NFA) in the United States, the Financial Conduct Authority (FCA) in the United Kingdom, the Financial Services Agency (FSA) in Japan, the Securities and Futures Commission (SFC) in Hong Kong, the Monetary Authority of Singapore (MAS) in Singapore, the Australian Securities and Investments Commission (ASIC) in Australia, and the Cayman Islands Monetary Authority in Cayman Islands.

That was the message delivered to the heads of the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) Wednesday by three lawmakers and members of the Congressional Blockchain Caucus (CBC), a bipartisan group launched last year in a bid to support the technology and its interests on Capitol Hill.

In a September 2010 report, the Commodity Futures Trading Commission and the Securities and Exchange Commission fingered a single «fundamental seller» — easily identified as Waddell & Reed — as the culprit behind the crash.

The head of the Commodity Futures Trading Commission (CFTC) told Congress in February that every ICO was considered a security.

In what can only be viewed as a tussle for dominance in the space, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have each taken a number of stepIn what can only be viewed as a tussle for dominance in the space, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have each taken a number of stepin the space, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have each taken a number of steps.

In prepared testimony before the Senate Banking Committee, the heads of the Securities and Exchange Commission and Commodity Futures Trading Commission made no mention of a major regulatory shakeup.

Nikkei futures trading started in Osaka Securities Exchange in 1988 and the Nikkei stock average peaked in end - 1989.

«Central bank digital currencies could help make settling trades of securities and foreign exchange more efficient in the future.

Though we don't have an apples to apples comparison for cryptocurrencies, we can look at how the Japanese stock markets were affected by the introduction of Nikkei futures trading in Osaka Securities Exchange.

In a strongly worded release, the Commodity Futures Trading Commission (CFTC) on Thursday urged investors not to participate in pump - and - dumps, which are classified as a form of security frauIn a strongly worded release, the Commodity Futures Trading Commission (CFTC) on Thursday urged investors not to participate in pump - and - dumps, which are classified as a form of security frauin pump - and - dumps, which are classified as a form of security fraud.

The Aerospace Industries Association, a trade organization for the aerospace and defense industry, recognizes this challenge: the AIA's Commission on the Future of the U.S. Aerospace Industry recommends «that the nation immediately reverse the decline in, and promote the growth of, a scientifically and technologically trained U.S. aerospace workforce,» adding that «the breakdown of America's intellectual and industrial capacity is a threat to national security and our capability to continue as a world leader.»

Morrison Cohen will also track the regulatory pronouncements of the Securities and Exchange Commission, Commodity Futures Trading Commission, Financial Industry Regulatory Authority, and the New York State Department of Financial Services, in addition to «other regulatory announcements» including those made by executive order.

The Development: Hong Kong's Securities and Futures Commission recently introduced additional regulatory measures, and seven cryptocurrency exchanges are under investigation for potential unlicensed trading in «securitiSecurities and Futures Commission recently introduced additional regulatory measures, and seven cryptocurrency exchanges are under investigation for potential unlicensed trading in «securitiessecurities.»

Recently, the U.S. Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) warned about the growing cases of scams in the crypto space.

Bitcoin Futures have been or will soon be launched by certain well - established futures and commodities exchanges in the United States which are regulated by the U.S. Commodity Futures Trading Commission and authorised by the Securities and Futures Commission («SFC») to provide automated trading seFutures have been or will soon be launched by certain well - established futures and commodities exchanges in the United States which are regulated by the U.S. Commodity Futures Trading Commission and authorised by the Securities and Futures Commission («SFC») to provide automated trading sefutures and commodities exchanges in the United States which are regulated by the U.S. Commodity Futures Trading Commission and authorised by the Securities and Futures Commission («SFC») to provide automated trading seFutures Trading Commission and authorised by the Securities and Futures Commission («SFC») to provide automated trading seTrading Commission and authorised by the Securities and Futures Commission («SFC») to provide automated trading seFutures Commission («SFC») to provide automated trading setrading services.

The chairman of the U.S. Commodity Futures Trading Commission (CFTC) and the Commissioner in the U.S. Securities and Exchange Commission (SEC) have remarked on cryptocurrencies at this week Milken Institute Global Conference.

Invests in shares of underlying funds — AFIS Blue Chip Income and Growth Fund and U.S. Government / AAA - Rated Securities Fund — while seeking to manage portfolio volatility and provide downside protection, primarily through the use of exchange - traded futures.

APEC clearly provides a critical mechanism to enhance Canada's regional engagement and bolster opportunities in Asia as a forum for economic growth, trade and investment with a region of the world that can provide dividends for Canada's future economic prosperity and security.

The Securities and Exchange Commission and the Commodity Futures Trading Commission convened an unusual joint panel of market practitioners, academics and former regulators who were brought together to address a broad range of regulatory issues in the wake of the May 6 «flash crash.»

The election will also have an important impact on the leadership at key financial regulatory agencies, especially the U.S. Securities and Exchange Commission (SEC) and the U.S. Commodity Futures Trading Commission (CFTC), along with the Department of Labor, which is increasingly active in regulating retirement products.

Cointelegraph in March reported on some senators who emerged with opinions concerning cryptocurrency and Blockchain following the hearing on digital currency that was held by two commissions; the Commodity Futures Trading Commission (CFTC) and US Securities and Exchange Commission's (SEC).

«In commerce, in trade, in security and above all in shared values, the union of England and Scotland continues to be good for England, good for Scotland and right for the future of Britain and so we should celebrate today with pride,» he saiIn commerce, in trade, in security and above all in shared values, the union of England and Scotland continues to be good for England, good for Scotland and right for the future of Britain and so we should celebrate today with pride,» he saiin trade, in security and above all in shared values, the union of England and Scotland continues to be good for England, good for Scotland and right for the future of Britain and so we should celebrate today with pride,» he saiin security and above all in shared values, the union of England and Scotland continues to be good for England, good for Scotland and right for the future of Britain and so we should celebrate today with pride,» he saiin shared values, the union of England and Scotland continues to be good for England, good for Scotland and right for the future of Britain and so we should celebrate today with pride,» he said.

