Over the last five years, Steve has handled more than 25 mergers, acquisitions and other strategic
transactions for financial services companies.
Not exact matches
You could benefit from increased interest rates, better customer
service, or lower
transaction fees
for opening your Roth IRA with a
company you use
for other
financial services.
Ray focuses on
financial services and commercial real estate, with a specialization in negotiated private placements of term asset - backed securities, warehouse credit facilities, whole loan
transactions, subordinated debt financings, and other
transactions for specialty finance
companies and commercial real estate.
Edward Jones Trust
Company and Edward Jones are subsidiaries of the Jones
Financial Companies, L.L.L.P. Edward Jones Trust
Company may use Edward Jones or other affiliates to act as a broker - dealer
for transactions or
for other
services.
Such statements reflect the current views of Barnes & Noble with respect to future events, the outcome of which is subject to certain risks, including, among others, the general economic environment and consumer spending patterns, decreased consumer demand
for Barnes & Noble's products, low growth or declining sales and net income due to various factors, possible disruptions in Barnes & Noble's computer systems, telephone systems or supply chain, possible risks associated with data privacy, information security and intellectual property, possible work stoppages or increases in labor costs, possible increases in shipping rates or interruptions in shipping
service, effects of competition, possible risks that inventory in channels of distribution may be larger than able to be sold, possible risks associated with changes in the strategic direction of the device business, including possible reduction in sales of content, accessories and other merchandise and other adverse
financial impacts, possible risk that component parts will be rendered obsolete or otherwise not be able to be effectively utilized in devices to be sold, possible risk that
financial and operational forecasts and projections are not achieved, possible risk that returns from consumers or channels of distribution may be greater than estimated, the risk that digital sales growth is less than expectations and the risk that it does not exceed the rate of investment spend, higher - than - anticipated store closing or relocation costs, higher interest rates, the performance of Barnes & Noble's online, digital and other initiatives, the success of Barnes & Noble's strategic investments, unanticipated increases in merchandise, component or occupancy costs, unanticipated adverse litigation results or effects, product and component shortages, the potential adverse impact on the
Company's businesses resulting from the
Company's prior reviews of strategic alternatives and the potential separation of the
Company's businesses, the risk that the
transactions with Microsoft and Pearson do not achieve the expected benefits
for the parties or impose costs on the
Company in excess of what the
Company anticipates, including the risk that NOOK Media's applications are not commercially successful or that the expected distribution of those applications is not achieved, risks associated with the international expansion contemplated by the relationship with Microsoft, including that it is not successful or is delayed, the risk that NOOK Media is not able to perform its obligations under the Microsoft and Pearson commercial agreements and the consequences thereof, risks associated with the restatement contained in, the delayed filing of, and the material weakness in internal controls described in Barnes & Noble's Annual Report on Form 10 - K
for the fiscal year ended April 27, 2013, risks associated with the SEC investigation disclosed in the quarterly report on Form 10 - Q
for the fiscal quarter ended October 26, 2013, risks associated with the ongoing efforts to rationalize the NOOK business and the expected costs and benefits of such efforts and associated risks and other factors which may be outside of Barnes & Noble's control, including those factors discussed in detail in Item 1A, «Risk Factors,» in Barnes & Noble's Annual Report on Form 10 - K
for the fiscal year ended April 27, 2013, and in Barnes & Noble's other filings made hereafter from time to time with the SEC.
