Sentences with phrase «trading in the securities of»

If granted, the MCTO should not affect the ability of other shareholders to trade in the securities of the company.

The ISA statement further said, «The Authority's stance follows exceptional trading in the securities of companies on the TASE that have announced in recent months their intention of doing business in the cryptocurrencies sector.

«The Commission temporarily suspended trading in the securities of ARSC because of questions that have arisen regarding publicly available information about the company in press releases on OTCMarkets.com, dated August 1, and August 8, 2017, concerning, among other things, the company's business transition to the cryptocurrency markets and early adoption of blockchain technology.»

The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above - listed company,» the SEC said.

«The Commission temporarily suspended trading in the securities of CIAU because of questions regarding the accuracy of assertions by CIAU in press releases to investors concerning, among other things, the activities of the company with respect to business plans in the telecommunications industry and plans for an Initial Coin Offering or ICO.»

The enforcement division of the SEC stated; «The Commission temporarily suspended trading in the securities of CIAU because of questions regarding the accuracy... Read More

The Securities and Exchange Commission (SEC) announced «the public interest and the protection of investors require a suspension of trading in the securities of The Crypto...

Not exact matches

British bank Barclays recently started issuing exchange - traded notes on the NYSE Arca exchange (similar to ETFs, only they are derivatives guaranteed by the bank rather than invested in the underlying securities) that track a Women in Leadership index of U.S. companies whose CEOs are women or whose boards are at least one - quarter female.

J.P. Morgan (jpm) and many of its competitors have invested millions of dollars in the technology in hopes that it can be adapted to simplify and lower the costs of processes such as securities settlement, loan trading and international money transfers.

In theory, the U.S. Commerce Department's move earlier this week to slap a seven - year ban on the sale of American products to ZTE Corp., China's second - largest telecommunications equipment manufacturer, was all about national security and had nothing to do with trade.

Trump has invoked a 1962 trade law to erect protections for U.S. steel and aluminum producers on national security grounds, amid a worldwide glut of both metals that is largely blamed on excess production in China.

Mutual funds have traditionally invested in baskets of publicly traded securities, which collectively make up the fund's net asset value, or daily share price.

Its backers are financial markets insiders who have become frustrated by the state of affairs today and want to see more competition in securities trading.

In conjunction with the fall announcement of a foreign trade and investment protection agreement (FIPA) with China, Canadians will also have increased access to Chinese securities and investment opportunities.

And the default rate of junk - rated «leveraged loans» - loans that are traded like securities or that are packaged into Collateralized Loan Obligations - rose to 2.6 % in Q1, up from 2.4 % in Q4.

The U.S. Securities and Exchange Commission yesterday suspended trading in the stock of a small business called The Crypto Company, citing concerns about the «accuracy and adequacy» of information it provided about marketing costs and insiders» plans to sell shares.

GBTC bills itself as the first publicly traded security «solely invested in and deriving value from the price of bitcoin,» according to trust creator Grayscale.

In a joint op - ed in the New York Times, Swensen, a former Wall Streeter, and Jonathan Macey, a professor of securities law at Yale, said trades are supposed to be executed on the exchange that offers the lowest price and quickest transaction timIn a joint op - ed in the New York Times, Swensen, a former Wall Streeter, and Jonathan Macey, a professor of securities law at Yale, said trades are supposed to be executed on the exchange that offers the lowest price and quickest transaction timin the New York Times, Swensen, a former Wall Streeter, and Jonathan Macey, a professor of securities law at Yale, said trades are supposed to be executed on the exchange that offers the lowest price and quickest transaction time.

Within a framework of sustainable development — including a cap - and - trade system and thorough environmental assessments — New Democrats would prioritize our own energy security and with it the creation of high - paying, value - added jobs, refining and upgrading our own natural resources right here in Canada — just as other resource - rich developed nations like Norway already have.

The company's principals attended countless trade shows to generate brand awareness, and even signed up for a few trade missions organized by Canadian consulates in Boston and Washington D.C. Targeting government contracts, Novolker's team looked into obtaining U.S. security clearances and getting Prospero listed on a registry of approved suppliers.

In all other US securities, NYSE American charges a small fee to both sides of the trade.

His clients include executives and business leaders in a broad range of industries, including all varieties of financial services (securities and commodities trading and sales, banking, investment and hedge funds), automobile manufacturing and sales, professional sports agency, pharmaceuticals, and high technology.

«With it ends a 70 - year geopolitical era of Pax Americana, one in which globalization and Americanization were tightly linked, and American hegemony in security, trade, and promotion of values provided guardrails for the global economy,» they continued.

Earlier this month, the Commerce Department recommended imposing heavy tariffs or quotas on foreign producers of steel and aluminum in the interest of national security, following a trade investigation of imports.

And if the U.S. invokes the national security argument to get out of World Trade Organization rules on tariffs — rules we led the way in creating — what's to stop the rest of the world from doing the same thing?

«The cost of a trade war will be tremendous and it will make everyone unhappy,» Junichi Makino, chief economist at SMBC Nikko Securities in Tokyo, said in a report on Friday.

Before coming to Florida last week to talk trade, plan out East Asian security and play a round of golf, Japan's Prime Minister Shinzo Abe kicked off in Tokyo a series of meetings with China's visiting State Councillor Wang Yi.

