Sentences with phrase «trading securities when»

Dealer Trading Account Loss represents losses on trading securities when a bank is engaged in securities brokerage services through its subsidiaries.

Dealer Trading Account Profit represents profits on trading securities when a bank is engaged in securities brokerage services through its subsidiaries.

Not exact matches

Maple not only ended up with TMX but also snapped up the Canadian Depository for Securities (a clearing house) and Alpha — the only substantial competitor to TMX when it came to trading.

In an amended filing with the U.S. Securities and Exchange Commission, Spotify said it expected current shareholders to sell up to 55.7 million ordinary shares when the stock begins trading on the New York Stock Exchange on April 3.

When a publicly traded company experiences a significant event, federal securities law requires it to disclose this to investors.

A separate panel looks at liability when things do go wrong, Eric Hibbard, CTO for security and privacy at the Federal Trade Commission, will examine emerging theories of liability for manufacturers and vendors when a hacked device turns fatal.

Chinese - language reports in Hong Kong in March said the Securities and Futures Commission, the main stock market regulator, had requested the trading records of Meitu from local stockbrokers on three occasions since December, when it raised $ 629 million in an initial public offering.

Liquidity risk: is a financial risk that can occur when a given financial asset, security, or commodity can not be traded quickly enough in the market to prevent or minimize a loss.

The US Securities and Exchange Commission (SEC) and the Commodities Futures Trading Commission (CFTC) had to classify and define cryptocurrency when they perceived it overlapping their individual mandates, like when Ether exchange - traded notes or bitcoin futures launched.

These types of conditional calls are normally related to the price involved in the security, and allow the company, if the trading price of the stock gets to be beyond a set range, to call in the security earlier than the agreed upon date when issuing them.

NEO has a unique market making program that ensures regular and reliable liquidity in listed securities and investment products, playing a vital role in supplying liquidity when it's needed the most and helping meet the trading demands of the long - term investors.

When market conditions favor wider diversification in the view of Hussman Strategic Advisors, Inc., the Fund's investment manager, the Fund may invest up to 30 % of its net assets in securities outside of the U.S. fixed - income market, such as utility and other energy - related stocks, precious metals and mining stocks, shares of real estate investment trusts («REITs»), shares of exchange - traded funds («ETFs») and other similar instruments, and foreign government debt securities, including debt issued by governments of emerging market countries.

For US Treasury securities, the estimated price impact rose sharply when markets were stressed in late 2008, underscoring how costly it was to execute trades even in one of the most liquid bond markets (Graph 1, right - hand panel).

Obstruction of justice designed to conceal any of the above - noted types of criminal conduct, particularly when the obstruction impedes the inquiries of the U.S. Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), other regulatory agencies, and / or law enforcement agencies.

The additional factors considered when determining any changes in fair value between the most recent valuation report and the grant dates included, when available, the prices paid in recent transactions involving our equity securities, as well as our operating and financial performance, current industry conditions and the market performance of comparable publicly traded companies.

This makes bonds a relatively heterogeneous asset class in which many securities are thinly traded.3 At the same time, institutional investors often hold assets to maturity and, when they do trade, do so in large amounts.

Also exempted from the ban are cases when a bank underwrites a securities offering, and for trading in U.S. government, state and local bonds.

Publicly traded securities (e.g. shares, bonds, mutual funds) can also be designated as your gift and are exempt from capital gains tax when bequeathed to the Foundation.

Canada is clearly in a different geopolitical situation from Australia when it comes to both economic and security relations with the US, but Canada still needs to invest in strengthening ties with Asia, starting with trade and investment, but going beyond economics to a broader overall commitment.

When it comes to defining what ICOs are, the SEC has said that they are securities, whereas, the U.S. Commodity Futures Trading Commission (CFTC) has defined them as commodities.

Baupost doesn't go short because unlike going long when you can take advantage of a drop in the value of an undervalued security by just buying more, if your short even though you may be right that it's worth less then the trading price you can still go broke.

When it comes to our trading platform, both our website and API are protected from attacks through our partnership with CloudFlare, one of the internet's leading online security firms.

