Sentences with phrase «underlying holdings in»

Other satisfying aspects of the two comparable Vanguard portfolios are truly unique underlying holdings in each fund and somewhat broader exposure to value and mid / small cap stocks.

[4] It's important to understand that «the main distinction between active and passive, or index - based, ETFs is that the underlying holdings in the active ETFs are dynamic and managed similar to the way a mutual fund portfolio is managed.»

When authorized participants — the special ETF market makers who have the ability to make and destroy ETF shares — wish to redeem their ETF shares, they can do so by trading them in to the issuer, which delivers an equivalent amount of the ETF's underlying holdings in an «in - kind» transaction.

Not exact matches

Second, the court held that the CEA grants the CFTC enforcement authority over fraud or manipulation in both derivatives markets and underlying spot markets.

The four conglomerates originated in different sectors, but their underlying business model is the same: cultivate powerful allies in the Communist Party; use those relationships to win regulatory and property concessions; gather investment from friends, family and other proxies of party elites into a murky, unregulated private holding company; borrow heavily from state - owed banks and other sources to finance prodigious growth plans; invest as aggressively as possible in stock and property overseas as a hedge against slower growth in China and the risk of a weaker Chinese currency.

Malcolm Gladwell may or may not have been completely right when he claimed that becoming a true expert in any subject requires 10,000 hours of practice, but whether his exact number stands up to scrutiny, the underlying truth still holds — getting good at things is time - consuming and involves a lot of hard work.

In other words, no matter how good the fund, its manager or its securities selection, if Morningstar says it is good, then so much money pours in to the fund that the underlying holdings of the fund can get a short - term boost as the manager puts the new money to worIn other words, no matter how good the fund, its manager or its securities selection, if Morningstar says it is good, then so much money pours in to the fund that the underlying holdings of the fund can get a short - term boost as the manager puts the new money to worin to the fund that the underlying holdings of the fund can get a short - term boost as the manager puts the new money to work.

The underlying funds may have low turnover in their holdings but investors are increasingly trading ETFs at ridiculous rates (lately SPY is averaging 76 million shares traded a day).

If the company's underlying stock decreases in value, an investor can still hold onto the convertible bond and receive the bond's par value at maturity, as long as the issuer does not default.

The underlying beliefs that people in the United States and China hold toward each other in the security realm are likely to influence, directly or indirectly, each side's foreign policy with regard to the bilateral relationship.

«No longer did Talon have an underlying equity value: the right set of price moves in the financial markets could reduce the value of its holdings to zero,» the lawsuit says.

The underlying beliefs that people in the United States and China hold toward each other in the security realm are likely to influence foreign policy.

While the prospectus objective identifies a fund's investment goals based on the wording in the fund prospectus, the Morningstar Category identifies funds based on their actual investment styles as measured by their underlying portfolio holdings (portfolio and other statistics over the past three years).

One quick note about «short ETFs» in general is that most of them have a tendency to underperform their underlying indexes as the holding period increases.

Shares counted toward these guidelines include any shares held by the executive directly or through a broker, shares held through the HP 401 (k) Plan, shares held as restricted stock, shares underlying time - vested RSUs, and shares underlying vested but unexercised stock options (50 % of the in - the - money value of such options is used for this calculation).

Funds of funds rely on underlying managers» allocations and holdings may be less transparent than in single manager long - only funds.

Whereas in most markets an increase in short - selling puts pressure on the lending market and pushes up the interest rate at which short - sellers can borrow the underlying stock, the ready supply of gold loans from central banks seeking to earn some return on their gold holdings has, until recently, helped to keep lease rates low, generally in the range of 1 — 2 per cent (Graph B3).

This partially reflects the view held by some respondents of a pick - up in underlying inflation, but it also reflects an increase in the number of respondents who have incorporated an estimate of the first - year effect of the GST into their inflation forecasts.