On Monday, the largest public workers union, the CSEA, suspended all political endorsements and campaign contributions over the pension package, saying lawmakers traded the retirement security of future workers in exchange for new district lines, which were also passed in the all night session.

Daily price limits and trading halts of the E-Mini S&P MidCap 400 Stock Price Index futures contract shall be coordinated with trading halts of the underlying stocks listed for trading in the securities markets.

Once trading in the primary securities market resumes after an NYSE Rule 80B trading halt, trading on the E — Mini S&P MidCap 400 Index futures contract shall resume.

A firm or person engaged in soliciting or accepting and handling orders for the purchase or sale of futures contracts, subject to the rules of a futures exchange and, who, in connection with solicitation or acceptance of orders, accepts any money or securities to margin any resulting trades or contracts.

(B) «Credit repair services organization» does not include: (i) Any person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States; (ii) Any bank or savings and loan institution whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Savings Association Insurance Fund of the Federal Deposit Insurance Corporation; (iii) Any nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986; (iv) Any person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (v) Any person licensed to practice law in this state if the person renders services within the course and scope of his or her practice as an attorney; (vi) Any broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission if the broker - dealer is acting within the course and scope of those regulatory agencies; or (vii) Any consumer reporting agency as defined in the federal Fair Credit Reporting Act (15 U.S.C. 1681 - 1681t).

In addition to investing in foreign and emerging markets, asset allocation funds may be invested in: (1) exchange - traded funds; (2) futures, options and other derivatives; (3) non-investment grade securities; (4) precious metals and minerals companies; (5) real estate investment trusts; and (6) money market instrumentIn addition to investing in foreign and emerging markets, asset allocation funds may be invested in: (1) exchange - traded funds; (2) futures, options and other derivatives; (3) non-investment grade securities; (4) precious metals and minerals companies; (5) real estate investment trusts; and (6) money market instrumentin foreign and emerging markets, asset allocation funds may be invested in: (1) exchange - traded funds; (2) futures, options and other derivatives; (3) non-investment grade securities; (4) precious metals and minerals companies; (5) real estate investment trusts; and (6) money market instrumentin: (1) exchange - traded funds; (2) futures, options and other derivatives; (3) non-investment grade securities; (4) precious metals and minerals companies; (5) real estate investment trusts; and (6) money market instruments.

Once trading in the primary securities market resumes after an NYSE Rule 80B trading halt, trading on the CBOT DJIA (DJIA) Index ($ 10 Multiplier) futures contract shall resume.

Once trading in the primary securities market resumes after an NYSE Rule 80B trading halt, trading on the E — Mini S&P SmallCap 600 Index futures contract shall resume.

The Fund may engage in active and frequent trading of portfolio securities to achieve its investment objective... the Fund will invest in a portfolio of securities including: equities, debt, warrants, distressed, high - yield, convertible, preferred, when - issued... options, total return swaps, credit default swaps, credit default indexes, currency forwards, and futures... ETFs, ETNs and commodities.»

Daily price limits and trading halts of the CBOT DJIA Index ($ 10 Multiplier) futures contract shall be coordinated with trading halts of the underlying stocks listed for trading in the securities markets.

We offer you a trading account at our franchisee / sub broker house in INDIA INFOLINE or SMC GLOBAL SECURITIES LTD and we provide you daily 1 Nifty Future Miracle - 1 Nifty Option Miracle and 1 Jackpot cash call free for life time NIFTY FUTURE AND OPTION NIFTY MIRACLE NIFTY OPTION CALLS Your blog has good inFuture Miracle - 1 Nifty Option Miracle and 1 Jackpot cash call free for life time NIFTY FUTURE AND OPTION NIFTY MIRACLE NIFTY OPTION CALLS Your blog has good inFUTURE AND OPTION NIFTY MIRACLE NIFTY OPTION CALLS Your blog has good info...!

Daily price limits and trading halts of the Nasdaq 100 Index futures contract shall be coordinated with trading halts of the underlying stocks listed for trading in the securities markets.

Commodity Pool Operator (CPO) Individuals or firms in businesses similar to investment trusts or syndicates that solicit or accept funds, securities or property for the purpose of trading commodity futures contracts or commodity options.

Now, the underlying securities against which the ETF shares trade in the market could be actual stocks that form an index or they could be derivative securities like futures or swaps.

(1) The following shall be exempt from the Credit Services Organization Act: (a) A person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act, 12 U.S.C. 1701 et seq.; (b) A bank or savings and loan association whose deposit or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or a subsidiary of such a bank or savings and loan association; (c) A credit union doing business in this state; (d) A nonprofit organization exempt from taxation under section 501 (c)(3) of the Internal Revenue Code; (e) A person licensed as a real estate broker or salesperson under the Nebraska Real Estate License Act acting within the course and scope of that license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 - 1217.

In addition to securities and futures, the connectivity gateway will also allow trading in forex, CFDs, and precious metalIn addition to securities and futures, the connectivity gateway will also allow trading in forex, CFDs, and precious metalin forex, CFDs, and precious metals.

Insofar as one labors under the assumption that the goal of security analysis ought to be predicting what the price performance of a publicly - traded common stock will be in the immediate future, conventional security analysis seems to be applying an appropriate emphasis to a primacy of the income account approach, as reported for GAAP purposes.

The bottom line is that Canadians need to trade some comfort now for security in the future.