Performed underwriting duties and made buying decisions
under company guidelines and policies.
Monica C. Lozano stepped down last year
under company guidelines that limit the service of directors to 15 years.
Not exact matches
Proposed board reforms to Canada's deposit - taking institutions and insurance
companies under the new
guidelines include: appointing directors with relevant financial services experience; more board control over enterprise risk; enhanced director training, self - assessment and external reviews; and certain powers that allow boards to better direct and monitor management.
Under some very specific
guidelines, Federal regulators have given Amazon, along with insurance
companies, permission to use small unmanned aircraft systems.
Last month, the federal government released
guidelines to regulate online taxi
companies, saying they should do stringent security checks and not contract anyone convicted of a «cognizable offense»
under India's criminal laws.
The SEC also set out
guidelines to help
companies understand the circumstances when token offerings will fall
under its regulatory regime.
In his dissent, Pai's main complaint was with what he saw as a double standard: He said that the order unfairly stuck ISPs with stricter rules than internet
companies like Google, which are able to harvest and monetize personal data more freely
under looser
guidelines from the Federal Trade Commission.
Under the new
guidelines, the acquisition of oil sands
companies by foreign state - owned enterprises will only be found to constitute a new benefit for Canada in «exceptional circumstances.»
The
company considers any stock held without restrictions, unvested restricted stock units and PRSUs, vested but unexercised in - the - money stock options, deferred compensation that will settle in common stock and common stock held
under the
company's 401 (k) plan in determining whether the stock ownership
guidelines have been met.
Under the regulatory capital
guidelines currently applicable to bank holding
companies (Basel 1), the firm's Tier 1 capital ratio (11) was 13.8 % and the firm's Tier 1 common ratio (12) was 12.1 % as of September 30, 2011, compared with 14.7 % and 12.9 %, respectively, as of the end of the second quarter of 2011.
Effective on June 16, 2015, the Corporate Governance Committee and the Board of Directors of the
Company amended and restated the Code to, among other things, reflect the following amendments: (1) added a new Whistleblower Exception provision
under the Confidentiality section; (2) modified the provision regarding Protection of Covered Persons to clarify that such protections apply to any Covered Person who provides information or makes other disclosures that are protected
under whistleblower provisions; and (3) updated the policy reference to the Franklin Templeton Investments Social Media
Guidelines Policy.
Under the
guidelines, Non-Employee Directors are expected to own shares of
Company common stock that have a value equal to five times their annual cash retainer for serving as a director.
Under the
Company's stock ownership
guidelines, Mr. Cook is expected to own shares of
Company common stock that have a value equal to ten times his base salary.
Under variable interest entity accounting
guidelines, the
Company consolidates Employee LLC as the
Company is the primary beneficiary of Employee LLC.
In early November 2016, the
Company received approval to commence its drill program
under Division 37
guidelines by the Oregon Department of Geology and Mineral Industries («DOGAMI»).
In December 2013, the PBOC published financial policy
guidelines under which
companies established in the FTZ can conduct centralized payments and collections between associated onshore and offshore entities.
Companies raising capital
under Title III of the JOBS Act must follow SEC
guidelines when advertising their crowdfunding campaigns.
With many retailers introducing stringent
guidelines regarding product traceability throughout the supply chain,
companies looking to compete and supply on a global scale are
under pressure to invest in advanced product inspection technology that ensures compliance.
R.W. Garcia is an official participant in the Non-GMO Project's Product Verification Program; the
company's organic veggie, soy / flax, blue / flax and MixtBag products are verified
under the
guidelines.
Under our national School Beverage
Guidelines, our member
companies slashed beverage calories shipped to schools by a dramatic 88 percent since 2004.
Under our national School Beverage
Guidelines, our member
companies have slashed beverage calories shipped to schools by a dramatic 88 percent since 2004.
Or, such
companies can simply crush the tubes prior to export to avoid falling
under the EPA's R2
guidelines.
Under certain
guidelines, sponsoring
companies have the opportunity to support specific projects that are of a basic nature and are within the scope of the Center's research interests.
In either case, if a
company wants to sell products containing salicylic acid, its facility and the product must be registered with the the US Food and Drug Administration and the facility must operate
under Current Good Manufacturing Practice
guidelines.
Under the new system,
companies will be checked if their service is meeting a service
guideline compiled by METI and the industry association.
If employees of charter schools or any outside management
companies that run them serve on the schools» boards of directors, they must avoid any «real or apparent conflict of interest» if the school receives money from the Department of Education's charter school program,
under new
guidelines released late last month.
EdWeek Market Brief's Michele Molnar writes that «research
guidelines for ed - tech
companies, produced in conjunction with an industry association, have been revised to provide more information about different levels of research»
under ESSA and to «get faster answers about «what works» in the K - 12 marketplace.»
The online automotive lead
company only will consider dealer requests for credits
under specific
guidelines in cases of a car buyer going to a dealership first, then later using TrueCar pricing information as part of negotiating a deal.
Guest posts from
companies, businesses, or freelancers writing for
companies or businesses are considered advertising and fall
under our sponsored post
guidelines.