The NYSE floor began to allow trading in all listed securities (including those listed on Nasdaq) on April 9 of this year.

Even as China shutters Bitcoin exchanges and the U.S. Securities and Exchange Commission signals heavier scrutiny of initial coin offerings, clients of trading giant Goldman Sachs are still trying to get in on the cryptocurrency trade.

In a separate hearing on ICOs in Congress last week, Mike Lempres, chief legal and risk officer for cryptocurrency exchange Coinbase, said the company does not trade ICO tokens because it «can not take the risk of inadvertently trading an asset that is later found to be a security.&raquIn a separate hearing on ICOs in Congress last week, Mike Lempres, chief legal and risk officer for cryptocurrency exchange Coinbase, said the company does not trade ICO tokens because it «can not take the risk of inadvertently trading an asset that is later found to be a security.&raquin Congress last week, Mike Lempres, chief legal and risk officer for cryptocurrency exchange Coinbase, said the company does not trade ICO tokens because it «can not take the risk of inadvertently trading an asset that is later found to be a security.»

Salman was convicted of conspiracy and securities fraud charges arising from insider trading and sentenced in 2014 to three years in prison.

China is reportedly moving to avert a trade war, by speeding up the finalization of new rules that would let foreign financial groups take majority stakes in Chinese securities companies, and by offering to buy more semiconductors from the U.S. as opposed to South Korea and Taiwan.

«Too often, consumers don't have the basic facts they need to assess the fairness, integrity, and security of these trading platforms,» said Schneiderman in a statement.

This, the office which Rudy Giuliani led to national prominence with his late - 1980s busts of junk - bond king Michael Milken, Ivan Boesky, and the Drexel Burnham insider - trading ring, is one of the few outfits in the country that even know how to prosecute complex securities crimes.

With jurisdiction over every constituent in the securities trade, from brokers to mutual funds to accountants to corporate filers, it would seem to be the voice of Oz.

But he does acknowledge that the securities group refers a couple of hundred suspected insider - trading cases to its higher - ups in the regulatory chain.

«It didn't all happen at once - each attack affected firms differently,» said Karl Schimmeck, vice president of Financial Services Operations at the Securities Industry and Financial Markets Association (SIFMA), a Wall Street trade group that oversaw the event in conjunction with Deloitte & Touche LLP.

«In order to trade securities, they need to be a broker - dealer,» said Jerry Brito, executive director at Coin Center, a digital currency advocacy group based in Washington, D.C. «I could imagine [Coinbase] could sell a number of other tokens» with the licensIn order to trade securities, they need to be a broker - dealer,» said Jerry Brito, executive director at Coin Center, a digital currency advocacy group based in Washington, D.C. «I could imagine [Coinbase] could sell a number of other tokens» with the licensin Washington, D.C. «I could imagine [Coinbase] could sell a number of other tokens» with the license.

Market Makers also provide another service in periods of high volatility: if the market exerts upward or downward pressure on a security during a trading session, the Market Maker will mitigate the pressure by absorbing some of the orders, thereby limiting excessive price swings.

That approach is at least as important for small companies as big ones, says Larry Clinton, chief operating officer of the Internet Security Alliance, a nonprofit trade association based in Arlington, Va..

Brainard conceded that, «there may be some deterioration in the resilience of liquidity at times of stress, along with a greater incidence of outsized intraday price movements,» adding that, «Relatedly, liquidity appears to be more segmented based on the characteristics of the securities being traded and the underlying structure of the markets in which they are traded.»

The Securities and Exchange Commission has halted trading in shares of UBI Blockchain Internet, a Hong Kong - based company, citing potentially inaccurate information in its disclosures to the regulator and unusual and unexplained market activity in the stock since November.

What's so remarkable about the staff of a developer of securities - trading software with $ 13 million in revenues taking daily milk - and - cookies breaks?

In Joe Castaldo's feature about Aequitas — Canada's newest securities marketplace, launching on March 27 — he explains the basics of how high - frequency trading works:

U.S. Securities and Exchange Commission temporarily suspends trading in shares of The Crypto Co. on concerns about «accuracy and adequacy» of information about the company.

Relatedly, liquidity appears to be more segmented based on the characteristics of the securities being traded and the underlying structure of the markets in which they are traded.

The U.S. Securities and Exchange Commission is investigating trading activity in shares of Longfin, a tiny stock that surged astronomically in December after the firm announced a cryptocurrency - related acquisition, the company disclosed late Monday.

In its notice, the Canadian agency also warned cryptocurrency exchanges, where the tokens created in an ICO can be exchanged for popular cryptocurrencies like bitcoin or Ethereum, that their business could fall within the ambit of securities tradinIn its notice, the Canadian agency also warned cryptocurrency exchanges, where the tokens created in an ICO can be exchanged for popular cryptocurrencies like bitcoin or Ethereum, that their business could fall within the ambit of securities tradinin an ICO can be exchanged for popular cryptocurrencies like bitcoin or Ethereum, that their business could fall within the ambit of securities trading.

Wells Fargo Securities forced LJM to unwind its portfolio in «a series of catastrophic trades that locked in the portfolio's primarily unrealized losses and made them real,» LJM said in the filing.

But in the markets, the notion of what is public and what is private and what can and can not be shared is rooted in the legal constructs of the securities laws surrounding insider trading and Regulation FD.