Taxation Of Distributions Besides taxes on capital gains incurred from selling shares of ETFs, investors are also subject to pay taxes on periodic distributions, which can be dividends paid out from the underlying stock holdings, interest from bond holdings, return of capital (ROC) or capital gains — which come in two forms: long - term gains and short - term gains.

Investors should keep in mind that while monthly distributions from bond ETFs are often called «dividends,» interest from the underlying bond holdings aren't considered qualified dividends, and are taxed as ordinary income.

Those loans are then resold or held in a portfolio that compensates investors based on the performance of the underlying loans — either way, the platform lender offloads credit risk to investors.

For portfolios that are invested in a selection of «building - block» strategies, rather than managed holistically, with full access to a wide range of investment tools and techniques, it is just as important to «look through» to underlying holdings to take account of factor exposures.

Those revenues easily cover the cost of providing that liquidity, which is the cost of understanding the psychology of the passive investors, so as to anticipate their net flows, and also the cost of determining the fair value of the underlying securities, to know what prices he can prudently pay for them, in case he gets stuck holding them.

However, only $ 15 million of that amount is attributable to underlying investments of the fund that have been held in excess of three years.

Rather, each Cryptocurrency Fund and underlying cryptocurrency - related holdings should be evaluated on a case by case basis in a manner very similar to previous funds and their underlying holdings.»

Though the ECB has acknowledged that one of the main factors underlying the eurozone's stagnation is a lack of credit growth, any potential use of QE seems unlikely to make much of an impact in this regard, even if an announcement of QE could drive yields down further, making it even less attractive for banks to hold government bonds.

In the case of a Shareholder that acquires its Shares as part of a creation of a Basket, the delivery of Bitcoins to the Trust in exchange for the underlying Bitcoins represented by the Shares will not be a taxable event to the Shareholder, and the Shareholder's tax basis and holding period for the Shareholder's pro rata share of the Bitcoins held by the Trust will be the same as its tax basis and holding period for the Bitcoins delivered in exchange therefor (except to the extent of any cash contributed for such SharesIn the case of a Shareholder that acquires its Shares as part of a creation of a Basket, the delivery of Bitcoins to the Trust in exchange for the underlying Bitcoins represented by the Shares will not be a taxable event to the Shareholder, and the Shareholder's tax basis and holding period for the Shareholder's pro rata share of the Bitcoins held by the Trust will be the same as its tax basis and holding period for the Bitcoins delivered in exchange therefor (except to the extent of any cash contributed for such Sharesin exchange for the underlying Bitcoins represented by the Shares will not be a taxable event to the Shareholder, and the Shareholder's tax basis and holding period for the Shareholder's pro rata share of the Bitcoins held by the Trust will be the same as its tax basis and holding period for the Bitcoins delivered in exchange therefor (except to the extent of any cash contributed for such Sharesin exchange therefor (except to the extent of any cash contributed for such Shares).

Although held in theory over a long period, the belief was accentuated during the latter part of the nineteenth century and since, and became finally a basic dogma underlying the Japanese Imperial thrust, which is often regarded as the beginning of World War II.9 The idea was taught in the schools, in the army, and resulted finally in a fanatical religious, as well as patriotic, devotion to the emperor, without which, it seems to the writer, it is impossible to explain the daring attack of the island empire of Japan upon the richest and most powerful nation in the world, the United States.

He is striving towards helping others rise above their personal, group and organizational differences in order to see that underlying all the diversity there is much that we all have in common, and that what we all hold in common is much more important than the differences we are all fearfully clinging to.

For Ozick, however, the literary critic is herself the architect of literary tradition, arranging works, authors, movements, and trends in conversation with one another, «teas [ing] out hidden imperatives and assumptions held in common, and... creat [ing] the fertilizing conditions that underlie and stimulate a living literary consciousness.»