Such statements reflect the current views of Barnes & Noble with respect to future events, the outcome of which is subject to certain risks, including, among others, the effect of the proposed separation of NOOK Media, the general economic environment and consumer spending patterns, decreased consumer demand
for Barnes & Noble's products, low growth or declining sales and net income due to various factors, possible disruptions in Barnes & Noble's computer systems, telephone systems or supply chain, possible risks associated with data privacy, information security and intellectual property, possible work stoppages or increases in labor costs, possible increases in shipping rates or interruptions in shipping
service, effects of competition, possible risks that inventory in channels of distribution may be larger than able to be sold, possible risks associated with changes in the strategic direction of the device business, including possible reduction in sales of content, accessories and other merchandise and other adverse
financial impacts, possible risk that component parts will be rendered obsolete or otherwise not be able to be effectively utilized in devices to be sold, possible risk that
financial and operational forecasts and projections are not achieved, possible risk that returns from consumers or channels of distribution may be greater than estimated, the risk that digital sales growth is less than expectations and the risk that it does not exceed the rate of investment spend, higher - than - anticipated store closing or relocation costs, higher interest rates, the performance of Barnes & Noble's online, digital and other initiatives, the success of Barnes & Noble's strategic investments, unanticipated increases in merchandise, component or occupancy costs, unanticipated adverse litigation results or effects, product and component shortages, risks associated with the commercial agreement with Samsung, the potential adverse impact on the
Company's businesses resulting from the
Company's prior reviews of strategic alternatives and the potential separation of the
Company's businesses (including with respect to the timing of the completion thereof), the risk that the
transactions with Pearson and Samsung do not achieve the expected benefits
for the parties or impose costs on the
Company in excess of what the
Company anticipates, including the risk that NOOK Media's applications are not commercially successful or that the expected distribution of those applications is not achieved, risks associated with the international expansion previously undertaken, including any risks associated with a reduction of international operations following termination of the Microsoft commercial agreement, the risk that NOOK Media is not able to perform its obligations under the Pearson and Samsung commercial agreements and the consequences thereof, the risks associated with the termination of Microsoft commercial agreement, including potential customer losses, risks associated with the restatement contained in, the delayed filing of, and the material weakness in internal controls described in Barnes & Noble's Annual Report on Form 10 - K
for the fiscal year ended April 27, 2013, risks associated with the SEC investigation disclosed in the quarterly report on Form 10 - Q
for the fiscal quarter ended October 26, 2013, risks associated with the ongoing efforts to rationalize the NOOK business and the expected costs and benefits of such efforts and associated risks and other factors which may be outside of Barnes & Noble's control, including those factors discussed in detail in Item 1A, «Risk Factors,» in Barnes & Noble's Annual Report on Form 10 - K
for the fiscal year ended May 3, 2014, and in Barnes & Noble's other filings made hereafter from time to time with the SEC.
You could benefit from increased interest rates, better customer
service, or lower
transaction fees
for opening your Roth IRA with a
company you use
for other
financial services.
Similar adverse consequences could result from cybersecurity breaches affecting issuers of securities in which the Funds invest; counterparties with which the Funds engage in
transactions; governmental and other regulatory authorities; exchange and other
financial market operators, banks, brokers, dealers, insurance
companies, and other
financial institutions (including
financial intermediaries and
service providers
for a Fund's shareholders); and other parties.
For our
services as
financial advisor to the
Company, if a
Transaction (as defined in the Engagement Letter) is successfully completed we will receive an additional larger fee.
In both instances, these
services or products may include:
company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular
company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular
transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct dial - up
service between the investment adviser and the trading desk at the broker - dealer, message
services used to transmit orders to broker - dealers
for execution, electronic communication of allocation instructions between institutions and broker - dealers, comparison
services required by the SEC or another regulator (e.g., use of electronic confirmation and affirmation of institutional trades), exchange of messages among broker - dealers, custodians, and institutions related to a trade, post-trade matching of trade information, routing settlement instructions to custodian banks and broker - dealers» clearing agents, software that provides algorithmic trading strategies, and trading software operated by a broker - dealer to route orders to market centers or direct market access systems.
Akin Gump is widely recognized
for its strength in litigation and international arbitration, high stakes appellate work,
financial restructuring, corporate
transactions, investment funds, energy, global project finance and international trade and
for its depth in regulatory and public policy, which allow the firm to provide a comprehensive suite of
services for governments,
companies and individuals worldwide.
She has considerable experience in acquisition and project financing
transactions, in general corporate work, both
for listed and privately held
companies, in mergers and acquisitions — predominantly in the
financial services sector — and regularly advises in equity capital market
transactions both
for SIX Swiss Exchange, where she is admitted as a listing agent, and
for BX Berne eXchange.
The firm is widely recognised
for its strength in litigation and international arbitration, high - stakes appellate work,
financial restructuring, corporate
transactions, investment funds, global project finance and international trade and
for its depth in public policy, which allow the firm to provide a comprehensive suite of
services for governments,
companies and individuals worldwide.
Chosen by Fortune 500 and midsize
companies,
financial institutions and other law firms
for the successful resolution of their complex legal issues, we specialize in appellate matters, business formation and
transactions, class action litigation, commercial, construction, consumer credit and employment litigation, contested bankruptcies and foreclosures, insurance recovery and advisory
services, intellectual property litigation, regulatory compliance, and trials and evidentiary hearings.
