Each Member offers its clients a different range of services for which each holds the appropriate registrations
under applicable securities laws.
Not exact matches
Before launching a cryptocurrency or a product with its value tied to one or more cryptocurrencies, its promoters must either (1) be able to demonstrate that the currency or product is not a
security or (2) comply with
applicable registration and other requirements
under our
securities laws.
The Notes will not be registered
under the
Securities Act of 1933, as amended (the «Securities Act «-RRB-, or any state securities laws, and may not be offered or sold in the United States absent registration or an applicable exemption from, or a transaction not subject to, the registration requirements of the Securities Act and applicable state securi
Securities Act of 1933, as amended (the «
Securities Act «-RRB-, or any state securities laws, and may not be offered or sold in the United States absent registration or an applicable exemption from, or a transaction not subject to, the registration requirements of the Securities Act and applicable state securi
Securities Act «-RRB-, or any state
securities laws, and may not be offered or sold in the United States absent registration or an applicable exemption from, or a transaction not subject to, the registration requirements of the Securities Act and applicable state securi
securities laws, and may not be offered or sold in the United States absent registration or an
applicable exemption from, or a transaction not subject to, the registration requirements of the
Securities Act and applicable state securi
Securities Act and
applicable state
securitiessecurities laws.
Under certain circumstances, including if the public offering occurs prior to March 24, 2015, or if the right to purchase shares in the public offering conflicts with
applicable securities laws, or if some other legal impediment or requirement would prevent or materially delay the consummation of or unreasonably interfere with either such offering or the purchase of the shares by Passport in such offering, then instead of the right to purchase shares in the public offering, Passport would have the right to purchase the same number of shares, at the same purchase price the shares in the public offering are sold to the public, in a separate and concurrent private placement transaction.
Under the
securities laws in Canada, an «insider» of Caledonia (which would include a shareholder who beneficially owns, controls or has direction over more than 10 % of Caledonia's common shares) is required to report their holdings in accordance with the
applicable regulations.
Despite the exemptive relief from dealer registration requirements provided by the
securities regulators in these decisions, issuers should bear in mind that
under applicable Canadian
securities laws a person is only required to register as a dealer if they are engaging in or holding themselves out as engaging in the business of dealing in
securities.
After the SEC's ruling that DAO tokens were considered
securities, popular cryptocurrency exchanges such as Bittrex, Poloniex, and ShapeShift declared that they will examine listed tokens
under the Howey test and delist probable
security tokens to avoid violation of
applicable security exchange
laws.
24.3 You acknowledge and agree that the Company would be irreparably damaged if the terms of these Terms & Conditions were not specifically enforced, and therefore you agree that we shall be entitled, without bond, other
security, or proof of damages, to appropriate equitable remedies with respect to breaches of these Terms & Conditions, in addition to such other remedies as we may otherwise have available to us
under applicable laws.
Issuing Company: ETF
Securities Ltd Ticker: PPLT Expense Ratio: 0.60 % Tax Treatment: From the prospectus, «
Under current
law, gains recognized by individuals from the sale of «collectibles,» including physical platinum, held for more than one year are taxed at a maximum federal income tax rate of 28 %, rather than the 15 % rate
applicable to most other long - term capital gains.»
Check your individual state's fees below to see if you are a member of a qualifying group, and make sure you indicate to the credit bureau that you are a protected consumer
under applicable state
law when you make your
security freeze request.
Our rights
under this
Security Agreement are in addition to any others we have
under applicable law.
The Funds, which are not sold by prospectus, are not mutual funds and are exempt from registration and regulation
under the Investment Company Act of 1940 («1940 Act»), and their units are not registered
under the
Securities Act of 1933, or applicable securities laws of any state or other jur
Securities Act of 1933, or
applicable securities laws of any state or other jur
securities laws of any state or other jurisdiction.
j) You agree that all assets deposited in your Margin Account as collateral for any margin loan that you may have obtained are freely transferable and are not subject to any restriction on resale
under any
applicable federal or state
securities laws or otherwise, and are not «restricted,» «legend» or affiliate's «control» stock.
NLCS's compliance services consist primarily of reviewing and assessing the policies and procedures of the Trust and its service providers pertaining to compliance with
applicable federal
securities laws, including Rule 38a - 1
under the 1940 Act.
You hereby agree that Undead Labs would be irreparably damaged if the terms of this ToU were not specifically enforced, and therefore you agree that we shall be entitled, without bond, other
security, or proof of damages, to appropriate equitable remedies with respect to breaches of this ToU, in addition to such other remedies as we may otherwise have available to us
under applicable laws.
