Sentences with phrase «unlicensed brokers»

The regulatory action comes amidst a sustained crackdown on unregulated and less - than - reputable brokers operating in Cyprus, as the regulator attempts to protect customers from unlicensed brokers that exhibit predatory practices.

102 DOS 93 Matter of Eisenhauer - salesperson transacted business as broker for her own account violates RPL § § 440 - a and 442 - a and forfeits commission collected; subsequent licensure as a broker is immaterial for services were rendered when she was a sales associate; her broker is not entitled to commission either, as her activities as unlicensed broker are illegal, so no commission can be claimed

In December, Sacks reveals, Zenefits hired one of the Big Four auditing firms to conduct an independent review of the company's licensing procedures following reports that the company let unlicensed brokers sell insurance through its service.

The revelation about unlicensed brokers, which has never previously been made public, comes as the company is facing questions about its ability to live up to its lofty valuation.

However, the CMB may pursue unlicensed brokers offering their services to Turkish investors.

At some point in the future, should you wish to get licensed, having a sustained complaint on your record for unlicensed brokering could jeopardize your ability to obtain one.

He added that the futures were targeted towards experienced investors that did not want to buy the currency directly on crypto exchanges or from unlicensed brokers.

AG Andrew Cuomo just announced he has reached multimillion - dollar settlements in his ongoing pay - to - play pension fund probe with two investment firms and three unlicensed brokers — including the Quadrangle Group, which used to handle Mayor Bloomberg's money, and the political consulting firm Global Strategy Group.

In order to avoid «unlicensed brokering», you get in the middle of the transaction.

The United States District Court for the District of Nebraska entered judgment in favor of the Commission, ruling that the Broker had acted as an unlicensed broker in the state and she could not claim that her advertising activities were protected by the First Amendment.

Regarding the «closed door» policy, the Seventh Circuit found that Indiana law barred recovery of a brokerage commission by an unlicensed broker.

This appears to be another unlicensed broker trying to broker without a license.

In my experiece, I've never seen an unlicensed broker or ever heard of one.

I had an unlicensed broker email me a couple days ago offering me property they do not own.