Sentences with phrase «unaffiliated investment»

Fidelity Go ® is a service provided by Strategic Advisers, Inc. (SAI), a registered investment adviser and a Fidelity Investments company, and by Geode Capital Management, LLC, an unaffiliated investment adviser.

Fidelity Go ® is a service provided by Strategic Advisers, Inc. (SAI), a registered investment adviser and a Fidelity Investments company, and by Geode Capital Management, LLC, an unaffiliated investment adviser.

Fidelity Go ® is a service provided by Strategic Advisers, Inc. (SAI), a registered investment adviser and a Fidelity Investments company, and by Geode Capital Management, LLC, an unaffiliated investment adviser.

ML Wealth does not participate, at this time, in wrap fee programs, which are arrangements between broker - dealers, investment advisers, banks and other financial institutions and affiliated and unaffiliated investment advisers through which the clients of such firms receive discretionary investment advisory, execution, clearing and custodial services in a «bundled» form.

Not exact matches

Wellington Management generally does not share non-public client information with unaffiliated third parties, except as necessary to perform the investment management services it has been hired to provide.

«They generally take majority stakes in investments — they're the capital,» said an unaffiliated private equity investor with ties to Middle Eastern money who is active in New York.

Geode Capital Management, LLC, an unaffiliated registered investment adviser that has served as subadviser to certain Fidelity products since 2003, will manage your account on a discretionary basis, including making all day - to - day investment decisions.

Therefore, no current or prospective client should assume that future performance of any specific investment or investment strategy (including the investments and / or investment strategies recommended or undertaken by Portfolio Solutions ®) made reference to directly or indirectly by Portfolio Solutions ® in its web site, or indirectly via a link to an unaffiliated third party web site, will be profitable or equal the corresponding indicated performance level (s).

Investments: Your security investments will be maintained, held by an unaffiliated, qualified custodian (Wells Fargo Clearing Services LLC), such as a bank, broker / dealer, direct mutual fund, transfer agent or insuranceInvestments: Your security investments will be maintained, held by an unaffiliated, qualified custodian (Wells Fargo Clearing Services LLC), such as a bank, broker / dealer, direct mutual fund, transfer agent or insuranceinvestments will be maintained, held by an unaffiliated, qualified custodian (Wells Fargo Clearing Services LLC), such as a bank, broker / dealer, direct mutual fund, transfer agent or insurance companies.

The NextShares exemptive relief allows unaffiliated registered investment companies to invest in fund shares beyond the normal regulatory limits if certain terms and conditions are met, including that the registered investment company first enters into a written agreement with the fund regarding the terms of the investment.

Please Note: Rankings and / or recognition by unaffiliated rating services and / or publications should not be construed by a client or prospective client as a guarantee that he / she will experience a certain level of results if Meyer Capital Group is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Meyer Capital Group by any of its clients.

Schedule of Investments in securities of unaffiliated issuers as of the close of the reporting period is included as part of the report to shareholders filed under Item 1 of this form.

Mutual funds (including ETFs) outside of the HSBC Fund family are also offered as options in the Managed Products and are advised by investment managers unaffiliated with HSBC Securities (USA) Inc., who also receive a fee for their investment services.

Investments, annuities and variable life products are provided by unaffiliated third parties and offered by HSBC Securities (USA) Inc. (HSI), In California, HSI conducts insurance business as HSBC Securities Insurance Services.

The fund invests its assets in the S&P 500 Index Master Portfolio, a separate series of an unaffiliated trust called the Master Investment Portfolio.

In determining when and to what extent to use Schwab or any other affiliated broker - dealer as its broker for executing orders for the funds on securities exchanges, the investment adviser follows procedures, adopted by the funds» Board, that are designed to ensure that affiliated brokerage commissions (if relevant) are reasonable and fair in comparison to unaffiliated brokerage commissions for comparable transactions.