Sentences with phrase «training as an investment advisor»
His past experience and training as an investment advisor representative and general securities representative (Series 7 and Series 66 licensed) through the Financial Industry Regulatory Authority (FINRA) enables him to better serve his clients in a neutral capacity.
http://tampaforensic.com/ Not exact matches
Covestor Ltd doing business as Interactive Brokers Asset Management («IB Asset Management») is an investment advisor registered with the U.S. Securities and Exchange Commission («SEC») Registration does not imply a certain level of skill or training nor does it imply endorsement by the SEC.
They are not do - it - yourself investors and we manage their money in a very low - cost way under a fiduciary standard, and we offer a credentialed, very highly trained advisor and a support person as their team to work with, and we execute an investment methodology that I'm sure we'll talk a lot about because this man sitting next to me is responsible for having invented quite a bit of it.