Thus there is little hope for our recovering a feeling of truly belonging to the cosmos as long as we hold onto the assumptions about physical reality (such as the primacy of primary qualities and cognate assumptions) underlying scientism and materialism.5 For we will continue to have a gnawing suspicion that the real world is so different from our projections that we are still without a home in the universe as it runs on colorlessly and meaninglessly beneath our secondary and tertiary «subjective» projections.

One can only conclude that the fundamental reasons underlying women's poor prospects in science are not being tackled, otherwise we would not still be holding these conferences.

For example, JP Morgan held credit derivatives based on $ 366 million worth of underlying assets in 2002, the year they promoted a CRO.

Geologists had predicted the plunge for weeks, citing the retreat of an underlying glacier that had held the rock in place.

Symbolic communication in the form of language underlies our unique ability to reason — or so the conventional wisdom holds.

An MDI Biological Laboratory assistant professor says he has identified processes that underlie how heart tissue regenerates, which in turn holds out hope of finding new drugs that can help the body grow muscle cells and get rid of scar tissue.

Bulik, who holds the first endowed professorship in the field of eating disorders in the country, is currently leading a global research initiative called The Anorexia Nervosa Genetics Initiative — or ANGI — to analyze 26,000 genetic samples and isolate genes that play important roles in the underlying biology of eating disorders.

My laboratory aims to identify, characterize and validate lncRNA - driven pathways active in allergy - driving helper T cells and airway epithelial cells that could hold promise as therapeutic targets in altering the aberrant immune responses underlying asthma.

The leaps of logic in the plot and farfetched ideas on the judicial system stretch the believability to its maximum proportion, and even if the underlying message of the movie is the culpability of big businesses in tainting juries for their own profits, the contortions made to hold together the story make for some rough patches.

I would, therefore, ask Hanushek and Lindseth to stop tilting at windmills and to join with me in instituting a dialogue in major areas in which we do agree, like the fact that courts can and should hold states and school districts accountable for better performance, and that «school funding policies must recognize the underlying heterogeneity of students and their educational challenges and ensure that all schools have the means to succeed» (Hanushek and Lindseth, Schoolhouses, Courthouses, and Statehouses, page 218).

To make these choices you must consider several factors: the information students are held accountable for on high - stakes tests, the minimal depth of conceptual understanding they need in order to continue deepening their understanding in a subsequent course or grade level, and the most significant ideas underlying the course content.

We must change the underlying policy environment in which schools and educators operate, the mechanisms through which our schools are funded and the way we hold schools accountable for the progress of their students.

While tracking error volatility makes sense and is easy to calculate, it only infers what the manager is doing in the portfolio and does not actually look at the underlying holdings.

It's common that the agreement secures a 100 % interest in the company which owns the underlying property through a bankruptcy remote «special purpose entity» holding company.

Uncovered Option: The Sale of a put or a call without holding an equal or opposite position in the underlying futures contract.

Naked Option: A naked option involves the sale of a call or put option without holding an equal and opposite position in the underlying instrument; in this case, a futures contract.

Synthetically replicating ETFs hold margin (also called «collateral»), and enter into a swap (i.e. an exchange transaction) with a counterparty, typically an investment bank, where the counterparty (investment bank) agrees to pay the ETF issuer the performance of the reference index underlying the synthetic ETF and in return the ETF issuer pays the investment bank the performance of their collateral basket.

When you click on an investment you can see the underlying holdings — real companies that you invest in:

But the overall cost is still substantially higher than it would be if you held the underlying funds directly in your RRSP.

In real life, the actual delivery rate of the underlying goods specified in futures contracts is very low as the hedging or speculating benefits of the contracts can be had largely without actually holding the contract until expiry and delivering the gooIn real life, the actual delivery rate of the underlying goods specified in futures contracts is very low as the hedging or speculating benefits of the contracts can be had largely without actually holding the contract until expiry and delivering the gooin futures contracts is very low as the hedging or speculating benefits of the contracts can be had largely without actually holding the contract until expiry and delivering the good.