Financial services companies would more likely opt
for a permissioned blockchain where they can appoint validators to confirm valid
transactions and reverse
transactions if required.
«NetRoadShow is the global leader in providing US Securities & Exchange compliant electronic roadshow
services for issuers in the global
financial markets, including the majority of Fortune 2000
companies»
transactions.
Serves in the role of Cashier I am responsible
for providing superior customer
service, conducting
financial transactions using a cash register and courteously assisting customers while creating a welcoming environment in support of the
company's values and mission.
Customer
service managers are often responsible
for managing teams of customer
service representatives, handling queries or complaints that have been escalated, handling
financial transactions like refunding customers, and ensuring that the
company's best practices
for customer
service are being met.
Bank Teller — United AC Bank, Atlantic City, NJ — 2/2007 — 3/2012 • Received Employee of the Year
for excellent customer
service, noted by consistent name references in customer reviews • Educated customers on
financial services, computer account access, and mobile apps
for their convenience • Recommended relevant bank products and
services when appropriate, setting a record in
service referrals and exceeding the
company's promotion profit goals by 10 percent • Processed automated teller
transactions, night deposits, and loan and retirement plan payments on a day - to - day basis • Provided the head manager with daily cash supply orders to maintain sufficient funds
for successful operations every day • Counted and sorted currency by hand and with counting equipment in order to ship to other branch locations
Professional Experience Success Training Systems, Inc. (City, CO) 11/2010 — Present Insert Title • Manage all customer
service activities ensuring client satisfaction, retention, and repeat business • Analyze
company financials and present periodic reports to senior leadership • Responsible
for accounts receivable / payable ensuring timely
financial transactions • Oversee special events, meetings, and all travel arrangements • Author and distribute corporate newsletter to internal and external audiences • Develop automated sequences in Infusionsoft
Client
Services Supervisor — Duties & Responsibilities Responsible for electronic payroll system operations for a large and economically diverse client base Recruit, train, and direct customer service, sales, technical, and administrative staff ensuring efficient operations Maintain working knowledge of proprietary software, industry best practices, employment law, and tax law Oversee adherence to departmental budgets, project timelines, and company policies Coordinate efforts between multiple departments resulting in timely and cost - effective project completion Design and implement professional development programs to enhance team skill sets Utilize employee recognition programs to build morale and dedication to company mission Represent company brand with poise, integrity, and positivity Study internal literature to become an expert on products and services Develop a rapport with customers and orient them to various products and services Encourage high customer retention by maintaining friendly, supportive contact with existing clients Interact with support staff and company resources effectively to create the best consumer experience Utilize technical proficiencies and industry knowledge to offer guidance and support to coworkers and clients Craft effective presentations and proposals, tailoring them to clients based on their specific needs and styles Maintain sales and customer service records detailing pricings, sales, activities reports, and other pertinent data Manage company financial records providing detailed, accurate account of transactions and financial health Build and strengthen long term relationships with peers, clients, partners, and industry leaders Provide additional operational support including communications, data entry, and other tasks as needed Consistently promoted due to excellence in management, customer service, technical support, a
Services Supervisor — Duties & Responsibilities Responsible
for electronic payroll system operations
for a large and economically diverse client base Recruit, train, and direct customer
service, sales, technical, and administrative staff ensuring efficient operations Maintain working knowledge of proprietary software, industry best practices, employment law, and tax law Oversee adherence to departmental budgets, project timelines, and
company policies Coordinate efforts between multiple departments resulting in timely and cost - effective project completion Design and implement professional development programs to enhance team skill sets Utilize employee recognition programs to build morale and dedication to
company mission Represent
company brand with poise, integrity, and positivity Study internal literature to become an expert on products and
services Develop a rapport with customers and orient them to various products and services Encourage high customer retention by maintaining friendly, supportive contact with existing clients Interact with support staff and company resources effectively to create the best consumer experience Utilize technical proficiencies and industry knowledge to offer guidance and support to coworkers and clients Craft effective presentations and proposals, tailoring them to clients based on their specific needs and styles Maintain sales and customer service records detailing pricings, sales, activities reports, and other pertinent data Manage company financial records providing detailed, accurate account of transactions and financial health Build and strengthen long term relationships with peers, clients, partners, and industry leaders Provide additional operational support including communications, data entry, and other tasks as needed Consistently promoted due to excellence in management, customer service, technical support, a
services Develop a rapport with customers and orient them to various products and
