Sentences with phrase «under a licensed broker»

In Texas, you must be a broker (or be an agent under a licensed broker) through the Texas Real Estate Commission in order to receive a fee to manage a property that you do not own.

Not exact matches

In addition, Saxo Bank A / S as a European Licensed Bank comes under greater regulatory scrutiny and has higher solvency requirements than brokers which do not operate with a full banking license.

The Cyprus Securities Exchange Commission (CYSEC) regulates this broker under license number 207/13.

As we have elaborated in our other review on this broker, OptionBit is owned Global View International Services Ltd incorporated in Saint Vincent, which was a licensed Cyprus Investment Firm («CIF») under the regulatory authority of the Cyprus Securities and Exchange Commission («CySEC»).

Under the deal, which Mrs. Obama helped broker, PMA's growers, suppliers and retailers are allowed to use for two years iconic characters such as Elmo and Big Bird in messaging and on produce sold in stores — without paying any licensing fees.

Willis of New York, Inc., a 50 - state licensed broker, is the broker for all coverage under the BeYogi Insurance Plus program.

(B) «Credit repair services organization» does not include: (i) Any person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States; (ii) Any bank or savings and loan institution whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Savings Association Insurance Fund of the Federal Deposit Insurance Corporation; (iii) Any nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986; (iv) Any person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (v) Any person licensed to practice law in this state if the person renders services within the course and scope of his or her practice as an attorney; (vi) Any broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission if the broker - dealer is acting within the course and scope of those regulatory agencies; or (vii) Any consumer reporting agency as defined in the federal Fair Credit Reporting Act (15 U.S.C. 1681 - 1681t).

Mert Ulker, head analyst of the leading Turkish brokerage AK Investment, was stripped of his broker license and is facing criminal charges under articles from Turkey's penal code...

(1) The following shall be exempt from the Credit Services Organization Act: (a) A person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act, 12 U.S.C. 1701 et seq.; (b) A bank or savings and loan association whose deposit or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or a subsidiary of such a bank or savings and loan association; (c) A credit union doing business in this state; (d) A nonprofit organization exempt from taxation under section 501 (c)(3) of the Internal Revenue Code; (e) A person licensed as a real estate broker or salesperson under the Nebraska Real Estate License Act acting within the course and scope of that license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 License Act acting within the course and scope of that license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 - 1217.

A person desiring to engage or continue in business in this State as a loan broker shall apply to the administrator for a license under this article on or before January 31st of each even - numbered year.

A person licensed as a real estate broker or salesperson, under section 543B.20, acting within the course and scope of that license.

(by the way, Mortgage Brokers provide unbiased, market neutral advice and charge NO FEES for qualified applicants... They are also licensed and regulated under the Provincial Ministry of Finance....

A broker - dealer or agent registered under s. 551.406 if the broker - dealer or agent is acting within the course and scope of that license.

A person licensed as a mortgage banker, mortgage loan originator, or mortgage broker under s. 224.72 or 224.725 if the person is acting within the course and scope of the license.

There are restrictions on the trading of forex in the country and not many forex brokers operate there under local licensing.

(viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act of 1987.

«Credit Services Organization» does not include any of the following: (i) a person authorized to make loans or extensions of credit under the laws of this State or the United States who is subject to regulation and supervision by this State or the United States, or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act (12 U.S.C. Section 1701 et seq.); (ii) a bank or savings and loan association whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Federal Savings and Loan Insurance Corporation, or a subsidiary of such a bank or savings and loan association; (iii) a credit union doing business in this State; (iv) a nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986, [FN1] provided that such organization does not charge or receive any money or other valuable consideration prior to or upon the execution of a contract or other agreement between the buyer and the nonprofit organization; (v) a person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (vi) a person licensed to practice law in this State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act olicense; (vi) a person licensed to practice law in this State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act oLicense Act of 1987.

(5) A person licensed as a real estate broker under IC 25 - 34.1 if the person is acting within the course and scope of the person's license.

In the overcrowded world of forex brokerage, many of which are either unregulated or are registered under weak regulatory bodies, the brokers that stand out are those that make the effort to obtain licenses from legitimate financial authorities such as the FCA.

In any jurisdiction where the securities, blue sky or other laws require the Offer to be made by a licensed broker or dealer, the Offer shall be deemed to be made on behalf of Purchaser by one or more registered brokers or dealers licensed under the laws of such jurisdiction.

An individual who acts as a mortgage broker exclusively for a single mortgage banker or single exempt person and who is licensed under the provisions of G.S. 53 ‑ 243.05 (c)(1a).

(6) A person licensed as a real estate broker or salesperson under Chapter 29 of Title 24 acting within the course and scope of that license;

Anyone who wants to engage in credit activities (including lenders, lessors and brokers) must be licensed with ASIC or be a representative of someone who is licensed (that is, they must either have their own licence or come under the umbrella of another licensee as an authorised credit representative or employee).

