Not exact matches
Maksim Zaslavskiy contends the currencies did not qualify as
securities under federal
law and
so the Department of Justice lacked jurisdiction to bring the charges.
Practically every company that goes public these days first files to do
so under the JOBS Act, a federal
law which gives companies that meet certain criteria the ability to file confidentially while regulators at the U.S.
Securities and Exchange Commission review its documents without subjecting them to public scrutiny.
So for three of the President - elect's apparent purposes (trade,
security, taxation), Congress neither can nor may constrain him
under current
law or politics: in the short - term, the forty - fifth President will be able to get his way.
(b) engaged as an «investment advisor» as that term is defined in Section 201 (11) of the Investment Advisor's Act of 1940 (whether or not registered or qualified
under that Act), nor (c) employed by a bank or other organization exempt from registration
under Federal and / or state
securities laws to perform functions that would require him or her to be
so registered or qualified if he or she were to perform such functions for an organization not
so exempt.
You agree to promptly notify ChoiceTrade in writing if you are now or if you become: (a) registered or qualified with the
Securities Exchange Commission, the Commodities Futures Trading Commission, any state securities agency, any securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not
Securities Exchange Commission, the Commodities Futures Trading Commission, any state
securities agency, any securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not
securities agency, any
securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not
securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified
under that act); or (c) employed by a bank or other organization exempt from registration
under federal and / or state
securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not
securities laws to perform functions that would require you to be
so registered or qualified if you were to perform such functions for an organization not
so exempt.
In applying the Howey Test to The DAO, the SEC report concluded that digital coins or tokens issued by an individual or entity for the purpose of raising funds for projects may be considered
securities under federal
law, regardless of whether done
so using a traditional company or decentralized autonomous organization.
Gross disproportionality
under section 7 of the Charter asks whether the
law's effects on life, liberty, or
security of the person are
so grossly disproportionate to the
law's purposes that they can not rationally be supported.
After reviewing the Report, the Order and the Statement, RepuX believes that RepuX Tokens and the manner in which they are being offered are substantially different from the DAO Tokens and Munchee Tokens and their offering processes, and
so RepuX Tokens should not be considered «
securities»
under U.S. federal
securities laws.
A claim for a benefit from one Party shall be considered as a claim for the corresponding benefit from the other Party if the claimant: (i)
so requests; or (ii) provides information at the time of the application indicating that the person had a period of residence or contributions
under the social
security laws of the other Party.