services Encourage high customer retention by maintaining friendly, supportive contact with existing clients Interact with support staff and company resources effectively to create the best consumer experience Utilize technical proficiencies and industry knowledge to offer guidance and support to coworkers and clients Craft effective presentations and proposals, tailoring them to clients based on their specific needs and styles Maintain sales and customer service records detailing pricings, sales, activities reports, and other pertinent data Manage company financial records providing detailed, accurate account of transactions and financial health Build and strengthen long term relationships with peers, clients, partners, and industry leaders Provide additional operational support including communications, data entry, and other tasks as needed Consistently promoted due to excellence in management, customer service, technical support, a
services Encourage high customer retention by maintaining friendly, supportive contact with existing clients Interact with support staff and
company resources effectively to create the best consumer experience Utilize technical proficiencies and industry knowledge to offer guidance and support to coworkers and clients Craft effective presentations and proposals, tailoring them to clients based on their specific needs and styles Maintain sales and customer
service records detailing pricings, sales, activities reports, and other pertinent data Manage
company financial records providing detailed, accurate account of
transactions and
financial health Build and strengthen long term relationships with peers, clients, partners, and industry leaders Provide additional operational support including communications, data entry, and other tasks as needed Consistently promoted due to excellence in management, customer
service, technical support, and sales
Professional Duties & Responsibilities Managed daily banking operations and
financial product sales
for multinational banking institutions Generated significant revenue through successful leveraging of bank products and
services Consistently recognized
for excellence in sales, marketing, and team management Hired, trained, and reviewed
financial sales associates, tellers, and support staff Offered career development
services to build employee value, efficacy, and dedication Interfaced with business, insurance, and investment partners to provide holistic client
service Built long - term relationships with customers, partners, and industry contacts Monitored compliance with legal and corporate policies protecting
company and client assets Responsible
for personal, home mortgage, automotive, and business loans Opened, updated, and settled personal and business accounts Oversaw teller
transactions including deposits, withdrawals, cashier's checks, and vault access Resolved customer
service inquiries resulting in client satisfaction and repeat business
Professional Duties & Responsibilities Responsible
for company customer
service departments across multiple fields Hired, trained, directed, and reviewed customer
service representatives Directed call center ensuring professional and efficient operations Increased
company efficacy through the establishment of best practices Ensured professional and timely response to customer
service inquiries Maintained extremely high client satisfaction rate resulting in repeat business Authored and presented customer
service, finance, and personnel reports
for senior leadership Tracked daily, weekly, and periodic customer
service interactions Handled
financial transactions including credit card payments, declines, and collections Resolved shipping, warranty, and product operation inquiries Oversaw the creation, update, and maintenance of client information database Maintained working knowledge of
company products and
services to best assist clients Built long - term relationships with employers, piers, clients, and industry leaders Assisted various
company departments with special projects as needed Fostered an atmosphere of respect and dedication to
company goals Performed all duties in a professional, positive, and timely manner
Compliance Officer — Duties & Responsibilities Responsible
for identification and investigation of suspicious
financial transactions Examine
financial records, customer activity, and recommend appropriate remedial measures Maintain comprehensive records detailing ongoing investigations, activity reports, and other pertinent data Coordinate investigations and situation reports with legal department and applicable regulatory authorities Develop proficiencies in industry specific
financial monitoring software programs Perform public figure, employee, Advice of Drawing, Dreyfuss and International Cash Letter investigations Design and implement employee training and development materials to enhance team efficacy Serve on Oversight Committee to assist in strategic planning and best practice development Train and oversee teller team and bank support staff ensuring professional operations Study internal literature to become an expert on products and
services Craft effective presentations and proposals regarding compliance best practices and client investigations Recruit, train, and direct staff ensuring they understand the brand and adhere to
company policies and procedures Strictly adhere to budgets and schedules Represent
company brand with poise, integrity, and positivity
Arlington, Va. — National Cooperative Bank (NCB), a leading
financial services company dedicated to providing banking products to cooperatives nationwide, recently partnered with two credit unions and a local bank to secure $ 42.3 million in financing
for two separate commercial real estate
transactions in Alaska.
FBR itself noted, «As a result of the
company's dependence on the investment banking
transactions in the
financial services and real estate industries consolidation sector, downturns in the market
for securities in these areas have adversely impacted and could continue to impact the
company's result of operations and
financial condition.»