Owned by a holding company by the name of MFP Global Markets Ltd, this broker is based in Cyprus and is regulated under the Cyprus Securities Exchange Commission (CySEC) under the CIF license # 202/13.

(4) Any person licensed as a real estate broker performing an act for which a real estate license is required under the Real Estate Law (Pt. 1 (commencing with Sec. 10000), Div.

Breeders that sell puppies to a broker to be resold in pet stores must obtain a dog dealers license under the USDA.

Below is a list of brokers in Minnesota licensed by the USDA - APHIS under a Class B license — who breed and / or broker dogs or cats.

We recommend anyone who is licensed to do research have their broker contact Customs and Border Patrol and advise them you intend to import seed under a license from your state per Section 7606 of the Farm Bill and have them confirm what they need to process the import.

Under some state laws, funeral homes may be licensed to sell burial insurance, but it is mainly sold through brokers and agents of insurance companies licensed to sell life insurance.

You can apply for coverage under the Arizona Automobile Insurance Plan (AAIP) through any licensed auto insurance agent or broker.

Most states require you to be licensed under a more experienced broker for 2 years before you can hang out your own sign.

Until early 2008, she was an independent broker with two offices in the Greater Los Angeles area and 10 agents under her license.

Illinois recently enacted amendments to the license law requiring that brokers under exclusive brokerage agreements provide such services as presenting offers, assisting in negotiating offers, and answering questions about offers and counteroffers.

I'm currently studying to get my brokers license, and I'm under the tutelage of some very brilliant real estate minds in the partners at Windy City RE, Josh, Amy, and Milan Rubenstein.

I've been managing one single family home rental since 2007, and a couple years ago got my real estate brokers license, and with other investors acquired a second SFH, and am under contract for a few more, the next one is closing at the end of this month.

Or, find a rent - a-broker for a few bucks a month to be the responsible broker for your re company and both of you can work under the same license.

For licensed assistants or teams, it's critical to establish in the manual that all team members are under the control of the broker, not just the lead agent, says Aydt, who's also created a model office procedures manual for the Missouri Association of REALTORS ®.

«A broker from outside Québec who is not an OACIQ licence holder and who markets a property located in Québec, particularly by posting it on a website such as Realtor.ca, commits in principle an illegal practice offence under the Real Estate Brokerage Act.Therefore, this is not a new guideline since CREA was first informed back in April 2011 that the marketing of a property in Québec done through an intermediary constitutes a real estate brokerage transaction that requires a person to be holder of a realtor's license issued by the OACIQ.»

Whether you are hanging your license under a national franchise or with an independent broker, your desk fees are deductible.

Under the deal, listings for properties in Quebec posted by brokers not licensed by the OACIQ — Quebec's real estate regulatory body — are being removed from Realtor.ca.

Theoretically, a copy of a driver's license — which many brokers require agents to collect for safety reasons before showings — could be defined as sensitive data under such circumstances.

In establishing the policy on licensed personal assistants, we found a more familiar territory with the caveat that the licensed assistant is under the control of both the principal salesperson and the broker.

Connecticut's highest court affirmed the ruling of a trial court that a Connecticut broker's agreement to split the commission with a broker licensed in another jurisdiction is not legal under Connecticut law.

Brokers need to understand what they're getting into when they allow salespeople to work under their broker license.

Crazy Guy schedules meeting with Mortgage Guy's Broker / owner (who employs mortgage guyr, who BTW was «not» a licensed mortgage broker at the time, but was just a salesperson working under the auspices of his / her Real Estate Broker's / boss's «deemed - to - be a Mortgage Broker» -LRB-'s) status).

If you are marketing the house whether or not you're under contract without a license is against the law as you are brokering without a license.

Under the New York regulation, advertising of team names must use the term «team» and include the full licensed name of the real estate brokers or state that the team is «at» or «of» [full name of the broker / the brokerage].»

In reaching its decision, the court noted that despite the level of supervision and control brokers are required to exercise over their salespeople under the real estate license laws, the real estate statute expressly permits a broker to classify their salespeople as employees or independent contractors.

A salesperson is required to work under the supervision of a licensed broker in all of his / her real estate transactions, including the requirement that the broker collect all commissions earned from the transactions.

Texas allows licensed real estate brokers to use a drone to capture property images in connection with the marketing, sale, or financing of real property, and insurance company employees or affiliates may capture images using an unmanned aircraft in connection with an insurance policy or claim regarding real property or a structure on property.14 In Louisiana, the use of a drone for the purpose of spying upon others or otherwise invading the privacy of others is a criminal offense.15 Use of a drone in the space above property with intent to conduct surveillance constitutes «remaining in or upon property» or «entering upon immovable property» under the offense of criminal trespass.16 South Dakota passed a law making it a misdemeanor to land a drone on lands or water of another resident.17 The owner or lessee of the drone is liable for damage resulting from a forced landing of the drone.18 In Oregon, a property owner may bring a claim for invasion of privacy against a drone operator who flies over their property without permission (unless the drone operator complied with FAA requirements).19