Second, concerns about China's political culture / values (especially human rights) and security issues seem to be less of a factor in shaping public hesitancy around a free trade agreement when compared to certain economic considerations.

Broadly speaking, what Harbor claims to do is protect issuers and investors by making it easier for them to operate in accordance with securities, tax and other regulations when issuing and trading crypto - securities.

On the up side, when you trade in a margin account, you can typically borrow up to 50 % of the cost of any new securities.

When you trade in a cash account, your potential loss is limited to the amount you've invested, and since you own your securities outright, you get to decide when, or if, to sell tWhen you trade in a cash account, your potential loss is limited to the amount you've invested, and since you own your securities outright, you get to decide when, or if, to sell twhen, or if, to sell them.

The 2way peg security will first rely in a federation holding custody of bitcoins, and later switch to an automatic peg, when the community accepts the security trade - offs of the automatic peg.

The Johannesburg Stock Exchange applies a Securities Transfer Tax (STT) of 0.25 % when opening a stock position (on stock buy trades)- this tax is not applicable to Single Stock CFD trades.

To ensure a safe trading environment and to avoid potential 51 % attacks and transaction malleability, there will be increased security verifications when depositing BCC.

Despite these minor concessions, the T1135 is still an administrative burden, especially when considering that publicly traded foreign securities were very clearly reported to the CRA on behalf of taxpayers before the advent of the T1135.

Many exchanges that have suffered — including Mt. Gox, which experienced the most notorious exchange collapse — were built on unstable platforms with little security, due to their having been created when bitcoin trading was small and nascent.

(They can also emerge in other situations, such as when an ETF's trading hours don't match those of its underlying securities, as with some international funds.)

When valuable intellectual property, particularly trade secrets, is stolen through cyber espionage or other means, it poses a serious economic security problem for technology companies and hurts the U.S. innovation economy.

Volatility refers to the changes in price that securities undergo when trading.

When the Australian Securities Investment Commission was asked about the questionable trades, they replied that they were looking into the issue.

In a new national security strategy, the president earlier this month described China as a strategic competitor and said that when it comes to trade, the United States «will no longer turn a blind eye to violations, cheating or economic aggression.»

One of alternate reasons why this trading financial market is a decent one for you, is because when you choose to invest, you will be using securities that accompany no concealed charges.

So, the security issues have not been completely resolved when it comes to the safety of trading cryptocurrencies.

When trading an ETF, you're essentially trading a bundle of securities — not just a few here and a few there — in one transaction.

Although the ancient Yemenite civilization which found its stimulus in its favorable climate and trade is no more, the latent human and natural resources of the country are still there and will come to the fore when they have security from foreign invasion and can introduce modernization and democratic rule.

Even when trade agreements required sacrifice on the part of particular American industries, they were often insisted upon by the U.S. State Department for reasons of national security.

The third and final reason I believe we can come to the right agreement is that cooperation between Britain and the EU is needed not just when it comes to trade but when it comes to our security too.

It does not state or imply a trade - off between security and civil liberties, but simply poses two alternative ways of «dealing with people suspected of terrorism, when they have not been arrested or charged».

Henry's stock market trades have earned the suburban New York family indefinite financial security, but Susan still works as a diner waitress when she isn't playing video games on the living room couch.

Michelle gets into legal trouble when her corporate rival / former lover Renault (Dinklage), as a way to get back at her for beating him to a deal, tips off the Securities and Exchange Commission to her insider trading.

GIFTS OF STOCK — Many donors realize a significant tax advantage when giving a gift of long - term appreciated assets, such as publicly traded stocks, securities, or mutual funds.

Open - ended mutual funds have forward pricing, because their prices can not be determined until the close of the trading day, when the closing prices of all of the securities that the fund holds can be mathematically aggregated to determine the fund share price.

Obtain the board lot size for a specific HK security when placing an order (you can get a quote on the Trade Stocks page)

Mutual funds (that are not exchange - traded funds) often need to sell some of their securities to get cash when a shareholder redeems some shares.

You may notice that when trying to lookup the security you can not find it, or if you have your trades automatically sent to Sharesight, it may fail as our system can not locate the security.