You agree not to engage in any of the following prohibited activities: (i) copying, distributing, or disclosing any part of the Service in any medium, including without limitation by any automated or non-automated «scraping»; (ii) using any automated system, including without limitation «robots,» «spiders,» «offline readers,» etc., to access the Service in a manner that sends more request messages to the Company servers than a human can reasonably produce in the same period of time by using a conventional on - line web browser (except that Humble Bundle grants the operators of public search engines revocable permission to use spiders to copy materials from Humble Bundle for the sole purpose of and solely to the extent necessary for creating publicly available searchable indices of the materials, but not caches or archives of such materials); (iii) transmitting spam, chain letters, or other unsolicited email; (iv) attempting to interfere with, compromise the system integrity or
security or decipher any transmissions to or from the servers running the Service; (v) taking any action that imposes, or may impose in our sole judgment an unreasonable or disproportionately large load on our infrastructure; (vi) uploading invalid data, viruses, worms, or other software agents through the Service; (vii) collecting or harvesting any personally identifiable information, including account names, from the Service; (viii) using the Service for any commercial solicitation purposes; (ix) impersonating another person or otherwise misrepresenting your affiliation with a person or entity, conducting fraud, hiding or attempting to hide your identity; (x) interfering with the proper working of the Service; (xi) accessing any content on the Service through any technology or means other than those provided or authorized by the Service; (xii) bypassing the measures we may use to prevent or restrict access to the Service, including without limitation features that prevent or restrict use or copying of any content or enforce limitations on use of the Service or the content therein; (xiii) sell, assign, rent, lease, act as a service bureau, or grant rights in the Products, including, without limitation, through sublicense, to any other entity without the prior written consent of such Products» (defined below) licensors; (xiv) circumventing Service limitations on the number of Products you may purchase, including, without limitation, creating multiple accounts and purchasing a total number of Products through such multiple accounts which exceed the per - user limitations; or (xv) except as otherwise specifically set forth in a licensor's end user license agreement, as otherwise agreed upon by a licensor in writing or as otherwise allowed
under applicable law, distributing, transmitting, copying (other than re-installing software or files previously purchased by you through the Service on computers, mobile or tablet devices owned by you, or creating backup copies of such software or files for your own personal use) or otherwise exploiting the Products (defined below) in any manner other than for your own private, non-commercial, personal use.
You are considered a spouse for Social
Security purposes if you meet the conditions in either (A) or (B) below at the time you apply for benefits: (A)
Under applicable law: You and the worker were validly married; or You...
Employees seek job
security, but, in most Canadian, non-unionized workplaces, such
security is the exception: Employment can usually be terminated «without cause» if employers provide
applicable statutory minimum entitlements, along with notice or pay in lieu,
under the common
law.
the company has materially complied with the disclosure requirements
applicable to the distribution
under the
securities law of the foreign country, or the distribution is exempt from such requirements; and
In the event that any information
under our control is compromised as a result of a breach of
security, the Innocence Project will take reasonable steps to investigate the situation and, where appropriate, notify those individuals whose information may have been compromised and take other steps, in accordance with any
applicable laws and regulations.
Notwithstanding anything to the contrary in this paragraph, the method by which SimplyInsured may notify you of any
security systems breach remains in SimplyInsured's sole discretion, subject to its obligations
under applicable laws.
Digital tokens can be a new and useful crowdfunding tool — whether or not the tokens are «
securities»
under applicable law.
The FLIP token sale is only available to purchasers who are: (i) not «U.S. Persons» (as defined in Regulation S
under the U.S.
Securities Act of 1933, as amended) and not purchasing for the account or benefit of any U.S. Persons and (ii) eligible to purchase FLIP tokens
under the
applicable laws of each such purchaser's jurisdiction.
The
securities have not been and will not be registered under the United States Securities Act of 1933, as amended (the «1933 Act»), or any state securities laws and may not be offered or sold within the United States or to, or for the account or benefit of U.S. persons (as defined in Regulation S under the 1933 Act) absent such registration or an applicable exemption from such registration req
securities have not been and will not be registered
under the United States
Securities Act of 1933, as amended (the «1933 Act»), or any state securities laws and may not be offered or sold within the United States or to, or for the account or benefit of U.S. persons (as defined in Regulation S under the 1933 Act) absent such registration or an applicable exemption from such registration req
Securities Act of 1933, as amended (the «1933 Act»), or any state
securities laws and may not be offered or sold within the United States or to, or for the account or benefit of U.S. persons (as defined in Regulation S under the 1933 Act) absent such registration or an applicable exemption from such registration req
securities laws and may not be offered or sold within the United States or to, or for the account or benefit of U.S. persons (as defined in Regulation S
under the 1933 Act) absent such registration or an
applicable exemption from such registration requirements.
The Offered
Securities will be offered on a private placement basis, pursuant to prospectus exemptions
under National Instrument 45 - 106 Prospectus and Registration Exemptions in all provinces and territories of Canada, in the United States by way of private placement to selected accredited investors and / or to qualified institutional investors and outside of Canada and the United States on a private placement or equivalent basis in accordance with
applicable laws, provided that such
laws permit offers and sales of the Offered
Securities on a private placement basis and without any obligation on the part of the Company to prepare or file any registration statement, prospectus or other disclosure document and without triggering any disclosure obligations or submission to the jurisdiction on the part of the Company.