SEBI has issued
guidelines under Prevention of Money Laundering act, 2002 which require all Mutual fund
companies to follow KYC process for their customers.
• Trimmed JNJ and PEP each back to 9 % of the portfolio to get them
under the 10 % - max
guideline • With the proceeds, added to existing positions in AT&T (T) and Microsoft (MSFT) • With the remaining proceeds, started a new position in Digital Realty Trust (DLR) Thus, this package of trades served several strategic goals at the same time: • It corrected the over-sized positions by getting them back
under 10 % of the portfolio • It allowed me to increase my stakes in two high - quality dividend growth
companies • It allowed me to add a new position, bringing me closer to my target of 20 - 25 stocks overall.
Yes, it is possible and can be as per an Insurance
company's
under - writing
guidelines.
Only NASC member
companies operating
under the stringent
guidelines of NASC for manufacturing, labeling and adverse event reporting, and demonstrating responsible participation are permitted to use the NASC Quality Seal.
Event Planners must be authorised by the Event Owner to earn GC Award Points for organising a Qualifying Event and shall release and indemnify The
Company against any liability or claim arising from any failure to declare any benefits received
under the Event Planner Rewards or for breach of any applicable law or regulation, gift and incentive policy,
guideline or compliance requirement.
Under FWS» current voluntary permitting guidelines, wind energy companies are not required to apply for incidental take permits under the Bald and Golden Eagle Protection Act or the ESA when the project sits on private prop
Under FWS» current voluntary permitting
guidelines, wind energy
companies are not required to apply for incidental take permits
under the Bald and Golden Eagle Protection Act or the ESA when the project sits on private prop
under the Bald and Golden Eagle Protection Act or the ESA when the project sits on private property.
The London - based non-governmental organisation Global Witness has submitted a complaint against British
company Afrimex to the UK National Contact Point
under the government's new, strengthened procedures for considering breaches of the OECD
Guidelines for Multinational Enterprises.
Compliance consulting
under labor law, including monitoring of telecommunications at the workplace, protection of privacy and against discrimination and advice on ethic
guidelines of the
company.
Consistent with the emphasis on good corporate governance is the fact that a self - report, among other things, is relevant at later stages in the criminal justice process: sentencing
guidelines on the sentencing of corporates introduced in October 2014 (to which courts have regard when determining financial penalties
under DPAs) refer to a corporate's culture as relevant to determining its sentence in the event of a conviction for bribery offences, among others, in the UK: a culture of wilful disregard for the commission of offences will lead to a corporate being placed at the most culpable end of the spectrum and facing the heaviest fines available.17 Further, the amended Public Contracts Regulations 2015 introduced on 26 February 2015 allow blacklisted
companies to bid for public contracts if they prove, among other things, that they have «clarified the facts and circumstances in a comprehensive manner by actively collaborating with the investigating authorities».18
In administrative proceedings, the Swiss Competition Commission issued
guidelines and held that a document may not be searched and seized if it relates to correspondence between a
company investigated by the Commission and a registered Swiss attorney or attorneys authorised in member states of the EU or EFTA (which means that correspondence with attorneys from third - party states is not deemed to be protected
under legal privilege by the Swiss Competition Commission).
Under the
guidelines, large UK
companies face unlimited fines with a starting point of # 7.5 m on organisations with a turnover of more than # 50m, for corporate manslaughter.
For more than 10 years, Legal Week Intelligence has conducted research for global and national law firms,
companies and vendors as a group or individually,
under strict Market Research Society
guidelines, on generic and industry - specific topics.
Insurance
companies are required to settle claims quickly and efficiently, paying all of your covered losses
under your life, homeowners, flood, hurricane, or other insurance policy according to statutory
guidelines.
Given the dramatic reduction in amount and typical duration of benefits available
under the Minor Injury
Guidelines, it is imperative you speak with a lawyer knowledgeable about the MIG if you have suffered what the insurance
company is claiming to be a minor injury in a car accident.
Under Title 49 of the U.S. Code mandated by The United States Department of Transportation (USDOT), trucking
companies and their drivers, whether contracted or employed, must follow specific
guidelines to reduce the risk of accidents.
Legal Week Intelligence is the independent research division of Legal Week For over 10 years, Legal Week Intelligence has conducted research for global and national law firms,
companies and vendors as a group or individually,
under strict Market Research Society
guidelines, on generic and industry specific topics.
Global head of environment, Vanessa Havard - Williams predicts a greater focus by
companies on due diligence concerning the supply chain and third parties, while, on the environmental front,
companies face greater exposure
under new UK sentencing
guidelines from July with fines capped at # 3m.
Florida proved that there was a clear correlation between Race and Income / Education levels, and made the case that insurance
companies were indirectly using race as a factor, a practice that is illegal
under both State and Federal
guidelines.
All insurance
companies work
under the
guidelines of the IRDA (Insurance Regulatory Development Authority).
Under existing bancassurance
guidelines, a bank can act as a corporate agent and sell policy of only one life insurer and one non-life insurance
company.
Under such an approach, the regulator can set broad
guidelines and
companies can go ahead and launch products without seeking its prior approval.